Sentences with word «unregistered»

The value of the sale of unregistered securities in an orderly manner that serves to protect the investing public is a cornerstone of the U.S. capital formation process.

Powell commented: «Ministers have a basic responsibility to ensure that children are kept safe, and yet despite warning after warning, they have dragged their feet on this very serious issue, leaving children in unregistered schools where they could be in harm's way.

He said DfE staff had recently requested «further support» from Ofsted for building the «necessary legal case» to prosecute operators of unregistered schools, and pledged his «full support», adding: «All schools must be registered or closed down.»

Massachusetts» securities enforcement office is suing a resident and his company for selling unregistered securities in a token sale.

So I invest in ETF in all my registered accounts where I don't need to report taxes, and I use TD's eSeries index Mutual Fund on unregistered accounts where I need to report taxes.

As mentioned in a previous article, owners of unregistered trademarks can sue for «passing off».

So reads a key finding of a report, Capital Raising in the U.S.: An Analysis of the Market for Unregistered Securities Offerings, 2009 - 2014, by Scott Baugess, Rachita Gullapalli and Vladimir Ivanov, staff at the SEC's Divisio of Economic and Risk Analysis.

Also under the new regulations, technology risk management will be a minimum requirement for platforms and banks are prohibited from dealing with unregistered exchanges and entities.

The tenor of the SEC's stance on the broader ICO market appears to have changed, from hinting that the regulator views ICOs as unregistered securities in violation of U.S. Securities laws to outright warning ICOs of an oncoming crackdown in written and oral testimony.

In New Zealand, once you know you are free to use your brand, you have a choice whether to protect it with registered trade marks or instead rely on unregistered trade mark rights.

While currently the FSA has not yet published any formal statement, the report said the effort is aimed at providing a healthy cryptocurrency trading environment by tackling unregistered exchanges.

Many pit bull breeders maintain pedigree information even for unregistered dogs.

These agencies investigate and file civil regulatory actions involving violations ranging from unregistered offerings to securities fraud.

Ownership of unregistered Design Rights is the same as for Copyright.

Ms Morgan has already announced a crackdown on unregistered schools and «weekend madrassas» after some were found to be promoting extremist ideology.

We also don't turn away clients with unregistered vehicles.

Intellectual property includes registered rights such as trademarks, patents and designs as well as unregistered rights such as copyright.

The SEC claims that Sohrab «Sam» Sharma and Robert Farkas illegally offered and sold unregistered investments through Centra Tech.

Belanger said some of the signatures should clearly be thrown out because they were signed by unregistered voters, or those registered to other parties.

The indictment says Manafort and Gates received the money by acting as unregistered agents of the pro-Russia government of Ukraine and its political parties and leaders.

Shouwang vows to continue showdown until Christmas in hopes of ending Achilles» heel of unregistered churches: government pressure on landlords.

Longfin's chief executive allegedly issued unregistered shares to nominees which were then sold to the public.

Dealer Plate Laws In general, dealer plates are special license plates used by dealers that allow customers to legally test - drive unregistered cars on public streets and highways.

There is «browse our members» feature on this site, even unregistered people can see members» brief information.

Ofsted's illegal schools taskforce was given another # 1 million to look into unregistered settings in March, but is still yet to prosecute a single school.

Overall, 48,000 pupils are taught at alternative providers — with many in unregistered settings not eligible for Ofsted inspections, as a Schools Week investigation recently found.

The regulator has accused blockchain tech upstart Longfin Corp and four of its officers of awarding and then selling unregistered shares for their own gain.

The government will work with Ofsted and local councils to ensure children attending unregistered independent schools and out of school settings are safe and are receiving a suitable education.

In 2015, the Commodity Futures Trading Commission (CFTC), which was beginning to crack down on unregistered firms that were trading cryptocurrency derivatives, determined that cryptos were commodities and thus within its regulatory jurisdiction.

The Nationwide Group Retirement Series includes unregistered group fixed and variable annuities issued by Nationwide Life Insurance Company.

First and foremost, the site allows unregistered users to access preliminary details of the site such as date of birth, name, state of residence and «about me» section, among others.

In fact in 2014, over $ 2 trillion of capital was raised using unregistered securities largely using Regulation D.

«We always support Ofsted, local authorities and the police in tackling unregistered schools, which are illegal and unsafe.»

In this ecosystem, land could be held as equity, as currently no banks are really willing to lend against unregistered lands.

Those who become aged or injured, as well as unregistered puppies, are often abandoned to fend for themselves.

The CVMA Certified Veterinary Assistant program gives unregistered assistants employed in a veterinary practice, the opportunity to advance their knowledge and learn the skills needed...

For example, in Kirkbi v. Ritvik Holdings, the makers of lego blocks (whose patent had expired) attempted to extend its monopoly indefinitely through unregistered trade - marks protection for shape of the lego block.

Marketing Unregistered Funds Into Europe App: Clients outside of the EU looking to market funds into Europe are faced with a complex network of local and EU - wide rules.

Nevertheless, some binary options related companies still operate as unregistered brokers or dealers.

Quintenz said the SEC takes action against unregistered ICOs, while the CFTC has authority over spot trading.

The two withdrawals follow three others by unregistered operators — Raimu, Bitexpress and Bit Station.

Jeremy Peers was charged with thirty - three offences under s. 194 of the Alberta Securities Act, including unregistered trading in securities, non-compliance with prospectus disclosure obligations, misrepresentation, and fraudulent use of investor funds.

It might be, for example, that we turn it on its head and say that a pupil shouldn't be allowed to be placed in unregistered provision by their school or by their pupil referral unit — who themselves use AP — for more than two days a week if it isn't registered,» she said.

The Securities and Exchange Commission (SEC) has warned investors residing in the United States that token sales may constitute securities, and by investing in tokens, investors may be purchasing unregistered securities offerings.