Sentences with phrase «unregistered firms»

«These unregistered firms are slick, professional, and often very friendly.

In 2015, the Commodity Futures Trading Commission (CFTC), which was beginning to crack down on unregistered firms that were trading cryptocurrency derivatives, determined that cryptos were commodities and thus within its regulatory jurisdiction.

The Enforcement Division also found evidence to suggest that although DavorCoin is an unregistered firm, it is offering securities for sale via its affiliates.

Japan's Financial Services Agency (FSA) has issued its first warning under the country's revised payment services law — which recognizes bitcoin as a legal method of payment — to Macau - based Blockchain Laboratory, an unregistered firm reportedly pursuing investors in the country.

Not exact matches

A federal judge ruled three business associates of a financial technology company are likely to lose at a trial over government accusations that they sold unregistered stock in the firm after a rally linked to cryptocurrency.

11:30 - In other news, Labour MP Steve McCabe has demanded the standards commissioner investigate Jeremy Hunt after it emerged he accepted unregistered gifts from media firms.

Mr. Agyapong alleged on Oman FM that Mr Hosi attempted to bribe the Managing Director of the Bulk Oil Storage and Transportation Company (BOST) with $ 1million to enable him buy the contentious 5 million litres of contaminated fuel sold to an unregistered oil firm, Movenpiina and Zup Oil.

The attorney general acknowledged that the ability of consulting firms to act as unregulated and unregistered lobbyists is an issue.

The result has been a proliferation of small firms - many unregistered.

According to the MSC, this year Manitobans have reportedly lost nearly $ 185,000 to unregistered, offshore binary options firms, trading under a variety of names.

Going through a list of the top 50 law firms, I was quite surprised to see that no less than 95 percent of the names that I thought these top 50 law firms would eventually want to use were unregistered.

According to Tsutomu Miyano, a partner at Anderson Mori & Tomotsune, the Japan bar enacted the registration requirement as a reaction to perceived abuses by foreign law firms whose unregistered associates sometimes attend meetings alone, sign documents or otherwise act independently.

The broker used unapproved personal email accounts and text messages to communicate with an unregistered administrative assistant about member firm customers.

If you recently received a New York traffic ticket for driving an unregistered motor vehicle, contact Adam H. Rosenblum of The Rosenblum Law Firm.

The claim was raised by Taylor - Copeland legal firm, where Mrs. & Mr. Breitman were accused of selling unregistered securities, committing securities fraud, false advertising and unfair competition («by making material misrepresentations and omissions»).

Among unregistered operators, 16 firms, including Coincheck, conducted operations before the law took effect, and they have been allowed to continue doing so as quasi-operators.

The state regulator said it considers the firm's cryptocurrency mining and trading programs to be unregistered security offerings and, furthermore, that LeadInvest is also using fake stock images to portray its team members.

According to an emergency order signed on Jan. 24, the Texas State Securities Board (TSSB) is taking aim at a Hong Kong - based firm dubbed R2B Coin, which the agency alleges is issuing unregistered securities to Texas residents with false and misleading information.

The Texas - based firm AriseBank, together with its co-founders Jared Rice Sr. and Stanley Ford, is being charged by the U.S. financial watchdog for alleged fraud and issuing unregistered securities during its recent initial coin offering (ICO), according to the latest court filing.

The U.K.'s financial regulator has issued a warning to investors over an unregistered brokerage firm that appears to be offering cryptocurrency - related derivatives in the country.

Massachusetts securities regulator halted operations of 5 ICO projects, ruling the firms were selling unregistered securities.

The charges, which the SEC filed against the Texas - based AriseBank on Jan. 25, allege that the firm and its co-founders, Jared Rice Sr. and Stanley Ford, sold unregistered securities and engaged in «fraudulent conduct» to market its «decentralized bank.»

The U.K.'s Financial Conduct Authority (FCA), has released a statement on March 28, 2018, warning investors about an unregistered brokerage firm.

Originally published on: Crypto CFD Trading Firm Olsson Capital Found to Be Unregistered by FCA Read the original article

In mid-February, New Jersey's securities regulator issued an emergency cease and desist order against cryptocurrency investments firm Bitstrade for fraudulently offering unregistered securities to customers.

The SEC said the firm is offering investors in the Philippines offerings of unregistered securities, and as such:

The U.K.'s financial regulator has issued a warning to investors over an unregistered brokerage firm that appears to be offering cryptocurrency - related derivatives in...

According to an official warning published by the Japan's Finance Service Agency (FSA) on Feb. 13, the regulator said a Macau - based cryptocurrency service firm named Blockchain Laboratory, headed by Jay Liu, has been offering unregistered services related to cryptocurrency trading and initial coin offerings (ICO).

Jason Gottlieb, a partner at law firm Morrison Cohen representing PlexCorps, whose assets the SEC froze after alleging its «scam» Initial Coin Offering (ICO) was actually a sale of unregistered securities, told CNBC that the subpoenas have come from New York, Boston, and San Francisco SEC offices:

According to an official warning published by the Japan's Finance Service Agency (FSA) on Feb. 13, the regulator said a Macau - based cryptocurrency service firm named Blockchain Laboratory headed by Jay Liu has been offering unregistered services related to cryptocurrency trading and initial coin offerings (ICO) in Japan.