Sentences with phrase «unregistered trade»

Certain names, words, titles, phrases, logos, icons, graphics or designs in the pages of this Website may constitute trade names, registered or unregistered trade - marks or service marks («Trade - marks») of The Toronto - Dominion Bank («TD Bank»), other members of the TD Bank Group or of third parties and used under license by TD Bank or other members of the TD Bank Group.
Other names, words, titles, phrases, logos, designs, graphics, icons and trade marks displayed on the Web site may constitute registered or unregistered trade marks of Gowling WLG or third parties.
Its possible to obtain a registration, but then later lose it if someone can show it is confusing with a pre-existing unregistered trade - mark, or a trade - name.
When the Trade - marks Act was drafted in 1953, this prohibition applied only to registered trade - marks leading the reasonable inference that unregistered trade - marks were excluded from the rule.
The display of any trade names or registered or unregistered trade marks or service marks on the Website does not imply any licence has been granted to any third party in respect of the same.
Certain names, words, titles, phrases, logos, icons, graphics and designs displayed on the Website constitute trade names or registered or unregistered trade marks or service marks of Global Legal Group.
In New Zealand, once you know you are free to use your brand, you have a choice whether to protect it with registered trade marks or instead rely on unregistered trade mark rights.
in successful legal proceedings for enforcement of unregistered trade mark rights in the term UNIQUE MANUKA FACTOR for manuka honey
in successful legal proceedings for enforcement of unregistered trade mark rights in red coloured jet boats
Further, by virtue of Section 5 (4) of the TMA, a trade mark shall not be registered if, by a passing off action, the owner of an unregistered trade mark, would be entitled to prevent the use of the trade mark.
While the author has yet to see a Canadian court address the use of the ® symbol with a unregistered trade - mark, the author discourages such use in the event it is found by a Canadian court to be fraudulent or inequitable conduct.
The Kennel Club owns a portfolio of registered and unregistered trade marks including but not limited to THE KENNEL CLUB.
The Trademarks in this website are registered or unregistered trade marks of or are licensed to Accolade Wines Limited (company number 137407), Accolade Wines Australia Limited (ABN 86 008 273 907); or a holding or subsidiary company of the same (as such terms are defined by the UK Companies Act 2006).
Charges were dismissed by the Ontario Court of Justice in R v. Lowman against two individuals who, in connection with their creation of a website, were alleged to have engaged in unregistered trading, issuing securities without filing a prospectus and making a prohibited representation that securities would be listed on an exchange with the intention of effecting a trade in breach of the Ontario Securities Act.
Jeremy Peers was charged with thirty - three offences under s. 194 of the Alberta Securities Act, including unregistered trading in securities, non-compliance with prospectus disclosure obligations, misrepresentation, and fraudulent use of investor funds.

Not exact matches

In 2015, the Commodity Futures Trading Commission (CFTC), which was beginning to crack down on unregistered firms that were trading cryptocurrency derivatives, determined that cryptos were commodities and thus within its regulatory jurisdTrading Commission (CFTC), which was beginning to crack down on unregistered firms that were trading cryptocurrency derivatives, determined that cryptos were commodities and thus within its regulatory jurisdtrading cryptocurrency derivatives, determined that cryptos were commodities and thus within its regulatory jurisdiction.
Some of the characters, logos or other images incorporated by NBCUniversal on this Site are also protected as registered or unregistered trademarks, trade names and / or service marks owned by NBCUniversal or others («Trademarks»).
Quintenz said the SEC takes action against unregistered ICOs, while the CFTC has authority over spot trading.
By considering all ICOs illegal rather than differentiating ones that trade in unregistered securities from ones that act more like tokens to use certain decentralized apps, China is taking a heavy - handed approach.
«Given the significant consequences of acting as an unregistered broker - dealer and the increased attention being given to this issue by the SEC staff, private - fund advisers should consider reviewing their practices to determine whether any activities that may be approaching or crossing the line would require broker - dealer registration,» David Blass, the chief counsel of the SEC's division of trading and markets, suggested in a speech last April.
One question to be addressed is whether a company bears any liability if it arranges for trading on an unregistered exchange.
In 2016, BlackRock, the sponsor of the gold ETF iShares Gold Trust (IAU) sold $ 296 million in unregistered shares of an exchange - traded fund.
U.S. federal and state securities laws have catch - all provisions regarding secondary liability for aiding and abetting a violation of securities laws, which could apply for facilitating trading through an unregistered exchange.
Other names and logos appearing on or in connection with the Website may be registered or unregistered trademarks, official marks, service marks, trade names and logos of their respective owners.
In what the CFTC described as its first action against an unregistered Bitcoin options trading platform, the CFTC charged Coinflip, Inc. and its founder and chief executive officer with failures to comply with the CEA or CFTC regulations for operating a facility for trading or processing «commodity options.»
GATE believes the trading of unregistered securities is accomplished most effectively through a broker dealer, an ATS or an exchange registered with the SEC because such transactions provide the books and records and an audit trail that can be used for surveillance purposes.
Tuesday Questions - Reducing the number of uninsured drivers and the use of unregistered vehicles, Status of the national museums and galleries in England, Proposals for reform of the House of Lords Legislation - Scotland Bill - Third reading, Protection of Freedoms Bill - Consideration of Commons amendments, Sunday Trading (London Olympic Games and Paralympic Games) Bill
20.1 All intellectual property rights (including the various rights conferred by statute, common law and equity in and in relation to copyright, patents, trademarks, service marks, trade names and / or designs (including the «look and feel» and other visual or non-literal elements)(whether registered or unregistered) in:
7.1 All intellectual property rights (including the various rights conferred by statute, common law and equity in and in relation to copyright, patents, trade marks, service marks, trade names and / or designs (including the «look and feel» and other visual or non-literal elements)-RRB-(whether registered or unregistered) in:
The trademarks, logos, service marks and trade names (collectively the «Trademarks») displayed on the Sites are registered and unregistered Trademarks of INscribe Digital and others and may not be used in connection with products aor services that are not related to, associated with, or sponsored by their rights holders that are likely to cause customer confusion, or in any manner that disparages or discredits their rights holders.
Registered account fee waived if aggregate accounts (registered and unregistered) $ 25,00 and over or 12 commissionable trades or more per year
Appointment of Canadian Financial Advisor (Unregistered) and Request to Send Trade Confirmations and Account Statements to AdvisorJuly 14, 2011
Rule 144a is an SEC rule issued in 1990 that modified a two - year holding period requirement on privately placed securities by allowing qualified institutional buyers to buy and trade unregistered securities among themselves.
I have a TD Waterhouse unregistered account and it is all cash — and don't get me going about the 5 months it has taken to finally be able to execute a trade!
«FTSE ®», «Russell ®», «FTSE Russell ®» «MTS ®», «FTSE TMX ®», «FTSE4Good ®» and «ICB ®» and all other trademarks and service marks used herein (whether registered or unregistered) are trade marks and / or service marks owned or licensed by the applicable member of the LSE Group or their respective licensors and are owned, or used under licence, by FTSE, Russell, MTSNext, or FTSE TMX.
Private REITs are not publicly - traded on a stock exchange and are unregistered with the SEC.
According to the MSC, this year Manitobans have reportedly lost nearly $ 185,000 to unregistered, offshore binary options firms, trading under a variety of names.
The disclaimer information for the investment should be enough to frighten away the most prudent investor: «The BIT is a private, unregistered investment vehicle and NOT subject to the same regulatory requirements as exchange - traded funds or mutual funds, including the requirement to provide certain periodic and standardized pricing and valuation information to investors.
The trademarks, service marks, trade names, domain names and logos («Trademarks») displayed on this Web site are either pending, registered or unregistered Trademarks of Treat Planet, LLC or their respective owners.
a. Warframe ® and certain related names and logos are registered or unregistered trademarks, service marks and / or trade names of Digital Extremes.
The Tokyo Metropolitan Police announced on June 20th that it had charged the president of antique company, Raftel, and 27 customers with violating Japan's Law for the Conservation of Endangered Species (LCES) for illegal trade in unregistered ivory.
The Tokyo Police announced on June 20th that it had charged the president of antique company, Raftel, and 27 customers with violating Japan's Law for the Conservation of Endangered Species (LCES) for illegal trade in unregistered ivory.
Six Japanese ivory trading companies that sell ivory via the popular shopping site Yahoo! Japan auctions offered to engage in illegal activities to buy, sell, acquire, or fraudulently register an unregistered ivory tusk.
Since then, the statute has seen a well - documented coming of age and an incredible rise to power transforming into the primary law in which unfair competition, unregistered trademarks, and trade dress claims are challenged under.
Since qualifying he has acted on a variety of IP disputes including trade mark infringement and passing off, design right infringement (both registered and unregistered), database rights, domain name disputes and breach of confidence.
Rights can be asserted by way of registered trade marks, patents and registered designs, as well as rights that arise automatically such as copyright, unregistered design rights and passing off.
• EU - granted rights, which apply in an identical manner across all member states — At current time this includes the EU Trade Mark, the Registered Community Design (RCD) and the Unregistered Community Design (UCD).
• National rights outside the scope of the UK - This is the smallest category and covers patents, UK unregistered design rights and some aspects of copyright • National rights which are applied under the principle of harmonization — This includes national trade marks, national registered designs, database rights and most aspects of copyright.
Banco Nacional de Cuba v. Cosmos Trading Corp [2000] BCLC 813 (CA) Petition to wind up overseas former Central Bank as an unregistered company.
Common law rights in passing off (that is, a business's «unregistered» rights in its name, branding, get - up or trade dress) are derived wholly from UK common law and will be unaffected.
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