Sentences with phrase «uptick rule»

The alternative uptick rule is triggered when a stock experiences a price decline of at least 10 % in one day.

The new uptick rule triggers a ban on short selling when the stock drops a certain amount.

Whether or not such rules succeed is a matter of some debate, and the SEC removed similar uptick rules in 2006 because «they modestly reduce liquidity and do not appear necessary to prevent manipulation.»

The current version of the US uptick rule doesn't come into play until a security has already fallen 10 % so it's rarely a factor in deciding to sell short.

One of these is the Depression - era uptick rule which prevents short selling until the stock ticks at least 1 cent above the previous trading price.

In February 2010, the SEC adopted an «alternative uptick rule» or Rule 201, which restricts short selling by triggering a circuit breaker when a stock has dropped at least 10 % in one day.

Having said that, the SEC in the US recently proposed re-imposing the uptick rule on short selling — I believe as a result of political pressure — but only in the case where stocks go down 10 % in a day.

They can be short sold with no uptick rule either.

Some of the advantages of the E-mini are; the ability to buy or sell with no uptick rule, high volatility and leverage, lesser brokerage commissions, and lower tax rates and reporting requirements for US traders.

The recent huge market rally began March 10, the same day Barney Frank announced the imminent, nearly certain elimination of the short uptick rule.

The longs have adequate tools to fight the uptick rule; they don't have adequate tools to help against naked shorting and failures to deliver.

The thing is the uptick rule is not the real problem.

There have been many writing about the impact of the lack of an uptick rule in the present market.

Also, the uptick rule, [38] which allowed short selling only when the last tick in a stock's price was positive, was implemented after the 1929 market crash to prevent short sellers from driving the price of a stock down in a bear raid.

Tags: 1929 October Crash, Adolph Miller, Bear Run, Broker Loans, Cash Shortages, Crash of 1929, Easy Credit, Federal Reserve Board, Federal Reserve Policies, Federal Reserve System, Government Policy, Great Depression, Herbert Hoover, Interest Rate, Liquidity, Money Supply, Over Speculation, Panic, Short Selling, Speculation, The Dollar, Uptick Rule, US Gold Deposits, Wall Street

That was because of the uptick rule.

Exceptions: There are a few exceptions to the uptick rule that mainly revolve around when the short sell order was placed or when the securities will be delivered.

Summary: The phrase «short sale circuit breaker» rule normally refers to the SEC's recent adoption of a new version of the uptick rule.

The alternative uptick rule, which permits short selling only «if the price of the security is above the current national best bid.

The Uptick Rule was eliminated by the SEC on July 6, 2007, but in March of 2009, following a conversation with SEC Chair Mary Schapiro, Rep. Barney Frank of the House Financial Services Committee said the rule could be restored.

The Uptick Rule (also known as the «plus tick rule») is a former law established by the Securities Exchange Commission (SEC) that requires every short sale transaction to be entered at a higher price than the previous trade.

In other words, most securities are covered by the rule and in the event it is activated, the alternative uptick rule would apply to short sale orders for the remainder of the day as well as the following day.

On April 9, 2009, the SEC approved the release of five proposals for reinstating the uptick rule, which was each put out for a 60 - day public comment period.

The uptick rule is disregarded when trading some types of financial instruments such as futures, single stock futures, currencies or market ETFs such as the QQQQ or SPDRs.

In 2010, the SEC constructed an alternative uptick rule to restrict short selling from further driving down a stock price that has dropped more than 10 % in one day.

There are restrictions as to what stocks can be shorted, and when a short can be carried out (uptick rule).

This uptick rule was introduced in the Securities Exchange Act in 1934 as a Rule 10a - 1 and was accomplished in 1938.

The uptick rule can be disregarded during the trading of some other types of different financial instruments.

And we owe it all to the CRA as amended in 1999 and the «financial reform» of 1999, seasoned with the SEC removing the uptick rule and letting shorts run wild.

But the firm regularly releases memos that are quite opinionated, including one in the fall that implored the SEC to reinstate the Uptick Rule to limit short - selling.