Sentences with phrase «used by brokerage»

Written Service Agreements As a managing broker, you should ensure that the written service agreements used by the brokerage meet the requirements of section 5 - 1 of the Council Rules, that they include a general description of the services and that these services are in accordance with the policies of the brokerage.

(c) report on the accounting principles used by the brokerage in preparation of its financial statements for the fiscal year;

This provision can be used by a brokerage that wishes to provide strata management services to a strata corporation while at the same time providing rental property management or trading services to a strata lot owner.

Reviewing the evidence, the court agreed with the lower court's evaluation of the evidence and so affirmed its ruling that there was not a fixed policy used by the Brokerage upon a salesperson's departure.

Your blog also should have a privacy policy consistent with what's already being used by the brokerage.

These forms, which are used by brokerage firms like Fidelity, provide a summary of investment income and are given both to customers and the IRS.

Armstrong at the time also offered an olive branch to the IRS, saying Coinbase is ready to provide customers with 1099 - B forms, which are used by brokerages and others to help customers report their taxes.

2018 NAR Member Orientation Video and Materials Available Online NAR's 2018 New Member Orientation Materials are now available online for use by brokerages.

The Risk Management Committee has created these documents for use by brokerages in their efforts to manage legal risks.

2018 NAR Member Orientation Video and Digital Materials Available Online NAR's 2018 New Member Orientation Materials are now available online for use by brokerages.

A new video and companion brochure from NAR, «A Pathway to Professionalism: Respect Starts Here,» are available for use by brokerages.

Not exact matches

The multilevel space, which has 200 feet of frontage on Broadway and 30 - foot ceilings, could be used by one large tenant or divided for two or three users, said Gene P. Spiegelman, an executive vice president at the commercial brokerage Cushman & Wakefield, which is marketing the space.

CHICAGO, Mar. 27 / CSRwire / - Northern Trust Asset Management is enhancing its long - standing commitment to diversity by increasing the use of minority - owned brokerage firms.

Additionally, if you interact with Fidelity directly as an individual investor (including joint account holders) or if Fidelity provides services to your employer or plan sponsor, we may exchange certain information about you with Fidelity financial services affiliates, such as our brokerage and insurance companies, for their use in marketing products and services as allowed by law.

CFA and Americans for Financial Reform released a report on Wednesday, written by Hauptman and Barbara Roper, CFA's director of investor protection, which scrutinizes how brokerage firms and insurance companies market their services on their website and «contrasts the practices they use to attract customers with those they use when resisting regulation as fiduciary advisors.»

The major problem with this particular practice is the fact that it indicates that the individuals at this brokerage have in one way or another gotten hold of the private information of people who had by no means contacted them, heard about them or showed in any form or manner that they were interested in trading using them.

However, if you do have a live brokerage account at a compatible broker (such as Interactive Brokers, OptionsHouse, Gain Capital, or others), you can use our BrokerTransmit technology to «run your strategy» (submit buy and sell signals) by simply trading in your broker account, as you normally do.

Most commonly used by OTC traders, but some exchanges and brokerages also offer cash deposit funding methods.

By using TheRedPin, Brokerage users agree that TheRedPin, Brokerage reserves the right to modify or change the Terms at its sole discretion and without prior or post notice.

In my opinion, the complexity of implementing a strategy in real trading depends on the types of tables of actions the strategy generates, and in this post I am going to show you a system which can be implemented using only the two on - close orders provided by Interactive Brokers and other retail brokerages.

In this webinar sponsored by Desjardins Online Brokerage (Disnat), and presented by Tony Zhang of TMX, attendees will learn that by using the stocks in one's existing portfolio, participants can instantly find opportunities to generate income on a weekly basis using «OptionsPlay».

efutures is a trade name used by Lime Brokerage LLC (Lime).

(You can actually get lower expense ratios by using their brokerage account to trade the ETF versions of their funds commission - free, though you'll have to worry more about the actual number of shares you want to buy, instead of just plopping in and out dollar amounts).

This now narrows the number of Canadian discount brokerages that provide a powerful and easy to use options trading platform along with great stock market education resources down by one.

DIY investors will find the best fund selections, research platforms, & the lowest trade commissions by using brokerages such as Vanguard, TD Ameritrade, TradeKing, or ScottTrade.

In this webinar, the instructor will examine the key features of the TFSA, to help investors better understand this savings vehicle offered by Desjardins Online Brokerage, and how to make optimal use of it.

So, instead of jumping right in, they start off by using the «practice accounts» that the online brokerage industry recently began offering.

If you want, you can use the complete brokerage calculator to know brokerage, taxes, your overall profit and more by using Brokerage Calculators that look lbrokerage calculator to know brokerage, taxes, your overall profit and more by using Brokerage Calculators that look lbrokerage, taxes, your overall profit and more by using Brokerage Calculators that look lBrokerage Calculators that look like this:

Stocks can be bought and sold by using a licensed brokerage firm or an individual broker who makes the trade.

Presented by: Daniel Trempe, Manager Business Development, National Bank Direct Brokerage In this webinar, presented by Daniel Trempe of National Bank Direct Brokerage (NBDB), attendees will learn that some investors use a margin account to act quickly on trading opportunities, in order to diversify their portfolio and to hedge against risk.

Presented by: Remi Medina, Manager Business Development, National Bank Direct Brokerage In this webinar, presented in French by Remi Medina of National Bank Direct Brokerage (NBDB), attendees will learn that some investors use a margin account to act quickly on trading opportunities, in order to diversify their portfolio and to hedge against risk.

The User agrees that he is using the Internet Services at his own risk and that neither Desjardins Online Brokerage nor Desjardins Securities Inc. will be responsible for any damages the User may suffer by the loss of confidential information or transaction orders sent by the User or information that Desjardins Online Brokerage, Desjardins Securities inc. or its suppliers may transmit to the User.

Presented by: Jonathan Dandurand - Daytrader Canada In this seminar sponsored by Desjardins Online Brokerage (Disnat), and presented by Jonathan Dandurand of Daytrader Canada, attendees will learn about the many facets and uses of options, including how they can benefit their RRSPs.

The trading brand operated by Rodeler Ltd has become the first major brokerage in the industry to use its own proprietary solution and broadly expand the asset offering of the company.

In no case shall Desjardins Online Brokerage, Desjardins Securities Inc. and their directors, officers, employees or agents and its information suppliers be held liable for any special, direct, indirect, incidental or consequential damages, including without limitation, lost revenues, lost profits or loss of prospective economic advantage, resulting from the use or misuse of the Internet Services, of the information, documents, software or content thereof, even if advised of the possibility of such damages, or for any claim by another party.

By comparison, the badge used on CIBC Investor's Edge website for the MoneySense rankings has a very visible # 1 Best Online Brokerages but doesn't specify that it's for pricing — that comes later in the text.

People need to be totally aware of the extremely High Risk elements involved in trading the Forex as well as added risks run by using inefficient, unreliable online platforms and brokerage peculiarities such as trading hours and funding / withdrawal requirements.

National Bank Direct Brokerage («NBDB «-RRB- is a division of and a trademark used by National Bank Financial Inc. («NBF «-RRB- for its order - execution services.

Presented in French by: Jean - Philippe Legault, Business Development Manager, National Bank Direct Brokerage In this webinar, presented in French by Jean - Philippe Legault of National Bank Direct Brokerage (NBDB), attendees will learn about how stop orders are designed to protect investors from the impacts of stock market fluctuations, and that they can be used to reduce one's losses.

M1 Finance offers a platform free for investing by way of a brokerage account, which we use ourselves.

You can verify that Covestor is properly regulated by using this tool and you can check the same for the brokerage firms with the use of this other one.

Lucas's annualized after - tax return increases by more than two percentage points by using a traditional IRA for his gold mutual fund investment and more than three percentage points over a brokerage account by using a traditional IRA for his investment in gold coins.

In this webinar presented by Daniel Bonilla of National Bank Direct Brokerage (NBDB), attendees will learn about how stop orders are designed to protect investors from the impacts of stock market fluctuations, and that they can be used to reduce one's losses.

Which brokerage company do you use to regularly add to your investments without having a large portion eaten up by commissions?

Using the brokerage account provided by my employer to manage the stocks and stock options the company gave me, I started out investing in a couple companies purely for capital gains.

In today's marketplace, however, it's risky for a bank / bank - owned brokerage not to go the extra mile for you and recommend a faster way to complete the transfer (such as using a bank draft or good old cash) and possibly waive the fees incurred by you to make that happen.

Making Decisions Using Technical Analysis This lunchtime session was held in the downtown Vancouver TD Waterhouse Investor Centre, and was part of a series of educational seminars for retail investors offered by TD Waterhouse Discount Brokerage.

These funds offer liquidity, banking privileges and a high degree of safety and are used by all forms of banks and savings institutions, brokerage and investment firms and inside variable annuities.

These funds are now commonly used as cash accounts by brokerage firms, banks and other financial institutions and now hold nearly $ 3 trillion worldwide.

Self - directed investing (aka DIY trading) is offered essentially by every discount brokerage in Canada and has been a popular choice by the general public due to the cornucopias of easy - to - use tools and support made available to investors desiring complete control over every aspect of their financial interests.