Sentences with phrase «violating securities»

If you successfully structure your group investment as a joint venture, it is so much less expensive (in terms of legal fees), so much easier (because you don't have to worry about inadvertently violating the securities laws), so much faster (because you don't have to spend so much time with your lawyer preparing volumes of paperwork that would otherwise be required if you are syndicating) and so much safer (because, again, you don't have to worry about violating the securities laws and risk ending up in prison).

Seems like in every one of these threads there is always a dire warning about violating securities laws.

After the ICO market was let develop without guidance, the SEC has warned that crypto startups might be violating securities laws with the token sales.

The Massachusetts Securities Division is charging a resident of the state with violating securities and business laws through an initial coin offering...

The increased pressure follows previous inquiries from the SEC, which have suggested that many token sales and ICOs may be violating securities laws.

The CVM has accused the company of violating securities laws by conducting an unregistered public offering.

The watchdog has warned the public over a crypto investment platform that is allegedly violating securities laws in the country.

The Massachusetts Securities Division is charging a resident of the state with violating securities and business laws through an initial coin offering (ICO) The division, part of the Office of the Secretary of the...

The Securities and Exchange Commission (SEC) is now investigating companies and individuals for possibly violating securities laws through initial coin offerings (ICO), or token sales, of cryptocurrency.

Expanding a broad crackdown on fraudulent initial coin offerings, U.S. regulators have sent a number of subpoenas to firms they suspect might be violating securities laws, said a person with direct knowledge of the matter.

The announcement comes several weeks after the Philippines» SEC filed a cease - and - desist order against four companies associated with the Krops ICO for violating securities laws.

The Massachusetts Securities Division is charging a resident of the state with violating securities and business laws through an initial coin offering (ICO)

On December 4, 2017, the Court ordered directed the defendants — PlexCorps, Dominic Lacroix, and Sabrina Paradis - Royer, to show cause why an order should not be entered for their permanent enjoinment from violating the Securities Act of 1933, the Securities Exchange Act of 1934, and from participating in any offerings of unregistered securities or otherwise violating Sections 5 (a) and 5 (c) of the Securities Act.

It follows a series of warning shots from the top U.S. securities regulator suggesting that many token sales, or initial coin offerings, may be violating securities laws.

The SEC is seeking permanent injunctions against Allen, Olson, and A & O from further violating securities laws, as well as disgorgement of ill gotten gains and civil penalties.

In 1999, Felderhof was charged by the Ontario Securities Commission with eight counts of violating the Securities Act.

The expression Avakain followed press reports from late February, reported that SEC has sent invitations to companies suspected of violating the securities laws through their participation in the ICO.

In 2014, the U.S. Securities and Exchange Commission filed an administrative action against Erik T. Voorhees, for violating Securities Act Section 5 for publicly offering unregistered interests in two bitcoin websites in exchange for bitcoins.

A No Action Letter is essentially the SEC enforcement division saying that if a company follows a certain guideline described in the letter that the SEC will not recommend action for violating securities laws.

The database, called the SEC Action Lookup for Individuals (SALI), allows investors to check whether the person offering them an investment has been penalized for violating securities laws.

UBS Securities was accused of violating securities laws while structuring and...

Nova Scotia's Securities Commission accuses Potter and three other insiders of violating its Securities Act through stock manipulation and undisclosed trades, with hearings slated for early 2012.

Expanding a broad crackdown on fraudulent initial coin offerings, U.S. regulators have sent a number of subpoenas to firms they suspect might be violating securities laws, said a person with direct knowledge of the matter.

But the possible charges shows that there's a deeply serious side to this soap opera, with a sitting CIA director possibly violating his security clearance, thus proving that the affair had the potential to endanger US national security.

An opportunistic law firm then piggybacked on the newspaper's reporting, announcing Tuesday that it was investigating whether the company made claims to investors that violate securities laws.

The SEC brings numerous civil enforcement actions against firms and individuals that violate securities laws every year.

The Company web site may not be used in connection with attempts — whether successful or not — to violate the security of a network, service, or other system.

Disrupts, interferes with, or otherwise harms or violates the security of the Company web site or any services, system resources, accounts, passwords, servers or networks connected to or accessible through the Company web site; viii.

According to the investigation, Mark Arthur failed to follow anti-money laundering rules and had violated security policies as it was only insured to carry cash by armoured car up to a maximum of # 250,000.

To the extent you have in any manner violated or threatened to violate The Math Learning Center's intellectual property rights; disclosed or threatened to disclose any of The Math Learning Center's confidential or proprietary information; violated or threatened to violate the security of any person, data, The Math Learning Center servers or networks, and / or the Websites; and / or otherwise breached or threatened to breach these Terms, you acknowledge and agree that such actual or threatened violation or breach will cause immediate and irreparable harm to The Math Learning Center, and we shall be entitled to injunctive and other appropriate relief, including without limitation specific performance (without the posting of a bond or other security and without proving damages), and you agree that we may seek such relief in any court of competent jurisdiction.

Now, the U.S. Securities and Exchange Commission is also investigating Tesla, trying to determine if the automaker violated securities laws and if the company should have disclosed the crash to its investors.

Last week, the UAE government said BlackBerry devices in their country were violating security and social standards by allowing users to communicate without being monitored by local authorities.

Amgen also argued that it could not have removed the stock fund based on undisclosed alleged adverse information because that would violate securities laws.

Site users are prohibited from violating or attempting to violate the security of this Site, including without limitation: (1) accessing data not intended for such user or logging onto a server or an account which the user is not authorized to access; (2) using this Site for unintended purposes or trying to change the behavior of this Site; (3) attempting to probe, scan or test the vulnerability of a system or network or breach security or authentication measures without proper authorization; (4) attempting to interfere with service to any user, host or network, including without limitation, via means of submitting a virus to this Site, overloading, «flooding,» «spamming,» «mailbombing» or «crashing»; (5) forging any TCP / IP packet header or any part of the header information in any e-mail or newsgroup posting; and (6) forging communications on behalf of this Site (impersonating this site) or to this Site (impersonating a legitimate user).

Does this violate any security or banking laws?

The suit alleges that EA violated the Securities Exchange Act of 1934 by allegedly providing «materially false and misleading statements» about military shooter, Battlefield 4.

violate or attempt to violate the security of the Site, including, without limitation: (i) accessing data not intended for you or logging onto a server or an account that you are not authorized to access, (ii) trying to change the behavior of the Site, (iii) attempting to probe, scan, or test the vulnerability of a system or network, or to breach security or authentication measures, (iv) attempting to interfere with service to any user, host, or network, including, without limitation, via means of submitting malware to the Site, overloading, flooding, spamming, mailbombing, or crashing, (v) forging any header or part of the header information in any email or posting, or (vi) impersonating the Michaels website or impersonating another user;

But if Latimer Alder is claiming that control of data is so unimportant, that the number of copies of data is not taken seriously, that no one has been ever exposed to discipline or criminal charge for violating the security of data through mishandling of backups, then he is flat - out making false claims.

e. Attempt to probe, scan, test or violate the security features of the Website or of any associated system or network, or to obtain unauthorized access to materials or other information stored thereon;

Each of the laws was found to violate the security of the person, and to do so in a way that violates the principles of fundamental justice.

Delisle faces two counts of violating the Security of Information Act and one Criminal Code count of breach of trust by a public officer.

As a result of these and other factors, the SEC determined that the Munchee Tokens were «securities» and the offering and sale of the Munchee Tokens in its initial coin offering violated the Securities Act.

The Cardozo Law School in New York issued a report last year saying simple agreements for future tokens could increase the risk that certain coin offerings violate securities laws, as well as potentially damaging smaller investors.

A Longfin executive and two people affiliated with the company violated securities laws by selling unregistered shares granted by founder and Chief Executive Officer Venkata S. Meenavalli, the U.S. Securities and Exchange Commission said in a statement Friday.

Apple is continuing to face scrutiny over the power management features it introduced in older iPhones last year, with the U.S Department of Justice and the U.S Securities and Exchange Commission launching an investigation into the company, reports Bloomberg.The DoJ and the SEC are aiming to determine whether Apple violated security laws «concerning its disclosures» when it launched an iOS 10.2.1 update that throttled some older iPhones with degraded batteries in order to prevent unexpected device shutdowns.According to Bloomberg's sources, the government recently requested information from Apple and the investigation is in the early stages.Apple in iOS 10.2.1 introduced a new power management feature to address complaints of unexpected shutdowns in iPhone 6 and 6s iPhones.

Following similar probes in Italy and France, the US Department of Justice and the Securities and Exchange Commission are now looking into whether Apple violated securities laws through its actions.

Furthermore, since neither AriseBank nor the token - called AriseCoin - was registered with SEC, the agency alleges that the firm has violated securities regulations.

A new, perhaps unexpected, twist in the story that saw Apple begin artificially throttling the speed of older iPhones with poor quality batteries in them has occurred today, with the news that the U.S. Department of Justice and the Securities and Exchange Commission will both investigate whether the company violated securities laws.

The commission will be looking into whether Apple violated securities laws by not disclosing that it was slowing older iPhone models.

According to a report from Bloomberg, both government agencies are looking into whether or not Apple violated securities laws with an iOS update that intentionally slowed down older iPhones.