7 DOS 00 DOS v. Flagship Marketing Group - availing of license; failure to cooperate with DOS investigation; jurisdiction; proper business practices; ex parte hearing may proceed upon proof of proper service; DOS retains jurisdiction over party not licensed at the time of the hearing where, at that time the complaint was served, the party was (i) licensed, (ii) an applicant for a license or renewal, or (iii) was eligible to automatically renew; salesperson is prohibited both from owning, directly or indirectly, singly or jointly, any shares of
voting stock in and from being an officer of any licensed real estate brokerage corporation with which the salesperson is associated; representative real estate broker availed the corporate broker license to an associated salesperson where the office was operated by the salesperson without the direct supervision of the representative broker and the salesperson conducted business as a broker for his own benefit; representative real estate broker engaged in fraud by availing the corporate real estate broker license to a salesperson; representative broker's availing of corporate broker's license for which the corporate broker is vicariously liable; failure to provide business records constitutes failure to cooperate with DOS investigation; DOS fails to establish fraud, ignorance or negligence is not sufficient to prove mistake; pressure, regardless of how severe, is not undue influence; restitution denied where funds sought were received by an entity not named or charged in the complaint; corporate broker fined $ 3,000.00, representative broker's license revoked and fined $ 3,000.00 and salesperson fined $ 5,000.00
730 DOS 02 DOS v. New World Realty of New York, Inc. — availing of license; deposits; disclosure of agency relationships; duty to supervise sales associates; failure to pay judgment; proper business practices; DOS has jurisdiction where disciplinary action was started while individual was licensed as an associate broker and was eligible to automatically renew at the time of the disciplinary hearing; salesperson owned
voting stock in licensed corporate real estate broker, failed to pay judgment and failed to present evidence of inability to do so, and engaged in unlicensed activity after license expired; representative broker availed corporate real estate brokers license to salesperson; representative broker failed to properly supervise salesperson by permitting and authorizing salesperson to act as a real estate broker; broker and salesperson failed to make agency disclosures and failed to deposit funds of principal in a special bank account; real estate transaction conducted was a fraudulent business practice; DOS fails to prove the unauthorized practice of law; salesperson's license revoked and salesperson ordered to pay refund of $ 1,406.00 of illegal commission collected; representative broker's license revoked and broker ordered to refund $ 74.00 of illegal commission collected; representative broker fined $ 5,000.00
We can not predict whether this structure, combined with the concentrated control by Mr. Spiegel and Mr. Murphy, will result in a lower trading price or greater fluctuations in the trading price of our Class A common stock as compared to the market price were we to sell
voting stock in this offering, or will result in adverse publicity or other adverse consequences.
This could include a deal in which Sumner acquires Shari's
voting stock in Viacom and CBS, according to multiple sources close to the matter, although it is far from clear that Shari will assent to such an agreement.
National Amusements in turn controls about 79 percent of
the voting stock in Viacom and 76 percent in CBS — and about 11 percent of the equity in each.
Not exact matches
JERSEY CITY, N.J. / BOSTON, May 2 - Goldman Sachs Group Inc leaders said more than 87 percent of shares were
voted in favor of its executive pay at its annual shareholder meeting, and that a
stock plan for employees was approved by more than 65 percent of
votes cast.
In November 2009, Facebook's board of directors
voted to establish a dual - class
stock structure, moving the existing shareholders
stock from Class A to Class B shares, which carry 10 times the
voting power.
For Coutu, who has a 93 %
voting stake
in his company, the merger personally earns him $ 2.5 billion
in cash and
stock, and gives him a 6 % stake
in Metro.
Investors and traders were with the bookies, as the pound rose to the a five - month high on the eve of the
vote and European
stock markets posted their largest three - day gain
in almost a year.
Dual
stock - structure doesn't necessarily give Zuckerberg final say
in every decision, but his
votes carry so much weight that it makes him an incredibly powerful player
in the company»» even apart from his status as founder and CEO.
Also,
in an unprecedented move for U.S. publicly traded companies, Snap
stock will have zero
voting rights.
After the U.K.
voted in June to leave the EU, global
stocks went into a tailspin — and almost immediately shrugged it off.
Italian
stocks fell at the start of this morning's trading, after populist parties won almost half the
vote in Italy's Sunday elections, and early results suggested the country is heading for a hung parliament due to no party or coalition of parties meeting the 40 % threshold for stable governance.
Over the past week, two advisory firms recommended TMX Group shareholders
vote in favour of the proposed merger with the London
Stock Exchange on June 30, and reject the rival takeover offer from the Maple Group.
Redstone remains firmly
in control of Viacom and CBS because both companies issue two classes of
stock,
voting and non-
voting.
In response to the
vote, the British pound had collapsed to a 31 - year low against the US dollar, falling below $ 1.35, while
stock futures were collapsing with US futures off more than 3.5 % while London's FTSE 100 down almost 9 %.
In an SEC filing, Facebook has said Zuckerberg will begin by gifting no more than $ 1 billion in stock annually for the next three years, and that he «intends to retain his majority voting position in our stock for the foreseeable future.&raqu
In an SEC filing, Facebook has said Zuckerberg will begin by gifting no more than $ 1 billion
in stock annually for the next three years, and that he «intends to retain his majority voting position in our stock for the foreseeable future.&raqu
in stock annually for the next three years, and that he «intends to retain his majority
voting position
in our stock for the foreseeable future.&raqu
in our
stock for the foreseeable future.»
Dec 1 (Reuters)- U.S.
stock futures pointed to a reversal of some of this week's gains for Wall Street on Friday as a delay
in voting on a Republican tax overhaul kept investors on edge about its passage.
Dec 1 - U.S.
stock futures pointed to a reversal of some of this week's gains for Wall Street on Friday as a delay
in voting on a Republican tax overhaul kept investors on edge about its passage.
As a rule, Milner has said he doesn't take board seats
in his later - stage investments, and rarely requires founders to hand over
voting shares when issuing company
stock.
In a Medium post on Wednesday, Pincus announced that he will convert his super voting shares in the company into plain old Class A common stoc
In a Medium post on Wednesday, Pincus announced that he will convert his super
voting shares
in the company into plain old Class A common stoc
in the company into plain old Class A common
stock.
That means that Zynga will no longer be a «controlled company» with a dual class
stock structure
in which Pincus wields 70 % of the
voting power.
JERSEY CITY, N.J. / BOSTON, May 2 (Reuters)- Goldman Sachs Group Inc leaders said more than 87 percent of shares were
voted in favor of its executive pay at its annual shareholder meeting, and that a
stock plan for employees was approved by more than 65 percent of
votes cast.
A
vote of confidence from Berkshire Hathaway helped send the market value of a recently down -
in - the - dumps
stock up by $ 1 billion overnight.
Projections showing Macron had won a commanding majority
in France's weekend
vote saw Paris
stocks make a 1.1 % gain as the country's bonds also outperformed
in fixed income markets.
Because Dell's 16 percent stake isn't included
in the special
vote, the leveraged buyout must be backed by slightly more than 42 percent of Dell's outstanding
stock.
Gaining Shari's
voting stock — which amounts to close to 16 percent of the
votes in both Viacom and CBS and is held by National Amusements — would simply add to Sumner's already ironclad control of both companies.
For example, despite the fact that more than 85 % of outsiders (average shareholders)
voted AGAINST the creation of a third class of
stock (class C)
in 2012, the weight of the insiders» 10
votes per share allowed the passage of this proposal.
Please note that since brokers may not
vote your shares on «non-routine» matters, including the election of directors (Proposal Number 1), the proposal to amend Alphabet's 2012
Stock Plan (Proposal Number 3), and each of the stockholder proposals (Proposals Number 4 through Number 10),
in the absence of your specific instructions, we encourage you to provide instructions to your broker regarding the
voting of your shares.
Please note that since brokers may not
vote your shares on «non-routine» matters, including the election of directors (Proposal Number 1), the proposal to amend Google's 2012
Stock Plan (Proposal Number 3), and each of the stockholder proposals (Proposals Number 4 through Number 8),
in the absence of your specific instructions, we encourage you to provide instructions to your broker regarding the
voting of your shares.
«10 - Percent Stockholder» means an individual who owns more than 10 % of the total combined
voting power of all classes of outstanding
stock of the Company or of its parent corporation or subsidiary corporation (as defined
in Code Sections 424 (e) and (f)-RRB-.
In such filing, The Vanguard Group lists its address as 100 Vanguard Blvd., Malvern, PA 19355, and indicates that it has sole
voting power with respect to 10,208,579 shares of Apple's common
stock, sole dispositive power with respect to 322,573,028 shares of Apple's common
stock, and shared dispositive power with respect to 332,239,563 shares of Apple's common
stock.
The Dow Jones industrial average plummeted 611 points, or about 3.4 %, on Friday as global
stock, currency and other markets convulsed
in response to Britain's surprising
vote to leave the European Union.
Franken also took on Representative Tom Price, Trump's nominee for the Department of Health and Human Services, for owning shares
in tobacco companies while
voting to do their bidding
in Congress and for getting a «sweetheart deal» on biotech
stock.
, for owning shares
in tobacco companies while
voting to do their bidding
in Congress and for getting a «sweetheart deal» on biotech
stock.
For example, the issuer might want to make token holders entitled to corporate dividends and
voting rights, or make the company's total ownership
stock denominated
in tokens.
RESOLVED: Shareholders request that our Board take all practicable steps
in its control toward initiating and adopting a recapitalization plan for all outstanding
stock to have one
vote per share.
If you are a holder of Alphabet Class A or Class B common
stock as of the Record Date, you are requested to
vote on the items of business described
in this proxy statement.
We all
vote together as a single class of preferred
stock but each Series has its own price
in order to prevent multiple liquidation preferences.
Two areas
in particular might benefit from Kalanick's exit, keeping
in mind he hasn't resigned from the Uber board nor given up his influential
voting shares of the company's
stock.
By allowing certain
stock to have more
voting power than other
stock our company takes our public shareholder money but does not let us have an equal voice
in our company's management.
For participants
in the IBM Stock Fund investment alternative under the IBM 401 (k) Plus Plan: In order to have the Trustee vote your shares as you direct, you must timely furnish your voting instructions over the Internet or by telephone by 12:01 a.m. EDT on April 25, 2016, or otherwise ensure that your card is signed, returned and received by such time and dat
in the IBM
Stock Fund investment alternative under the IBM 401 (k) Plus Plan:
In order to have the Trustee vote your shares as you direct, you must timely furnish your voting instructions over the Internet or by telephone by 12:01 a.m. EDT on April 25, 2016, or otherwise ensure that your card is signed, returned and received by such time and dat
In order to have the Trustee
vote your shares as you direct, you must timely furnish your
voting instructions over the Internet or by telephone by 12:01 a.m. EDT on April 25, 2016, or otherwise ensure that your card is signed, returned and received by such time and date.
If, for example, our existing shareholders retain a significant portion of their holdings of Class B common
stock for an extended period of time, they could,
in the future, continue to control a majority of the combined
voting power of our outstanding capital
stock.
Such conversions of Class B common
stock to Class A common
stock upon transfer will have the effect, over time, of increasing the relative
voting power of those holders of Class B common
stock who retain their shares
in the long term.
On the other side will be Apple, which has asked shareholders to
vote on a proposal
in its latest proxy that would eliminate the ability to distribute such preferred
stock.
For stockholders of record: The proxy card you received covers the number of shares to be
voted in your account as of the record date, including any shares held for participants
in the IBM Investor Services Program and Employees
Stock Purchase Plans.
Because of a change
in New York
Stock Exchange rules, unlike previous annual meetings, your broker will NOT be able to
vote your shares with respect to the election of directors if you have not given your broker specific instructions to do so.
If your shares are held
in the 401 (k) Plan or
Stock Purchase Plan, you may change your
vote as indicated above, except that any changes to your
voting instructions must be provided by the applicable deadline shown below.
If you are a stockholder of record and you submit your proxy to us, you direct certain of our officers to
vote your shares of Tesla common
stock in accordance with the
voting instructions
in your proxy.
If you hold your Salesforce common
stock through a broker, the broker may be prevented from
voting shares held
in your brokerage account if you have not given the broker
voting instructions with respect to your shares (resulting
in what is referred to as a «broker non-vote»).