Sentences with phrase «well as a broker»

UK - based binary options traders are free to work with UK - regulated brokers as well as the brokers that are regulated by any other regulatory body in the European Union.

John represents alternative investment funds and their managers, as well as broker - dealers and investment advisory firms.

Second Change will provide a tailor - made curriculum and resources to volunteers, as well as brokering volunteering days with their current employer.

She has also been involved in creating book - related merchandise, as well as brokering film and television options.

Costs of a home equity loan or 2nd mortgage are appraisal costs, legal costs both for the borrower & lender as well as broker & / or lender fees on top of a higher interest rate.

Regardless of how experienced or capable a trader might be in spotting profitable opportunities in the market, he is only as good as the broker that he is using.

UK - based binary options traders are free to work with UK - regulated brokers as well as the brokers that are regulated by any other regulatory body in the European Union.

This eliminates the administrative costs of maintaining & signing up for two different retirement programs, as well as broker fees, etc..

Unfortunately, this translates into inexperienced FHA lending as well as some brokers carrying previous lending ideals into FHA.

We act for the world's leading global banks and development banks in the emerging markets, as well as broker - dealers, investment banks and other financial service institutions in several key areas including:

As well as brokering one - off cases, Tanya arranges insurance facilities for commercial cases and delivers training to lawyers for the purposes of equipping firms with the information required to meet the demands of their varying client profiles and keeping them updated on the latest market - trends and developments.

The competition in the cheap car insurance quote scene is fierce with companies as well as brokers both battling for a share of the huge insurance market.

Ideal Companies: CitiBank, Deuthche bank, JP Morgan, any financial services company as well as broker dealer companies.

«In our acquisitions, we target established companies ready to reach the next plateau as well as broker - owners of single - office shops who are taking that step from being a salesperson to a businessperson,» says Lublin.

At NAR's midyear meetings, NAR General Counsel Laurie Janik and industry consultant Ann Bailey presented how the licensing opportunity could resolve all potential outstanding and future claims by CIVIX against REALTOR ® - associations, MLSs, and MLS system vendors, as well as brokers and agents.

Patrick Arkeveld, CEO of Lone Wolf, says TREB members will also have access to the company's Listing Upload and MLS integration features, as well as broker compliance and file review tools as an upgrade.

What they do expect is full commission, support staff, and office amenities — as well as a broker who's there to provide feedback and recognition.

Nathan laments that the biggest challenge in the industry today is poorly trained agents working in the industry at large, as well as brokers condoning the poor practices that come along with unprepared agents.

The end result of too many representatives entering the industry and finding that it is a really tough and sometimes a frustrating profession, is that many buyers and sellers, as well as brokers, are ill - served.

Not exact matches

What started as a mortgage brokerage in 1969 has since ballooned into a complicated mass of direct - to - consumer mortgage brokers in B.C., Alberta and Ontario, as well as a mortgage investment corporation (MIC) that raises capital from private investors to issue loans.

Some observers predict that such borrowers will be forced to tap networks of small investors who lend through mortgage brokers, as well as mortgage investment corporations — in other words, the most remote corners of Canada's shadow banking sector, which accounts for 40 % of Canada's banking space.

If you're like Ryan Marien, who as CEO of online consumer goods and services marketplace Buytopia has brokered deals with such behemoths as Best Western, you counter aggressively.

The surge in prices was caused by a simultaneous decrease in ticket inventory and increase in demand as brokers raced to pull down speculative online ticket quotes — what they had believed to be good offer prices for tickets prior to Jeter's retirement announcement — before fast - clicking fans could take them up on old quotes, said Matcovich.

As his well - followed Twitter handle suggests, he's also a former Wall Street broker, and now an influential financial blogger who contributes to a number of business magazines, including Fortune on occasion, and frequently appears on CNBC.

The brokers would bring the leads; in return, he would offer access to Benecon's wider selection of insurance products, as well as professional resources and expertise.

In the near future, look for rapid increases in the speed of banking services as well as the disruption of intermediaries like brokers and clearinghouses.

Windows consumers woke up on Saturday to some good news: Microsoft says it has already patched a series of potentially catastrophic hacks, published on Good Friday by the hacker group known as the Shadow Brokgood news: Microsoft says it has already patched a series of potentially catastrophic hacks, published on Good Friday by the hacker group known as the Shadow BrokGood Friday by the hacker group known as the Shadow Brokers.

Ask the broker for a floor plan before touring the place, he advises, as it will give you a much better sense of the overall space.

Brokers who qualify for Pinnacle as well as for Merrill's seven lower - tier recognition clubs also can participate with their significant others in «Top Advisor Summits» that are usually held over several days in resort areas.

Before engaging any broker - dealer or Fidelity, you should evaluate the overall fees and charges of the firm as well as the services provided.

As with mortgage brokers, the ability to jack up earnings is ever - present, and thus the temptation to so as welAs with mortgage brokers, the ability to jack up earnings is ever - present, and thus the temptation to so as welas well.

Based on our study, SogoTrade, Merrill Edge and Fidelity ranked as the three best brokers for penny stock trading, based on the cheapest cost to trade.

If you are a beneficial owner, you did not receive a Notice of Internet Availability directly from us, but your broker, bank or other intermediary forwarded you a notice with instructions on accessing our proxy materials and directing that organization how to vote your shares, as well as other options that may be available to you for receiving our proxy materials.

Having an updated business valuation is a great asset if ever approached by buyers, brokers, or DSOs, as well as for family, tax, succession and estate planning purposes.

If the Fiduciary Standard is applied to brokers as well as financial advisors as has been discussed, there will for sure be lots of change, but to announce the death knell of the advice business is as ludicrous as saying there will no longer be a demand for teachers or doctors.

In 1996, believing that his brokerage clients deserved a wider range of investment opportunities as well as better trade execution and service, Jim founded Financial Sense ® Securities, Inc. (FSS), member FINRA / SIPC, an independent broker / dealer offering full brokerage services through our clearing firm National Financial Services LLC., a Fidelity Investments Company.

If your Shares are held in the name of a broker, bank, or other nominee and you want to vote in person, you will need to obtain (and bring with you to the 2015 Annual Shareholders» Meeting) a legal proxy from the record holder of your Shares (who must have been the record holder of your Shares as of the close of business on April 10, 2015) indicating that you were a beneficial owner of Shares as of the close of business on April 10, 2015, as well as the number of Shares of which you were the beneficial owner on the record date, and appointing you as the record holder's proxy to vote the Shares covered by that proxy at the 2015 Annual Shareholders» Meeting.

«This is a better long - term strategy, as it ensures that the listings of brokers who do not approve are not accessed by the portals,» he said.

Provided by the Financial Industry Regulatory Authority (FINRA), BrokerCheck is a free tool to help investors research the professional backgrounds of current and former FINRA - registered brokerage firms and brokers, as well as investment adviser firms and representatives.

Most notably, it allows insurance agents or brokers to receive commissions, or other indirect compensation (e.g., 12b - 1 fees) that can vary based on the advice given, as long as the «Best Interest Contract» Exemption (BICE) applies.

We have also reviewed all the best forex brokers, such as Instaforex, Options Bank and Agea, not to forget signal services like Lexington Code, Tesler App and Quantum Code.

«RBC is the bank of choice for correspondent banks with offices in Canada as a result of our ability to offer clients access to RBC's solid infrastructure and branch network as well as the knowledge and understanding of foreign markets, technical expertise and strong client focus provided by our Banks, Brokers and Exchanges team.

Traders in the industry are familiar with the automated trading systems as well as the scam binary options brokers that frequently exist in the market today.

That is not a joke as a lot of paperwork is required to be get to that, which only strengthens our admiration for quite possibly the best broker we've ever seen.

Kraft Heinz encourages brokers and dealers, as well as other market participants, to review the SEC's letter regarding broker - dealer mini-tender offer dissemination and disclosure at http://www.sec.gov/divisions/marketreg/minitenders/sia072401.htm.

From then on, important brokers started implementing policies to ensure that this brand of trade would become more user - friendly so that investors would be able to trade options from the confines of their homes as well when out and about.

The company can give software away for free because it makes bundles of money facilitating the sale of insurance between health - care providers and employers as well as earning a commission or broker fee.

«The only concern we had was are they going to do as good a job as my previous broker.

The broker raises some interesting points about the issues surrounding a fiduciary standard for brokers — and illustrates a few as well.

Simply walking away from small, or micro plan clients in order to avoid that risk once the rule is implemented is not a good option for broker - dealers, added Smith, because the risk of losing the associated high net - worth sponsors as retail clients is too great.