Sentences with phrase «when financial authorities»

Not exact matches

When interviewing potential advisors, the Financial Industry Regulatory Authority and other industry sources recommend that investors ask them to describe their «investment philosophy.»

Other pain points included drug pricing and how approving more generics may affect costs (Gottlieb parried that question by noting the FDA doesn't have the authority to negotiate prices or consider pricing when approving a drug) and his alleged softness on opioid drug makers due the aforementioned financial ties and pro-industry ideology (the nominee noted that he considers opioid addiction and overdoses a public health crisis «on the order of Ebola and Zika»).

«When we talked to the financial conduct authority in the U.K. and the Hong Kong Monetary Authority, everyone is interested in Bitcoin, everyone is going to regulate Bitcoin in one way or the otheauthority in the U.K. and the Hong Kong Monetary Authority, everyone is interested in Bitcoin, everyone is going to regulate Bitcoin in one way or the otheAuthority, everyone is interested in Bitcoin, everyone is going to regulate Bitcoin in one way or the other.»

Authorities could also, in principle, adjust macroprudential tools to dampen financial cycles — tightening them when leverage is building up and risk taking is increasing, and easing those requirements when that cycle turns.

Sweden's Financial Supervisory Authority will not take any action in response to a Scandinavian bank's recent decision to ban its employees from trading cryptocurrencies, even when they are off the clock.

The website also falsely claimed that its managing affiliate, «Williams Corporation,» which operates out of Hong Kong and Dubai, was both a «licensed and brokered» global firm and a «licensed securities dealer,» when in fact it was neither registered with the State Securities Board nor the Financial Industry Regulatory Authority.

While a trailblazer in tech development, Japan and its authorities are notoriously conservative when it comes to financial innovation.

«The financial authorities have been talking to the country's tax agency, justice ministry and other relevant government offices about a plan to allow ICOs in Korea when certain conditions are met,» one source told Korea Times.

After months of breakneck development, the ICO sector received a severe blow this Monday when Chinese authorities announced a ban on all related fundraising activities, citing possible financial scam and massive fraud.

Remember how French financial authorities including the head of the country's central banktook up arms when reality TV star Nabilla Benattia encouraged hers fans to invest in bitcoin?

Every three months since 2009, Malta Financial Services Authority had been publishing notices by the EU's Financial Action Task Force urging «special attention» to money - laundering risks «when considering requests by Iranian financial institutions to open branches and subsidiaries in their jurisdictioFinancial Services Authority had been publishing notices by the EU's Financial Action Task Force urging «special attention» to money - laundering risks «when considering requests by Iranian financial institutions to open branches and subsidiaries in their jurisdictioFinancial Action Task Force urging «special attention» to money - laundering risks «when considering requests by Iranian financial institutions to open branches and subsidiaries in their jurisdictiofinancial institutions to open branches and subsidiaries in their jurisdiction».

StartEngine is one of the first applicants to begin the process to become a registered Funding Portal with the SEC and, when available in February, will apply to become a member of the Financial Industry Regulatory Authority (FINRA) under the historic rules which were approved last October and will go into effect on May 16, 2016, allowing entrepreneurs to raise up to $ 1M per year via equity crowdfunding from all investors.

If we accept that properly implemented macroprudential policies can help to effectively combat financial vulnerabilities by strengthening resilience in the financial system and reducing systemic risk, this supports the view that authorities should look to these policies first when imbalances arise, before turning to monetary policy.

When the church is consumed and possessed by mortgages, capital campaigns, membership numbers, qualifications for membership or deacon or elder, the variety and format of financial reports, redecorating, ordination policies, the proper delineation of committee responsibilities, the aggregation and strengthening and protection of church hierarchical authority, the preference for political associations and prominence instead of being a voice and influence for justice and compassion, seasonal vestment colors, the abandonment and refusal to acknowledge congregations who dare to be excited by their proclaiming and provoking and living and sharing the Good News, the continual choosing and preoccupation with better organization over better outreach, or what styles of worship are to be offered — then it is time for an earth - shaking, stone - rolling, curtain ripping, hurricane - strength, fiery and noisy transformational revolution that will resurrect the Good News in the body and spirit of communities and individuals.

The issue came to light when GOP legislators pressed Curran administration officials about why they hadn't yet sought approval from the county's financial control board, the Nassau Interim Finance Authority, to borrow the money.

Earlier this year when the Port Authority announced that it was backing out of a 40,000 square foot lease at Moynihan Station (the transformed James A. Farley Post Office building), it raised the question of whether the agency would still make a financial contribution to the $ 3 billion effort of the post office and Penn Station.

Michael P. Kelly, a former general manager of New York City's public housing authority, is returning to the job at a time when the agency faces financial pressures even more dire than when he left.

The governor vetoed a bill that would have allowed some public employees in Nassau County to receive «step» raises even when county wages are frozen — a measure that pitted public - employee unions against the Nassau Interim Finance Authority, the state - imposed county financial control board.

The allegations were first reported by the Daily News in December, at a time when the authority's former executive director, Thomas J. Madison, and its chief financial officer, John M. Bryan, abruptly resigned.

Once upon a time, when monarchical titles carried real authority and the financial and political ramifications of that authority, wars were...

Earlier this year, the financial world was rocked when federal authorities seized a sizable stake in The Park Lane Hotel.

The bill gave the New York state legislature final authority over the city's rent regulation at a time when the city was on the edge of financial disaster.

At a time when some schools may need support most, many local authorities are set to devote fewer resources to monitoring and supporting schools» financial management.

When MATs are compared to SATs and Local Authorities (LAs) in terms of financial efficiencies, research has shown that LA schools spend slightly more per pupil on running expenses than both SATs and MATs, but MAT schools spend more on teaching staff, supply staff and support staff.

HB2663 provides explicit authority to the Arizona State Board for Charter Schools to reference financial performance criteria when considering a charter holder's renewal application, rather than basing renewal decisions solely on academic performance.

The IRS has an immense authority over our financial lives and that can be nerve wrecking when you have to pay.

This established regulatory authority has complete supervisory and financial autonomy, when it comes to regulating the market's various financial entities.

When asked about the latest developments regarding «toxic investment products», he committed that his institution will coordinate with the Netherlands Authority for the Financial Markets (AFM) to ban such products.

The Financial Conduct Authority (FCA), in the Consumer Credit sourcebook, has published detailed rules and guidance which set out how companies should behave when collecting debts.

They were growing quickly until summer 2009, when the Financial Industry Regulatory Authority (FINRA) called for tighter disclosure requirements for these funds.

NFA Compliance Rule 2 - 30 (j)(1) requires these Members and Associates to make a record of when the disclosure statement was provided, and Compliance Rule 2 - 29 (j)(12) prohibits them from including anything other than basic information in promotional material unless the promotional material is preceded or accompanied by the disclosure statement.2 The disclosure statement for security futures products referred to in these Rules is a uniform statement that has been jointly developed by NFA, the Financial Industry Regulatory Authority, and a number of securities and futures exchanges.

Traders should know that when they trade in these assets, they are not protected from fraud by any particular financial authority.

The reality is, puppy mills not only affect innocent dogs, but taxpayers as well, when the financial burden is passed on to the taxpayers for the cost of caring for discarded unprofitable dogs, dogs confiscated by authorities, both, often require extensive veterinary care and socialization.

When you sign up for a paypal account and give a UK address, you're redirected to paypal.co.uk, a web site that quotes these company details: «PayPal (Europe) S.à r.l. et Cie, S.C.A. is duly licenced as a Luxembourg credit institution in the sense of Article 2 of the law of 5 April 1993 on the financial sector as amended and is under the prudential supervision of the Luxembourg supervisory authority, the Commission de Surveillance du Secteur Financier, with registered office in L - 1150 Luxembourg.»

One of the key turning points for me came when I was given the opportunity to go on a secondment to the enforcement division of the Financial Conduct Authority (FCA).

The Court noted that Article 13 (e) enables Member States to restrict (amongst others) the Article 10 right when necessary to safeguard «an important economic or financial interest of a Member State» including taxation matters, while Article 13 (f) provides such an exemption for «monitoring, inspection or regulatory function» connected with the exercise of such authority.

They describe Clare as «one of the most respected lawyers in her field» and note that she is «pre-eminent in financial services disputes, and market authorities cite an «unparalleled reputation within the claimant arena», adding: «She knows when to be tough and when to turn on her charm».»

Freshfields, which advised L&G in 2005 when the insurer was investigated by the Financial Services Authority for the alleged mis - selling of endowment mortgages, is the only magic circle firm not on the panel.

[1988] AC 20, [1987] 2 All ER 440) is still the leading authority on when a new event can invalidate an existing court order made in financial proceedings upon divorce.

Consistent with the emphasis on good corporate governance is the fact that a self - report, among other things, is relevant at later stages in the criminal justice process: sentencing guidelines on the sentencing of corporates introduced in October 2014 (to which courts have regard when determining financial penalties under DPAs) refer to a corporate's culture as relevant to determining its sentence in the event of a conviction for bribery offences, among others, in the UK: a culture of wilful disregard for the commission of offences will lead to a corporate being placed at the most culpable end of the spectrum and facing the heaviest fines available.17 Further, the amended Public Contracts Regulations 2015 introduced on 26 February 2015 allow blacklisted companies to bid for public contracts if they prove, among other things, that they have «clarified the facts and circumstances in a comprehensive manner by actively collaborating with the investigating authorities».18

When the Financial Services Authority (FSA) introduced a similar leniency scheme it reported that calls to its dedicated whistle - blowing line doubled between 2007 and 2009.

But if he's concerned about the small investor, he should (hopefully) be happy about the decision issued yesterday by the Board of Governors of the Financial Industry Regulatory Authority (FINRA) «finding Charles Schwab & Co., Inc. violated FINRA rules when the firm attempted to keep investors from participating in judicial class actions by adding waiver language to customer account agreements.»

These commenters suggest that in light of section 1179, HHS lacks the authority to impose restrictions on financial institutions and other entities when they engage in activities described in that section.

According to the Financial Industry Regulatory Authority, a life settlement occurs when a life insurance policy is sold to an individual or entity other than the company that issued the policy for an amount that exceeds the policy's cash surrender value, but is less than the net death benefit.

Jean - Luc, founder & CEO of Innoopolis, who also moderated the panel discussion, said: «Cryptocurrency and Bitcoin in particular started about ten years ago at the coinciding with the big financial crises that sent a shockwave across the globe when the general populations started to show a bit of bad feelings banks and central authorities managing their finances.»

Speaking to local news resource Al - Monitor, he argued that it was merely a question of «not if, but when» authorities realize they are too late to leverage the benefits of the emerging financial phenomenon.

Unlike this week's earlier $ 22.5 million FTC settlement with Google, Facebook does not face any financial penalties because the FTC does not have the authority to levy fines when it enters an initial agreement like this one (it can only impose fines when companies violate the agreement).

Remember how French financial authorities including the head of the country's central banktook up arms when reality TV star Nabilla Benattia encouraged hers fans to invest in bitcoin?

The company adds that in order to be certified by the company, aggregators and affiliate companies will need to be licensed by local financial authorities, ensure their ads and landing pages comply with AdWords policies and comply with local laws when speculative financial products are involved.

Google added that to be certified by the company, aggregators and affiliate companies will need to be licensed by local financial authorities, ensure their ads and landing pages comply with AdWords policies, and comply with local laws when speculative financial products are involved.