Sentences with phrase «when stockbrokers»

This is a period of time when stockbrokers and stock investors begin to invest in the gold market and some in the futures market.

In two recent cases, [1] the Court of Appeal for Ontario clarified the extent of an investor's duty to mitigate when a stockbroker fails to follow instructions.

Churning: Churning occurs when a stockbroker recommends frequent trading solely for the purpose of generating commissions.

Among the topics you'll find are selecting a broker; rules for protecting yourself when a stockbroker calls; and using the Internet as an investment tool.

Not exact matches

There was a time when Levi, a college dropout who got his start as a stockbroker and the son of a B.C. NDP cabinet minister, seemed to have the Midas touch.

Chinese - language reports in Hong Kong in March said the Securities and Futures Commission, the main stock market regulator, had requested the trading records of Meitu from local stockbrokers on three occasions since December, when it raised $ 629 million in an initial public offering.

When Amy Nauiokas left her job as chief executive of Barclays Stockbrokers in 2008, she was taking a risk.

Financial Advisor Fraud: Every year, investors become the victims of stockbrokers, financial advisors, financial consultants or other registered representatives who overpromise returns, misdescribe the risks of an investment, recommend inappropriate investments, or even perpetrate fraud when dealing with their clients.

When Amy Nauiokas left her job as chief executive of Barclays Stockbrokers in 2008,...

When interest rates rise, or are expected to, stockbrokers urge conservative investors to buy individual bonds.

The investor protection community cheered this week, when the staff of the Securities and Exchange Commission recommended that stockbrokers take more legal responsibility for the financial advice they give.

«In field after field, when it comes to centrally important skills — stockbrokers recommending stocks, parole officers predicting recidivism, college admissions officials judging applicants — people with lots of experience were no better at their jobs than those with less experience.»

Trailing Houston's Bob Mosbacher going into the final race, Skipper BUDDY FRIEDRICHS JR., a 27 - year - old stockbroker from New Orleans, retained his North American Dragon Class championship when he finished the four - race series in Toronto with three firsts and a sixth.

When she met her husband - to - be in college, Modern Farm Wife was hopeful he would become a stockbroker (which he considered), but he instead took over the family farm.

A study of stockbroker data from the mid -»90s shows that management can affect women's pay even when that pay is based solely on commission.

The Woman on the Sixth Floor (Unrated) Class - conscious comedy, set in Paris in 1960, about a bourgeois stockbroker (Fabrice Luchini), married to a snobby, socialite (Sandrine Kiberlain), whose life is turned upside - down when he is befriended by their beautiful, new maid (Natalia Verbeke).

Synopsis: In this riveting behind - the - scenes look at big business in the 1980's, an ambitious young stockbroker (Charlie Sheen) is lured into the illegal, lucrative world of corporate espionage when he is seduced by the power, status and financial wizardry of Wall Street legend Gordon Gekko (Michael Douglas in his Oscar winning performance).

I do not think Jordan Belfort (DiCaprio) quite knew what was in store for him when he decided to become a stockbroker.

As for all that hairdresser talk, clearly the past weighs heavily on the SLK name, much the same as the bad years of sissy BMW 3 - series» relationship with yuppie stockbrokers made it difficult to turn opinion when the 3 - series got its act together.

Fyers is one of the most prominent discount stockbrokers these days when it comes to trading platforms.

So you have to be very careful when you ask for a specific service that you might have seen full - service stockbrokers providing for free.

This regulatory regime made sense when there was a clear distinction between mutual fund advisors and stockbrokers.

Here are some of the concerns when you use this discount stockbroker for your trades in the stock market:

So, there was a time when investors used to carry shares in physical files, put them into suitcases and go to their stockbrokers in order to sell them off.

A tender fee will often be applied by a stockbroker when one group of securities has to be converted into another group of securities.

Although HDFC is a renowned full - service stockbroker, when it comes to their research quality both at the fundamental and technical level, the overall quality is average.

Switching brokers unwisely when your broker retires can lead to lining your new broker's pocket It should come as no surprise that you can find bad stockbrokers as well as good ones.

This was when stock markets were averaging 15 % annually, 3 % GDP growth was considered a bad year, government bonds yielded between 5 % and 10 %, the highest marginal tax rate on ordinary income was ~ 70 %, just about the only way to invest was to pay a full - service stockbroker over 5 % commission to buy a stock or a mutual fund, and inflation was averaging 4 % to 8 % annually.

Investors generally have not been able to use the public court system for their disputes with their stockbrokers since 1987, when the Supreme Court ruled in Shearson v. McMahon that a brokerage firm could force customers to agree to arbitration.

Laith Khalaf of stockbroker Hargreaves Lansdown told the Guardian to expect «volatility when the stock starts trading, as the market tries to find a price it's comfortable with», adding that «the fact the company isn't turning a profit means the price discovery mechanism of a direct float is even more likely to be choppy».

Just like it's hard to fix blame when the stock market goes down, you really can't blame it on the stockbroker that sold you the stock.

A self - described computer geek, he has hooked up with an electronic stock service that lets him trade stocks when and where he wants to and for less money than it would cost with a stockbroker.

First ask yourself: Would you deal with a stockbroker who never knows what the Dow Jones is doing when you call?