Sentences with phrase «who trade on their behalf»

Merrill Lynch has blocked clients and financial advisers who trade on their behalf from buying bitcoin, citing concerns over the cryptocurrency's investment suitability.

Not exact matches

«That's just crazy,» says Jones, who held most of the coins on behalf of his clients at Bitcoin Builder, the service he built to facilitate arbitrage trading at Mt. Gox in its final weeks.

On January 19th, 2016, a federal judge preliminarily approved a class action settlement on behalf of JPMC shareholders who alleged suffering losses as a result of the bank's supplying false and misleading statements concerning the risks and losses arising from the secret proprietary trading activities of the «London Whale,» a rogue London - based JPMC trader who caused the bank to suffer $ 6.2 billion in losseOn January 19th, 2016, a federal judge preliminarily approved a class action settlement on behalf of JPMC shareholders who alleged suffering losses as a result of the bank's supplying false and misleading statements concerning the risks and losses arising from the secret proprietary trading activities of the «London Whale,» a rogue London - based JPMC trader who caused the bank to suffer $ 6.2 billion in losseon behalf of JPMC shareholders who alleged suffering losses as a result of the bank's supplying false and misleading statements concerning the risks and losses arising from the secret proprietary trading activities of the «London Whale,» a rogue London - based JPMC trader who caused the bank to suffer $ 6.2 billion in losses.

Research data used to generate Grassroots ® Research reports are received from reporters and Field Force investigators, who work as independent, third - party contractors, as well as external research panel providers — all of whom supply research that may be paid for by commissions generated by trades executed on behalf of clients.

You don't have to be a professional trade negotiator to be skeptical of the idea that U.S. President Donald Trump decided to exempt Canada from his steel and aluminum tariffs simply because that nice, good looking guy who's prime minister of Canada phoned to plead on behalf of Canada's steel and aluminum producers.

Mutual fund companies usually assign a fund manager who is given the ability and legal authority to make trades on behalf of the investors who have bought into the pool.

«There is a need, so we studied trade groups that fight on behalf of their members who might not be able to individually.»

It recommends that legislation be introduced giving the Trade Practices Commission the ability to bring proceedings on behalf of a person who has a right of action at common law arising from the unconscionable conduct of another.

The annual barrel tasting and auction, which is open to licensed members of the trade who procure wines on behalf of discerning customers and collectors, is the longest - running regional barrel auction of wine futures in the U.S.

The companies have the Department of Trade and Industry lobbying legislators on their behalf, while the Department of Health, WHO and UNICEF have said in joint statement that the draft bill: «aims to support multinational companies while damaging the Filipino society: families, the mothers and children.»

Last year, Acting U.S. Attorney for the Southern District Joon Kim, who closed a probe of whether de Blasio traded favors for contributions from donors that included Singh, said prosecutors found «several circumstances» where the mayor «made or directed inquiries to relevant City agencies» on behalf of donors seeking «official favors.»

Long have Albany's annual budget negotiations between the governor and the Legislature been shrouded in secrecy, a mystery not only to the public and to the press, but even to most rank - and - file lawmakers, who are frequently left in the dark about what deals and trades their leaders are making on their behalf.

«This would include working for organisations that seek to influence government policy such as trades unions and industry bodies; work for campaigning organisations and pressure groups who are seeking to influence government; and work for agencies working in the field of public affairs or government relations who try to influence government on behalf of their clients,» he wrote.

In 2010, Boeing engineer Dongfan Chung — a naturalized U.S. citizen who was born in China and grew up in Taiwan — was sentenced to 16 years in prison for stealing trade secrets connected to the U.S. Space Shuttle program and Delta IV rocket on behalf of mainland China.

Edward Beauclerk Maurice, who was born in 1913, traveled to the Arctic at the age of sixteen, where he worked at a number of trading posts on behalf of the Hudson's Bay Company.

The fact that Option Bot is not a fully automated software puts off a good number of traders who would prefer the robot doing all the trading on their behalf.

The broker simply showed him the POA that Velur had signed in the broker's name who was basically trading on the professor's behalf.

The OTC market comprises securities firms and banks that trade bonds; brokers or agents, who buy and sell bonds on behalf of customers in response to specific requests; and dealers, who keep an inventory of bonds to buy and sell.

For professional asset and fund managers who are authorised to trade on behalf of their clients, EightCap provides a high - performance Multi Account Manager («MAM «-RRB- software that has been designed to work seamlessly with the MetaTrader 4 platform and can be customised according to the complexity of your trading needs.

Which bring us to another very important point... while you will be giving Motley Fool Wealth Management permission to make trades on your behalf, all of your money and investments will actually be held by Interactive Brokers — and the only person who will ever be able to touch the money in your account will be YOU.

The fund's portfolio is managed by a professional fund manager who trades and monitors assets on your behalf, and who may conduct their own research and investigation as a part of their regular routine to assist with forming their view on investment prospects.

The minimum initial investment for Institutional class shares is $ 1 million; however, it may be modified for certain financial intermediaries who submit trades on behalf of eligible investors.

It features: — 3D real - time sandbox game built with Unity game engine — metallic shader, lighting, particle effects, lens flare, explosions, fx — space combat RPG with extensive skill tree — open and living universe where 600 + ships fly around autonomously — epic story with dialogue system that allows real choices — recruit 6 wingmen and 2 can fly with you at a time — even discover romance with another wing pilot — recruit 5 corporate pilots who can fly trade routes on your behalf — trade, fight, mine, pirate, scan for derelict ships and wormholes — many mission types: epic, freelance, dynamic, wingman acquisition, faction loyalty — deep combat mechanics, AI, and faction standings — 20 + ships, 180 + modules, 33 solar systems with a unique follow - through - warp mechanic — 15 + factions to vie favor or destroy — cinematic camera shows you the action when it happens — fly manually with or without Newtonian physics or use autopilots exclusively — 22 track theatrical - quality award - winning soundtrack by renown composer, Sean Beeson — cloud save lets you continue your game at home or on the go MEMORY: Dangerous uses a lot of memory during play, so if you have an older device, please close extraneous programs and reboot prior to playing.

As a dealer, one of his early and highly formative experiences was the disposal of about 100 paintings by Kandinsky on behalf of Kandinsky's wife, who taught him everything he needed to know about the difficulties of the up - market trade in fine art.

As part of this effort, the «Global Strategy Group, a D.C. - based crisis management public relations firm working on behalf of Edison Electric Institute, APS's trade association, tried to secretly shop stories to local media outlets aimed at smearing a local solar panel company's employee, who lashed out at APS in an email to his customers» reported the Arizona Capitol Times.

«any natural or legal person who, in commercial practices covered by this Directive, is acting for purposes relating to his trade, business, craft or profession and anyone acting in the name of or on behalf of a trader» (author's own highlight).

Dan's business litigation included defending a truck manufacturer in suits by disgruntled dealers, the defense of numerous officers and directors of failed savings and loans, a recovery for limited partners in a franchise who were misled by a franchisor, defense of libel actions, trade secret litigation on behalf of both plaintiffs and defendants, lease covenant disputes for commercial tenants of shopping centers, and business partnership disputes.

As we predicted, the Central Arbitration Committee (CAC) has rejected an application by a trade union for statutory recognition to negotiate directly with the University of London on behalf of a group of workers who work at the university but who are employed by Cordant Security, a facilities management company.

Berger & Montague, P.C. has filed a class action in the U.S. District Court for the Eastern District of Pennsylvania on behalf of all persons who held short call option positions on «in the money» call options contracts on dividend paying stocks and exchange traded funds («ETFs») and who were adversely affected by Defendants» manipulation of the options markets prior to the ex-dividend date on such securities from February 6, 2010 through the present (the «Class Period»).

Some of our notable entertainment and media attorneys are: John Quinn, General Counsel of the Academy of Motion Picture Arts and Sciences, who has also represented entertainment and media clients in a number of high profile cases; Kathleen Sullivan, the former Dean of Stanford Law School, First Amendment scholar, and nationally renowned appellate advocate, who heads the firm's appellate practice group; Bob Raskopf, an expert in the sports, entertainment and media bars in New York, who is perhaps best known for his work on behalf of professional sports leagues and teams, newspapers and publishers; Claude Stern, who has represented a broad array of leading software developers, videogame manufacturers, online publishers and other media clients in all forms of intellectual property litigation, including copyright, patent, trade secret, trademark, and licensing disputes; Bruce Van Dalsem, who has tried and resolved disputes for studios, producers and performing artists in the film, television, music and finance businesses, securing a top five verdict in California based on the misappropriation of a film library; Gary Gans, an expert litigator in motion picture financing, production and distribution disputes, as well as copyright and idea theft cases, who has been named in 2012 by The Hollywood Reporter as one of America's «Top Entertainment Attorneys;» Jeff McFarland, who has litigated entertainment related cases for more than 20 years, including cases involving motion picture and television series profits, video game licenses, idea theft and the «seven year rule;» and Michael Williams, who represents a satellite exhibitor and other media clients in trademark, copyright, patent, antitrust and other commercial litigation.

These trades are usually conducted by a broker, who performs the function of matching buyers with sellers or even executes trades on its own behalf.

In fact, as charged in the CFTC Complaint, the supposedly expert, real - time virtual currency advice was never provided, and customers who provided funds to McDonnell and CDM to purchase or trade on their behalf never saw those funds again.

Birthmoms who have already placed a child through Abrazo (who have an already - finalized adoption), who have been accepted to a college or trade school and who need help with tuition can apply through the San Antonio Foundation, the independent organization that administers the program on Abrazo's behalf.

(4) A licensee who is providing trading services to or on behalf of a buyer must provide a notice in accordance with subsection (6) if the licensee is aware that a contract to be presented to the seller for consideration does not contain a term referred to in subsection (3)(a) or (b).

(2) A person who is providing trading services to or on behalf of an expropriating authority, in relation to the expropriating authority's acquisition of real estate it is authorized to expropriate, is exempt from the requirement to be licensed under Part 2 of the Act in respect of those services if all the following apply:

(7) If a contract presented to a seller for consideration does not contain a term referred to in subsection (3)(a) or (b), a licensee who is providing trading services to or on behalf of the seller must

(3) If trading services are provided by a licensee who has been designated to provide those services as a designated agent to or on behalf of only one party to a trade in real estate, the only remuneration that must be disclosed is the remuneration paid or payable to the licensee's related brokerage in relation to the services provided by that licensee to or on behalf of that party, and the disclosure must be made in accordance with subsection (2).

5 - 11.1 (1) When an offer to acquire real estate is presented to a seller by the seller's licensee, a licensee who is providing trading services to or on behalf of the seller must make a disclosure to the seller in accordance with this section.

If operating under brokerage agency, this conflict exists either when two different licensees engaged by the listing brokerage work with the seller and the buyer respectively, or when one licensee (or a team of licensees) engaged by the listing brokerage to act on behalf of the seller / landlord is the same licensee (or team of licensees) who brings the buyer / tenant to the trade, i.e. a double - ender).

Under section 2.5 of the Real Estate Services Regulation, a developer may have unlicensed employees who provide trading services to or on behalf of the developer.