Sentences with phrase «whose trading reports»
A spokeswoman for the NYSE, Kristen Kaus, said the issue affected a small subset of clients whose trading reports in the affected symbols were being returned in an unexpected format, so the exchange suspended trading in the five securities to minimize customer impact.
https://www.cnbc.com/ Not exact matches
If it's not Wells Fargo's sham accounts, it's JPMorgan Chase's Jamie Dimon, whose bank failed to report trading losses.
However, a spokeswoman for the Department of Trade and Industry, whose Competitiveness Unit drafted the report, says: «It's not normal to publish ministerial advice.»
Our news team reports on market moving events around the world that traders need to know in order to stay on top of developments in the companies whose stocks they trade.
He is considered to be the wealthiest person in New York, whose reported net worth is north of $ 33 billion, could certainly afford to acquire a publicly traded media company with a market capitalization of a mere $ 2 billion — even if he had to pay a substantial premium.
The new comic book industry sales data is primarily due to the combined work of pop culture trade news website ICv2.com, headed by Milton Griepp, whose annual White Paper on the comics and graphic novels sales, is a standard on sales reporting in the comics industry; and Comichron, a longtime repository of comics sales data.
Our news team reports on market moving events around the world that traders need to know in order to stay on top of developments in the companies whose stocks they trade.
(B) «Credit repair services organization» does not include: (i) Any person authorized to make loans or extensions of credit under the laws of this state or the United States who is subject to regulation and supervision by this state or the United States; (ii) Any bank or savings and loan institution whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Savings Association Insurance Fund of the Federal Deposit Insurance Corporation; (iii) Any nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986; (iv) Any person licensed as a real estate broker by this state if the person is acting within the course and scope of that license; (v) Any person licensed to practice law in this state if the person renders services within the course and scope of his or her practice as an attorney; (vi) Any broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission if the broker - dealer is acting within the course and scope of those regulatory agencies; or (vii) Any consumer reporting agency as defined in the federal Fair Credit Reporting Act (15 U.S.C. 1681 reporting agency as defined in the federal Fair Credit Reporting Act (15 U.S.C. 1681 Reporting Act (15 U.S.C. 1681 - 1681t).
(1) The following shall be exempt from the Credit Services Organization Act: (a) A person authorized to make loans or extensions of credit under the laws of this state or the United States who is subject to regulation and supervision by this state or the United States or a lender approved by the United States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act, 12 U.S.C. 1701 et seq.; (b) A bank or savings and loan association whose deposit or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or a subsidiary of such a bank or savings and loan association; (c) A credit union doing business in this state; (d) A nonprofit organization exempt from taxation under section 501 (c)(3) of the Internal Revenue Code; (e) A person licensed as a real estate broker or salesperson under the Nebraska Real Estate License Act acting within the course and scope of that license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 - 1217.
For perhaps 90 % or more of companies whose common stocks are publicly traded, 90 % to 95 % of the time, NAV or book value will increase in each reporting period.
«Credit Services Organization» does not include any of the following: (i) a person authorized to make loans or extensions of credit under the laws of this State or the United States who is subject to regulation and supervision by this State or the United States, or a lender approved by the United States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act (12 U.S.C. Section 1701 et seq.); (ii) a bank or savings and loan association whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Federal Savings and Loan Insurance Corporation, or a subsidiary of such a bank or savings and loan association; (iii) a credit union doing business in this State; (iv) a nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986, [FN1] provided that such organization does not charge or receive any money or other valuable consideration prior to or upon the execution of a contract or other agreement between the buyer and the nonprofit organization; (v) a person licensed as a real estate broker by this state if the person is acting within the course and scope of that license; (vi) a person licensed to practice law in this State acting within the course and scope of the person's practice as an attorney; (vii) a broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (viii) a consumer reporting agency; and (ix) a residential mortgage loan broker or banker who is duly licensed under the Illinois Residential Mortgage License Act of 1987.
Reposted From The Kirk Report: Many of you have asked me to interview experts whose primary focus and knowledge is trading and investing using exchange traded funds or ETFs.
Another concern for investors is the lack of stringent reporting standards for companies whose stocks trade on OTCBB or in the Pink Sheets.
Our news team reports on market moving events around the world that traders need to know in order to stay on top of developments in the companies whose stocks they trade.
Many — probably most — of these are publicly traded firms whose business prospects and, more specifically, stock prices can be impacted (if not driven) by major government reports and decisions.
Lord Stern, the former World Bank chief economist whose landmark report on the economics of climate change warned the world risked plunging into economic depression if action was not taken urgently on greenhouse gases, said carbon trading was a «key plank» in dealing with climate change.
The report's findings are in stark contrast to the views of the global coal industry, whose biggest publicly traded company Peabody Energy Corp, maintains coal is «essential to meet the scale of Africa's desperate need for electricity.»
The Equal Employment Opportunity Commission (EEOC) and the Federal Trade Commission, which implements the Fair Credit Reporting Act (FCRA), have both been in courts suing employers whose screening programs are deficient in design or implementation.
Our news team reports on market moving events around the world that traders need to know in order to stay on top of developments in the companies whose stocks they trade.