Sentences with phrase «with affiliate brokers»

When the auto trader was launched, all the members of Mike's signal group on Facebook were approved automatically to use the trading platform without making any new deposits with affiliate brokers.

Particularly, several insurance carriers with affiliated broker - dealer networks have indicated that they will attempt to comply with the best interest contract exemption, rather than exiting certain lines of business.

Next, buy a generic auto - trading software, rebrand it, and then make a promotional video with some outrageous claims to draw gullible people in to use the robot and open a trading account with you affiliate broker.

That's why they're always offered for free despite their alleged awesomeness; the money comes when you fund your trading account with their affiliate broker.

Not exact matches

«Find out whether [the advisor is] in sales, via a broker dealer / insurance company, or will they act like a fiduciary, such as many affiliated with RIAs will be,» he said.

Neither WSE nor any party affiliated with us is a registered investment adviser or broker - dealer with any agency or in any jurisdiction whatsoever.

The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.

The website also falsely claimed that its managing affiliate, «Williams Corporation,» which operates out of Hong Kong and Dubai, was both a «licensed and brokered» global firm and a «licensed securities dealer,» when in fact it was neither registered with the State Securities Board nor the Financial Industry Regulatory Authority.

The list of brokers affiliated with The Automated Binary is not as extensive as some of their competitors

The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, Inc., mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.

Represented the wholesale broker - dealer affiliated with a sponsor of two non-traded business development companies.

Again, as with many of these free robots, these scammers make money via affiliate commissions from their binary options broker when you fund your account with them.

The Cambridge Method works by getting you to sign up with their broker which will get them an affiliate commission.

Unlike other signals providers or auto - trading robots, we're not directly affiliated with any brokers and we provide a completely independent system.

This model reflects the way advisors have historically affiliated with broker / dealers or wirehouse firms.

For access to the many resources and products available to traditional employees, independent advisors typically affiliate with a broker / dealer and pay for needed services on an à la carte basis.

In a recent speech, Julie M. Riewe, Co-Chief of the AMU, discussed the AMU's collaboration with other SEC divisions; detailed the AMU's 2015 enforcement priorities with respect to registered investment companies, hedge funds, private equity funds and separately managed accounts; and discussed the AMU's focus on conflicts — their ubiquity, the difficulty or impossibility of eliminating them, the limited extent to which disclosure can cure conflicts, the salience of conflicts when an investment adviser and broker - dealer are affiliated, and related considerations.

These scammers offer you the robot for free because the way they really make their money is by affiliate commissions with their partner binary options broker; when you fund an account through the robot, they get a nice cut.

They included registered investment advisors, bank financial advisors, advisors affiliated with an independent broker - dealer, advisors affiliated with a national wirehouse, and advisors affiliated with an insurance company.

And that's how these scammers make money: when customers sign up through the robot and fund their account with their partner broker, these scammers, who have an affiliate agreement with these brokers, take a significant cut.

The way all these robots work is by luring you in with zero upfront costs and then getting an affiliate commission when you fund your account with their partner broker.

Once you fund your trading account with their partner broker, their partner broker cuts them a nice affiliate check.

You see, these scammers are affiliates of one or a few binary options brokers and they get paid when someone funds their trading account with said broker using their affiliate link, which in these cases are the robots themselves.

According to the SEC's order, Morgan Stanley had its affiliate, Morgan Stanley Equity Financing, serve as a customer of its U.S. broker - dealer, a relationship that allowed the affiliate to use margin loans from the U.S. broker - dealer to finance the costs of hedging swap trades with customers.

Kerry Mannion, a son of Miner's husband, is a real estate broker affiliated with COR Brokerage, a separate company owned by Steve and Louis Aiello.

Syracuse Mayor Stephanie Miner's step - son, Kerry Mannion, is a real estate broker affiliated with COR Brokerage, a separate company owned by Steve and Louis Aiello.

QuinStreet Media, Inc. and its affiliated companies, including QuinStreet Properties, Inc., a California corporation, use GTL as the site of a virtual marketplace where interested consumers can be made aware of lenders and mortgage brokers who are seeking the opportunity to do business with people like them living in their area.

QuinStreet Properties, Inc. and its affiliated companies use GTL as the site of a virtual marketplace where interested consumers can be made aware of lenders and mortgage brokers who are seeking the opportunity to do business with people like them living in their area.

• information we may receive from reporting agencies, such as your credit history and creditworthiness, background information, and other entities not affiliated with GFF Brokers;

Our affiliates can include mortgage brokers, car dealers, Realtors, financial planners, attorneys, insurance advisers, financial advisers, tax preparers, alarm installers who have clients who have been victims of stolen identity and they need to put their credit back in order, or people who just know other people with credit problems.

Have your stop losses tracked in an Excel spreadsheet, a website not affiliated with your broker, or even a Post-It note.

I used to pay $ 4.95 per trade at Questrade, but I have since moved to another broker because of a cost advantage provided by an affiliated company with my employer.

IBKR includes: Interactive Brokers LLC, One Pickwick Plaza, Greenwich, CT 06830 United States; Interactive Brokers (U.K.) Limited, (03958476) a Private Limited Company with registered office address, Level 20 Heron Tower, 110 Bishopsgate, London EC2N 4AY; and their respective affiliates (the «IBKR Entities»).

Daily access to information concerning the Fund's portfolio holdings also is permitted (i) to certain personnel of those service providers that are involved in portfolio management and providing administrative, operational, risk management, or other support to portfolio management, including affiliated broker - dealers and / or Authorized Participants, and (ii) to other personnel of the Advisor, Sub-Advisor, and other service providers, such as the Administrator, and fund accountant, who deal directly with, or assist in, functions related to investment management, administration, custody and fund accounting, as may be necessary to conduct business in the ordinary course in a manner consistent with agreements with the Fund and / or the terms of the Fund's current registration statement.

Interactive Brokers is not affiliated with and does not endorse or recommend any introducing brokers or financial advisers, including Gator Capital ManagemenBrokers is not affiliated with and does not endorse or recommend any introducing brokers or financial advisers, including Gator Capital Managemenbrokers or financial advisers, including Gator Capital Management, LLC.

Realtor ® A real estate broker or an associate holding active membership in a local real estate board affiliated with the National Association of Realtors.

The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.

* The advisory fee does not cover charges resulting from trades effected with or through brokerdealers other than affiliates of Strategic Advisers, mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.

Most notably, the FCA doesn't stop with binary options brokers — its warning is directed towards affiliates as well.

Under no circumstances will Virtual Brokers, its affiliates, subsidiaries, and independent contractors, and their respective directors, officers, employees, and agents, including advertising and promotion agencies be required to award more Prizes than what is indicated in these Rules or award the Prizes other than in accordance with these Rules.

Real Estate Agent ® A real estate broker or an associate who is an active member in a local real estate board that is affiliated with the National Association of Real Estate Agents.

By participating, each Customer and selected winner agrees: (a) to be bound by these Rules and the decisions of Virtual Brokers, (b) to release and hold harmless Virtual Brokers, its affiliates, subsidiaries, and independent contractors, and their respective directors, officers, employees, agents and representatives including advertising and promotion agencies, from any and all liability for claims / damages including, but not limited to, claims / damages for personal injury, for property damage with respect to acceptance, possession or use or misuse of the Prize or participation in the Raffle; (c) to permit Virtual Brokers to use his / her name, address, city, province, of residence, photograph, video, or any likeness for advertising or publicity purposes without any additional compensation and (d) the winner agrees to sign a Declaration and Release Form to this effect.

Perhaps there would even be affiliate marketing deals with particular brokers.

With respect to the Regulatory Disclosures, if an email notification is undeliverable, we will attempt to deliver such materials to the most recent postal address you provided to either our affiliate, The Motley Fool, LLC («TMF») or if you are an SMA account holder, to Interactive Brokers.

RateSupermarket.ca is an independent, impartial resource that is not affiliated with any mortgage lender or broker.

If you donâ $ ™ t like doing things online, ask the folks at your local bank branch to help you open up an account at whatever discount broker theyâ $ ™ re affiliated with â $» CIBC Investorâ $ ™ s Edge is affiliated with CIBC, TD Waterhouse with TD, and so on.

IMO, it is better to keep your assets with a broker affiliated with a bank or another well capitalized company.

In certain situations, Forest Park FX will even negotiate directly with the brokers that it is affiliated with to come up with a customized solution that will match the client's profile.

Please do not register with this software, its chosen broker BT or with any of its affiliates.

Brokerage services are provided to clients of SoFi Wealth LLC by SoFi Securities LLC, an affiliated broker - dealer registered with the Securities and Exchange Commission and a member of FINRA / SIPC.