Sentences with phrase «with applicable regulatory requirements»

Responsible for compiling and maintaining medical records according to policies and procedures and in compliance with applicable regulatory requirements

Featuring a powerful, fully - stable compliance framework, the end goal is to assist hedge fund compliance professionals in complying with applicable regulatory requirements.

Tax Chambers are committed to protecting the personal information that we collect, use and disclose in the course of providing legal services and operating our law firm, in accordance with all applicable regulatory requirements, including applicable privacy legislation, and consistent with our professional obligations.

Global sourcing, vertical integration and primary extraction enable us to provide you with cost - effective, high - quality dairy solutions that are safe and consistently satisfy customer needs, while complying with all applicable regulatory requirements for the food and beverage markets.

Kerry is committed to producing safe, high - quality food and beverage ingredients and consumer products that consistently satisfy customer needs while complying with all applicable regulatory requirements.

Not exact matches

Actual results and the timing of events could differ materially from those anticipated in the forward - looking statements due to these risks and uncertainties as well as other factors, which include, without limitation: the uncertain timing of, and risks relating to, the executive search process; risks related to the potential failure of eptinezumab to demonstrate safety and efficacy in clinical testing; Alder's ability to conduct clinical trials and studies of eptinezumab sufficient to achieve a positive completion; the availability of data at the expected times; the clinical, therapeutic and commercial value of eptinezumab; risks and uncertainties related to regulatory application, review and approval processes and Alder's compliance with applicable legal and regulatory requirements; risks and uncertainties relating to the manufacture of eptinezumab; Alder's ability to obtain and protect intellectual property rights, and operate without infringing on the intellectual property rights of others; the uncertain timing and level of expenses associated with Alder's development and commercialization activities; the sufficiency of Alder's capital and other resources; market competition; changes in economic and business conditions; and other factors discussed under the caption «Risk Factors» in Alder's Annual Report on Form 10 - K for the fiscal year ended December 31, 2017, which was filed with the Securities and Exchange Commission (SEC) on February 26, 2018, and is available on the SEC's website at www.sec.gov.

These risks and uncertainties include competition and other economic conditions including fragmentation of the media landscape and competition from other media alternatives; changes in advertising demand, circulation levels and audience shares; the Company's ability to develop and grow its online businesses; the Company's reliance on revenue from printing and distributing third - party publications; changes in newsprint prices; macroeconomic trends and conditions; the Company's ability to adapt to technological changes; the Company's ability to realize benefits or synergies from acquisitions or divestitures or to operate its businesses effectively following acquisitions or divestitures; the Company's success in implementing expense mitigation efforts; the Company's reliance on third - party vendors for various services; adverse results from litigation, governmental investigations or tax - related proceedings or audits; the Company's ability to attract and retain employees; the Company's ability to satisfy pension and other postretirement employee benefit obligations; changes in accounting standards; the effect of labor strikes, lockouts and labor negotiations; regulatory and judicial rulings; the Company's indebtedness and ability to comply with debt covenants applicable to its debt facilities; the Company's ability to satisfy future capital and liquidity requirements; the Company's ability to access the credit and capital markets at the times and in the amounts needed and on acceptable terms; and other events beyond the Company's control that may result in unexpected adverse operating results.

Where our funds, either alone or as part of a consortium, are not the controlling investor, we typically, subject to applicable regulatory requirements, acquire significant voting and other rights with a view to securing influence over conduct of the business.

Franklin Templeton's Global Compliance Group is responsible for ensuring that the firm has the appropriate processes and procedures in place to comply with the extensive and complex, overlapping and frequently changing rules and regulatory requirements applicable to the firm and the funds we manage around the world.

Potential risks and uncertainties include the availability of acceptable bank debt financing; the availability of acceptable additional equity investors; delays or interruptions in construction of power plants; the timely availability of required permits and authorizations for projects from governmental entities and third parties; changes in applicable regulatory requirements and incentives for production of solar power; and other risks described in the company's filings with the Securities and Exchange Commission.

The Board has determined that nine of our 11 current Directors (or 82 %) are «independent directors» within the meaning of applicable regulatory and stock exchange requirements in Canada and the United States, as none of them have a material relationship with the Company that could interfere with their exercise of independent judgment.

DPS conducts its political and government affairs in full compliance with all applicable U.S. laws and regulatory requirements.

Alpha Genesis ® Inc. has an extensive Ethics and Compliance Program, which is designed to ensure that all employees are aware of and comply with all legal, regulatory, contractual, and ethical requirements applicable to Alpha Genesis.

The information collected may also be used to document communications between shop.thebettyrocker.com and The Betty Rocker, Inc. and our online users and to comply with any applicable legal and / or regulatory requirements.

The information collected may also be used to document communications between workouts.thebettyrocker.com and The Betty Rocker, Inc. and our online users and to comply with any applicable legal and / or regulatory requirements.

In addition, this version contains updates with respect to generally applicable regulatory requirements that are more reflective of the current legal requirements based on recent TIFIA precedents.

In addition, we may re-present any returned payments to your bank in accordance with applicable law and regulatory requirements.

The Directors considered information describing the Manager's compliance policies and procedures, including policies designed to address the Fund's compliance with its investment objective, policies and restrictions and applicable regulatory requirements and to address the Manager's conflicts of interest in providing services to the Fund and to other advisory clients.

With support for all known legal entity types, it includes and self - fills all applicable regulatory forms and e-filings, governs all management bodies, meetings, minutes and agendas, streamlines intellectual property management and tracking, possesses one of the most complete and powerful transactional securities management systems, provides document automation and management capabilities and addresses security, workflows, audits and reports to the most stringent compliance and governance requirements.

In the area of ESOPs and other non-qualified plans that grant employee stock ownership or appreciation rights, Gary assists clients to develop employee ownership strategies and to comply with applicable tax and regulatory requirements.

Such legal opinions would also deal with special records requirements imposed by regulatory agencies or specialized legislation applicable to particular industries or professions.

It is true that this process can take considerable time and effort if the purchaser enters into a detailed procurement process, complete with applicable risk assessments, of its prospective vendors in order to ensure that its business and regulatory requirements can be met.

We are committed to protecting your privacy in accordance with all applicable privacy legislation and regulatory requirements.

Our lawyers have counseled boards of directors and trustees on fund governance, the role of independent directors, their evaluation of fund service provider contracts and fees, their evaluation of fund and service provider compliance programs, affiliation and conflict of interest issues, current regulatory issues and industry best practices, standards of conduct and of judicial review of board action and compliance with all applicable disclosure requirements.

-- Regulation that requires «each law firm and legal entity» to designate an individual who will be responsible for the entity's compliance with its regulatory requirements, and to ensure that all persons associated with the entity who deliver or assist in the delivery of legal services comply with the applicable code of conduct,

(iv) The Consob — SEC memorandum of understanding of 3 May 1993 (the Consob — SEC MoU) provides several cooperation mechanisms between Consob and SEC in connection with the enforcement of securities law concerning market abuse, the obligation on issuers to disclose inside information and regulatory duties applicable to financial intermediaries, investment funds, market managers, clearing houses, and other securities market operators (including duties relating to handling, transmitting, and executing orders, managing securities portfolios, settling securities transactions, safeguarding customer securities, and complying with financial or operational requirements).

In that role, Friedrich initiated a project to ensure that the insurance company was acting in compliance with applicable foreign legal and regulatory requirements when conducting its worldwide business activities, an experience she claims was «the starting point for her career in compliance».

«(iii) except as otherwise provided by the Secretary in regulations, is the annual statement which is required to be filed with the applicable insurance regulatory body, but only if there is no statement which meets the requirements of clause (i) or (ii).

If you subscribe to the Marvel Unlimited Service directly with Marvel on the Website and you download the App through a third party (e.g., Apple / iTunes or Google Play), you understand that the third party is not responsible for addressing any claims by you or any other person relating to the App or your possession and / or use of the App, including, but not limited to: (i) product liability claims, (ii) any claim that the App fails to conform to any applicable legal or regulatory requirement, and (iii) claims arising under consumer protection or similar legislation; in addition, the third party is not responsible for the investigation, defense, settlement and discharge of any intellectual property infringement claim related to the App or your possession and use of the App.

Implemented and monitored clinical trials to ensure sponsor and investigator obligations are being met and compliant with applicable local regulatory requirements and ICH guidelines.

(C) The authority to accept as a REALTOR ®, REALTOR - ASSOCIATE ® or Institute Affiliate Member any person engaged in the real estate business, including brokerage, management, appraising, land development and building, and other related aspects of the real estate business who maintains an office within the state or within a state whose border is contiguous with that state and who complies with any licensure or other regulatory requirements applicable to his business activities within the state.

It bears noting that members of organized real estate must comply with all legislative, regulatory and common law requirements applicable to real estate professionals in jurisdictions across Canada, quite apart from any of CREA's rules.