Sentences with phrase «with applicable rules»

Participants must notify the MLS of their intention to display IDX information and give the MLS direct access for purposes of monitoring / ensuring compliance with applicable rules and policies.
In order to ensure that brokerages in BC are conducting their business in compliance with the applicable rules and legislation, Council staff auditors travel to brokerages throughout the province to carry out Office and Records Inspections (the «O&RI»).
The New Brunswick Mortgage Broker Education Program has a different focus than the associate program above — it is based on the skills and knowledge required to effectively supervise associates and to ensure that the brokerage complies with all applicable rules.
The return on DeBord's online endeavors: When anyone from his team does call a prospect (in line with the applicable rules, of course), the brokerage name is often recognized and respected.
(a) a copy of the application for the order has been served in accordance with the applicable Rules of Court on the person to whom the order will apply (being the Secretary of the Department concerned or an appropriate authority of the Commonwealth instrumentality concerned); and
(a) an application for registration of the revocation agreement must be lodged in accordance with the applicable Rules of Court; and
(b) made by another court and registered in the first ‑ mentioned court in accordance with the applicable Rules of Court;
As a case manager ensured each assigned patient's Plan of Care for nursing, infusion therapy and heart transplant candidates» cases were established, revised as indicated, appropriate to the patient, and in compliance with all applicable rules, regulations, programs, agency policies, procedures, and processes.
• Verified all appropriate patient care was initiated, and in compliance with all applicable rules, regulations, programs, agency policies, procedures, and processes.
When you work with a qualified professional background check provider they'll help you select the right background checks for each position in your company, they'll set up a web - based ordering system where your orders and results are just a few clicks away, and they'll even help ensure your compliance with applicable rules and regulations.
«Firms conducting regulated activities in cryptocurrency derivatives must, therefore, comply with all applicable rules in the FCA's Handbook and any relevant provisions in directly applicable European Union regulations»
To enforce a foreign judgment, all a plaintiff must demonstrate is a real and substantial connection between the dispute and the foreign court, such that it could be said that the foreign court properly assumed jurisdiction, and that the defendant was served in accordance with the applicable rules (see eg para 27).
EXAMPLES: Examples of category (1) include a currently effective statute imposing a tax on real property, enacted in accordance with the applicable rules establishing the criteria of validity of such statutes; the holding, that is currently good law, in a court opinion respecting the aforementioned statute, rendered in accordance with all applicable procedures by a court having jurisdiction; and a regulation, formerly effective, furnishing detailed rules respecting the application of the aforementioned statute, which regulation was effected by a government agency acting within the scope of its authority and in accordance with the applicable rules establishing the criteria of validity of such regulations.
Absent clarification or a clear rule by your state that such an obligation exists, if this situation arises you should contact your ethics regulator to ensure compliance with your applicable rules.
Lawyers should expect their external experts to work with them and their corporate clients in ensuring compliance with applicable rules, and to provide advice regarding the technology - related contents of employee notifications.
CSIM will comply with all applicable rules and regulations regarding disclosure of its or its clients» proxy voting records and procedures.
You hereby authorize our clearing firm to use any free credit balance awaiting investment or reinvestment in your account in accordance with all applicable rules and regulations and to pay interest thereon at such rate or rates and under such conditions as are established from time to time by our clearing firm.
To ensure that all teacher education programs comply with all applicable rules and standards including professional teacher education accreditation standards;
The suitability of equipment supplied for the children, should be assessed in order to determine whether it operates and complies with the applicable rules and standards.
This also means that your suppliers also need to be able to provide parts and services that are compliant with all applicable rules for the markets that you operate in.
Russia united states are struggling to survive as a member at no cost in chive dating site review phone accordance with the applicable rules and any third.
«We've been encouraged by the level of support we've received to date, and all of our campaign finance filings comply with applicable rules and regulations,» Commisso said Monday.
I (we) hereby certify that the product contained within this shipment complies with all applicable rules, bans, regulations and standards under the Consumer Product Safety Improvement Act or any other Act enforced by the Consumer Product Safety Commission: ASTM F 963/16 CFR 1500.51 - 53 / Tension /
Managers, supervisors and entrepreneurs should continue to cooperate to provide developers the ability to quickly implement new technologies Blockchain and thus protects Americans from fraud, identity theft and fraud, while ensuring compatibility with the applicable rules.
Awards should be subject to recoupment as a result of financial restatement, noncompliance with applicable rules, negligence and other forms of misconduct.
«Firms conducting regulated activities in cryptocurrency derivatives must, therefore, comply with all applicable rules in the FCA's Handbook and any relevant provisions in directly applicable European Union regulations,» explained the FCA.

Not exact matches

The Arbitrator (i) shall apply internal laws of the State of New York consistent with the Federal Arbitration Act and applicable statutes of limitations, or, to the extent (if any) that federal law prevails, shall apply the law of the U.S., irrespective of any conflict of law principles; (ii) shall entertain any motion to dismiss, motion to strike, motion for judgment on the pleadings, motion for complete or partial summary judgment, motion for summary adjudication, or any other dispositive motion consistent with New York or federal rules of procedure, as applicable; (iii) shall honor claims of privilege recognized at law; and (iv) shall have authority to award any form of legal or equitable relief;
But, if you do choose to pursue this route, make sure you're following company rules, regarding disclosure (if applicable), and no relationships between people with whom you have hire / fire power.
The advice we provide is given in accordance with all applicable laws, rules, and regulations, including proper disclosure to tax authorities, and adheres to the highest professional standards.»
Important factors that could cause our actual results and financial condition to differ materially from those indicated in the forward - looking statements include, among others, the following: our ability to successfully and profitably market our products and services; the acceptance of our products and services by patients and healthcare providers; our ability to meet demand for our products and services; the willingness of health insurance companies and other payers to cover Cologuard and adequately reimburse us for our performance of the Cologuard test; the amount and nature of competition from other cancer screening and diagnostic products and services; the effects of the adoption, modification or repeal of any healthcare reform law, rule, order, interpretation or policy; the effects of changes in pricing, coverage and reimbursement for our products and services, including without limitation as a result of the Protecting Access to Medicare Act of 2014; recommendations, guidelines and quality metrics issued by various organizations such as the U.S. Preventive Services Task Force, the American Cancer Society, and the National Committee for Quality Assurance regarding cancer screening or our products and services; our ability to successfully develop new products and services; our success establishing and maintaining collaborative, licensing and supplier arrangements; our ability to maintain regulatory approvals and comply with applicable regulations; and the other risks and uncertainties described in the Risk Factors and in Management's Discussion and Analysis of Financial Condition and Results of Operations sections of our most recently filed Annual Report on Form 10 - K and our subsequently filed Quarterly Reports on Form 10 - Q.
These risks and uncertainties include competition and other economic conditions including fragmentation of the media landscape and competition from other media alternatives; changes in advertising demand, circulation levels and audience shares; the Company's ability to develop and grow its online businesses; the Company's reliance on revenue from printing and distributing third - party publications; changes in newsprint prices; macroeconomic trends and conditions; the Company's ability to adapt to technological changes; the Company's ability to realize benefits or synergies from acquisitions or divestitures or to operate its businesses effectively following acquisitions or divestitures; the Company's success in implementing expense mitigation efforts; the Company's reliance on third - party vendors for various services; adverse results from litigation, governmental investigations or tax - related proceedings or audits; the Company's ability to attract and retain employees; the Company's ability to satisfy pension and other postretirement employee benefit obligations; changes in accounting standards; the effect of labor strikes, lockouts and labor negotiations; regulatory and judicial rulings; the Company's indebtedness and ability to comply with debt covenants applicable to its debt facilities; the Company's ability to satisfy future capital and liquidity requirements; the Company's ability to access the credit and capital markets at the times and in the amounts needed and on acceptable terms; and other events beyond the Company's control that may result in unexpected adverse operating results.
To the extent that investment advisers comply with the Fiduciary Rule and PTEs only when the Fiduciary Rule and PTEs are applicable on their original terms and schedule, this estimate represents a reasonable adjustment of the 2016 estimate to reflect the impact of the 60 - day delay.
Thus, the fiduciary definition in the Rule published on April 8, 2016, and Impartial Conduct Standards in these exemptions, are applicable on June 9, 2017, while compliance with other conditions for covered transactions, such as the contract requirement, in these exemptions is not required until January 1, 2018.
As part of the review process, the Compensation Committee considers the independence of the consultant in accordance with applicable SEC and NASDAQ rules.
If you are a beneficial owner of shares held in street name and do not provide the organization that holds your shares with specific voting instructions then, under applicable rules, the organization that holds your shares may generally vote your shares in their discretion on «routine» matters but can not vote on «non-routine» matters.
[7] A substantial number of commenters that generally believe no delay is warranted nevertheless stated that, if the Department were to proceed with a delay, the delay should only partially apply: the Fiduciary Rule and Start Printed Page 16905Impartial Conduct Standards of the PTEs should be immediately applicable even if other conditions and obligations are postponed.
We will help you work through the rules and regulations of each applicable jurisdiction and make sure that those rules are complied with when completing your financing.
Any Employee regularly employed on a full - time or part - time (20 hours or more per week on a regular schedule) basis, or on any other basis as determined by the Corporation (if required under applicable local law) for purposes of the Non-423 Plan or any separate offering under the Code Section 423 Plan, by the Corporation or by any Designated Affiliate on an Entry Date shall be eligible to participate in the Plan with respect to the Offering Period commencing on such Entry Date, provided that the Committee may establish administrative rules requiring that employment commence some minimum period (e.g., one pay period) prior to an Entry Date to be eligible to participate with respect to the Offering Period beginning on that Entry Date.
In Colombia, the offer of each Fund is addressed to less than one hundred specifically identified investors, and such Fund may not be promoted or marketed in Colombia or to Colombian residents unless such promotion and marketing is made in compliance with Decree 2555 of 2010 and other applicable rules and regulations related to the promotion of foreign financial and / or securities related products or services in Colombia.
Franklin Templeton's Global Compliance Group is responsible for ensuring that the firm has the appropriate processes and procedures in place to comply with the extensive and complex, overlapping and frequently changing rules and regulatory requirements applicable to the firm and the funds we manage around the world.
Franklin Templeton is firmly committed to international efforts to combat money laundering and the funding of terrorist and criminal activities, and as such it makes every effort to remain in full compliance with all applicable anti — money laundering («AML») and anti — terrorist financing («ATF») laws, rules and standards adopted in the jurisdictions in which it does business.
If you do not provide such instructions by that time, your Shares will be voted by the Retirement Plans Committee of the respective plan in accordance with the rules of the applicable plan.
You may use the Services only in compliance with these Terms and all applicable local, state, national, and international laws, rules, and regulations.
The DOL disagreed with the assertion that the rule creates a new private right to sue, «arguing that the applicable cause of action is breach of contract, which already exists under state law,» said Erin Sweeney, counsel at Miller & Chevalier, who has also served as senior benefit law specialist at DOL.
Each member of our audit committee is independent under the current New York Stock Exchange and SEC rules and regulations and we intend to comply with the requirement to have a minimum of three members on our audit committee within the applicable transition period.
As part of the review process, the Compensation Committee will consider the independence of the firm in accordance with applicable SEC and Nasdaq rules.
Also excluded from the final memorandum, but included in the draft, was a specific order for the DOL to analyze prohibited transaction exemptions, which were an integral part of the rule, and to consult with DOJ about whether the fiduciary rule violates the «Administrative Procedure Act or any other applicable statute.»
As an emerging growth company, we have opted to comply with the executive compensation rules applicable to «smaller reporting companies,» as that term is defined under the Securities Act.
Subject to the lock - up agreements described above, other contractual lock - up obligations set forth in the grant agreements under each such plan and any applicable vesting restrictions, shares registered under these registration statements will be available for resale in the public market immediately upon the effectiveness of these registration statements, except with respect to Rule 144 volume limitations that apply to our affiliates.
The Enterprise Compensation Committee discharges the board of directors» responsibilities relating to the compensation of our executives and directors; reviews and discusses with management the Compensation Discussion and Analysis and performs other reviews and analyses and makes additional disclosures as required of compensation committees by the rules of the SEC or applicable exchange listing requirements; provides general oversight of our compensation structure, including our equity compensation plans and benefits programs, and confirms that these plans and programs do not encourage risk taking that is reasonably likely to have a material adverse effect on Hewlett Packard Enterprise; reviews and provides guidance on our human resources programs; and retains and approves the retention terms of the Enterprise Compensation Committee's independent compensation consultants and other independent compensation experts.
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