Sentences with phrase «with dealer trade»

He talks of forming strong working relationships with dealer trade associations and spending «a lot of time interacting with the industry on an informal basis.»

Not exact matches

«We are delighted to join the group of dealers trading directly with the Federal Reserve Bank of New York,» added Peter McCarthy, then head of fixed income.
«Even though the foundation or the existing infrastructure is going to stay in place where it's sort of this quote - driven dealer market place, there's ways that we can go into that ecosystem and come up with new trading protocols or new trading venues or facilitate different channels of liquidity,» Conlin said.
«In order to trade securities, they need to be a broker - dealer,» said Jerry Brito, executive director at Coin Center, a digital currency advocacy group based in Washington, D.C. «I could imagine [Coinbase] could sell a number of other tokens» with the license.
Usually the market trades in a premium on Akshay Trititya day, but a Mumbai - based dealer with a global trading firm said it was surprising to see it either at a discount or at par.
The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.
The Federal Reserve Bank of New York publishes the amount of bond trading by primary dealers — the large brokerage houses that are authorized to trade with the Federal Reserve.
Each day these dealers, on average, trade about $ 700 billion of bonds (including Treasury, government agency, corporate, and municipal bonds) with clients, and billions more in trades among themselves.
This also means that you are provided with direct market access to trade Options on various underlying assets on live streaming prices without dealer intervention.
The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, Inc., mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.
Ken Bentsen, president and CEO of SIFMA, noted on the call that while all of the trade groups represent members nationwide, about 27,000 advisors in Texas are registered with the Financial Industry Regulatory Authority and that Texas ranks third in the U.S. in terms of the number of advisors and fourth in the number of broker - dealers, which «underscores the fact that this is a Main Street issue.»
You can reduce the risk by only trading with reputable dealers but there have been a large number of cases where very reputable dealers have sold fake art, antiques etc..
To determine whether a particular trading platform / binary options broker is registered with the SEC as a broker - dealer, visit the FINRA BrokerCheck website.
After moving into finance, Mr. Mock served with investment dealer Burns Fry (now BMO Nesbitt Burns), where he directed sales and trading staff in derivative products and held the firm's membership seat on the Chicago Board of Trade, among other exchanges.
Trading with unregulated brokers in Singapore is illegal, but the traders are not affected, only the dealers are prosecuted.
Regulators responded to the global financial crisis with sweeping changes for both dealers and investors, including constraints on Fed - regulated banks, Dodd - Frank and the Volcker Rule, which prohibits proprietary trading.
(«East West»), an entity that is registered with the applicable securities regulatory authorities or regulator as a Portfolio Manager, Exempt Market Dealer, Commodities Trading Manager, and Investment Fund Manager.
The tendency for dealers to trade the Australian dollar in line with commodity prices, themselves strongly correlated with US economic growth, may also have contributed to the link, although the correlation of the Australian dollar with the US dollar has been significantly higher than its correlation with commodity prices.
For example, if Bitcoin is not a currency, then Bitcoin forwards and Bitcoin swaps that involve the exchange of Bitcoin for another currency will not fall under the statutory definitions of the more lightly regulated foreign exchange forwards or foreign exchange swaps.10 Likewise, retail trading of Bitcoin derivatives will be limited to designated contract markets, rather than subject to the retail foreign exchange dealer regulations.11 Treating Bitcoin as a commodity that is not a currency dovetails with the stances taken by other U.S. regulators such as the Financial Crimes Enforcement Network (FinCEN)(virtual currency does not have all of the attributes of real currency) 12, the Securities and Exchange Commission (Bitcoin investments are investment contracts because Bitcoin is a form of money) 13 and the Internal Revenue Service (treating Bitcoin as property for tax purposes).14
GATE believes the trading of unregistered securities is accomplished most effectively through a broker dealer, an ATS or an exchange registered with the SEC because such transactions provide the books and records and an audit trail that can be used for surveillance purposes.
East West Investment Management is registered with the applicable securities regulators as an Investment Fund Manager, Portfolio Manager, Commodity Trading Manager and Exempt Market Dealer in Ontario.
In the OTC market, also called off - exchange market, an individual investor trades directly with a counterparty, such as a forex broker or dealer; there is no exchange or central clearinghouse.
According to the SEC's order, Morgan Stanley had its affiliate, Morgan Stanley Equity Financing, serve as a customer of its U.S. broker - dealer, a relationship that allowed the affiliate to use margin loans from the U.S. broker - dealer to finance the costs of hedging swap trades with customers.
In that case Gaidry, a manufacturer of a sauce labelled «Tabasco Pepper Sauce,» brought suit against McIlhenny Company for damages for alleged wrongful conduct in interfering with the plaintiff's business by falsely and in bad faith representing to dealers throughout the country that it had an exclusive trade - mark in the name «Tabasco,» and threatening injunction and other legal proceedings against those who handled any sauce called «Tabasco» not made by the said McIlhenny Company.
Opening the debate, Ewan Hoyle said the plan could lead to the drug trade being nationalised, with profits being taken out of the hands of dealers.
The New Jersey native — a long - haul trucker and exotic - animal dealer by trade — hung precariously from a gigantic but incredibly fragile plastic balloon, his spacecraft nothing more than a welded aluminium cage with styrofoam walls.
New research from USC Marshall School of Business associate professors of marketing Anthony Dukes and Sivaramakrishnan Siddarth shows that a consumer with a trade - in actually forks over more money to the dealer than consumers without a trade - in.
«For example, if you're buying a new Honda and trading in an old Honda, the dealer may infer that you were happy with your old Honda and probably are not considering Toyota, Nissan, or any other competitive brand,» Dukes explained.
In a trade that extends from Moroccan souks to eBay, scientists are in a controversial race with dealers to acquire precious specimens
With roots dating back to 1892, Encore has seen and been a part of the growth and development of the metals service industry in Canada and North America At ScotiaMocatta, we are one of the world's top bullion dealers in precious and base metals trading, financing, hedging and physical metals distribution.
The Trade, Season 1, Episode 5: In Columbus, Sergeant Smith zeroes in on a dealer who's mixing heroin with Fentanyl.
Synopsis: It's summer in New York City, the year is 1994, and teenage marijuana dealer Luke Shapiro (Josh Peck) is trading dime bags for sessions with his th... [MORE]
These dealers are marked with a star between the antlers on the usual merchant symbol, and each trades for a different collectable.
Realising that the item from the museum could be used in a trade off with arms dealers, T'Challa dons his Black Panther suit to stop Ulysses.
And although dealer Frank's (Anthony Mackie) drug trade imprisoned her brother, Drey shares a gentle relationship with him that might be a lure or maybe just a mix of loyalty and guilt.
The resource includes; * Vehicle specifications for manufacturers (with costs to manufacture each model) * Vehicle specifications for dealers (with suggested prices of each model) * Record sheets for the students to keep track of their purchases * Review sheets for final consolidation of the activity * Icons of the vehicles to assist in the trading process * Newspaper article document (for manufacturers) * Customer interaction document (for dealers) * Sale board for the manufacturers.
Beepers and pagers were associated with the drug trade, and it was feared if a student had one or the other, he or she was or wanted to be a drug dealer.
After shopping at other Jeep dealers,... South Oak had the best price with no gimmicks or tricks, a fair trade price with a more than fair bottom line.
They will trade with other dealers to get the car you want.
I initally worked with Shannon Guest via the internet and Shannon quickly provided me a quote on a new 2014 Jeep Grand Cherokee Overland and was also able to give me an accurate estimate on my trade - in which most dealers will not do without you walking through their door.
There are dealers who are getting comfortable with things such as customers valuing their trade - ins online.
Dealer would not work with me on repai... r cost or trade in.
NHTSA personnel and contractors use PII about individual car buyers / lessees and sole proprietor salvage auctions and disposal facilities to: (1) determine if individual transactions satisfy CARS program requirements; (2) send information about eligible transactions to a DOT financial management system to process vouchers and cause dealers to be paid by DOT / NHTSA for eligible transactions; (3) compare dealer - entered information in the CARS Database System to purchaser and transactional information already within the system to ensure compliance with program requirements and for audit purposes; (4) confirm proper disposal of trade - in vehicles; and (5) prevent, identify, and investigate program violations and fraud.
He was also eager to help with my trade from a distance, another part of the transaction other dealers were reluctant to do.
That Hudson dealer was fascinated with the Kurtis, so I traded him for the Facel Vega and $ 300.
Mike Moffa was a great in helping us with getting top deal on our trade and followed thru with getting all our dealer options installed in a very ti
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After taking into consideration variables such as market value, availability, vehicle condition, and vehicle history, the dealer will come up with a value for your trade.
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