Sentences with phrase «with fiduciary responsibilities»

Buyer agency is defined as follows: A principal agent relationship in which the broker is the agent for a buyer, with fiduciary responsibilities to the buyer.

Whether you are an enthusiastic advocate or a staunch traditionalist, wealth advisors — especially those with fiduciary responsibilities — have an obligation to get educated on the... Read more»

It is a highly competitive, publically traded company with a fiduciary responsibility to get the best deal for its shareholders.

With our fiduciary responsibility, you can rest assured that we will work for your best interests, providing you with sound advice regarding financial tools such as stocks, bonds, mutual funds, and exchange - traded funds.

And we are its trustees, with a fiduciary responsibility to the future, to see that it is passed on with our love to generations yet to come.

Financial Advisor: manages the finance team in achieving the goals of the financing with a fiduciary responsibility to its client

If you use an investment advisor, look for one with a fiduciary responsibility, which legally requires the advisor to act in your best interest.

With our fiduciary responsibility, you can rest assured that we will work for your best interests, providing you with sound advice regarding financial tools such as stocks, bonds, mutual funds, and exchange - traded funds.

I've been helping someone close to me untangle a mess of 28 funds from many different fund companies in a portfolio that was managed by a financial advisor with a fiduciary responsibility.

Examples of this type of position include managerial positions, positions with access to personal information not customarily provided in a retail transaction, positions with fiduciary responsibility, positions with an expense account or corporate credit card, or positions with access to confidential or proprietary information.

Many in the Cooper Union community feel that the meritocracy created when students are allowed to study with no fiduciary responsibility between themselves, their peers, and the educators is unmatched and central to that which makes the school stand apart from other small colleges.

Between the fsbo only brokerages, the mere listing Realtors and the referral sites it looks to me like we're stepping back in time to the days before the courts slapped real estate agents with fiduciary responsibility.

Not exact matches

Rather than focusing on pledges, businesses should make sure that managers comply with their fiduciary and ethical responsibility to maximize the wealth of the people who pay their salaries — i.e., the shareholders.

While Facebook was a publicly - traded company, with a fiduciary duty to its shareholders in 2014 to not have massive screwups and probably a lot more responsibility to keep this kind of information in check, it's hardly alone in that respect.

Fox Rothschild's Taxation & Wealth Planning attorneys not only provide clients with sophisticated estate planning advice to help preserve wealth, but we also assist trustees and executors with the administration of trusts and decedent's estates, helping them navigate the often complicated system of intestacy laws and providing advice regarding fiduciary responsibilities.

David R. Kotok, Chairman & Chief Investment Officer for Cumberland Advisors, sits down with Asset TV to discuss the Department of Labor's potential rules change to fiduciary responsibilities and how it would affect the disclosure of «pay to play» fees.

Besides the fiduciary responsibility and associated duties that come with being on the Board, board members can also help shape a great board process while providing substantial advisory support that can be part of the magic that can help grow strong companies.

Former Lecturer in Law, University of Pennsylvania Law School, instructing with respect to fiduciary responsibilities of directors of Delaware corporations

Our Fiduciary Investment Services can help you fulfill your fiduciary responsibilities with respect to the selection and monitoring of your retirement plan'Fiduciary Investment Services can help you fulfill your fiduciary responsibilities with respect to the selection and monitoring of your retirement plan'fiduciary responsibilities with respect to the selection and monitoring of your retirement plan's lineup:

Description: As a partner at Conrad Siegel Investment Advisors, Inc., Tracy works with clients nationally and is upheld to the fiduciary responsibility while specializing in investment management and comprehensive financial planning.

To assist plan sponsors with the growing burdens of their investment fiduciary responsibilities, PNC Retirement Solutions introduced Fiduciary Investment Services to provide two alternatives that can help with investment selection and mofiduciary responsibilities, PNC Retirement Solutions introduced Fiduciary Investment Services to provide two alternatives that can help with investment selection and moFiduciary Investment Services to provide two alternatives that can help with investment selection and monitoring:

They are a For - Profit organization that is debt heavy and have the primary & fiduciary responsibility to their shareholders (primarily WME along with a bunch of other smaller share holders).

Shedd is governed by the Shedd Aquarium Society, composed of volunteer corporate, civic and community leaders that make up the 55 - member Board of Trustees with the primary responsibility for governance oversight and fiduciary accountability, as outlined in the Society's bylaws.

Although elected statewide and with statewide fiscal auditing responsibilities, being the sole trustee of the Common Pension System gives the Comptroller a unique Upstate fiduciary responsibility.

This is the individual with whom Science Foundation Ireland will correspond about the application and who takes legal and fiduciary responsibility for the project.

Rather than investigate and confront the serious legal and financial issues raised by Mr. Perry's claims, with this supposed agreement in place the Hartford Superintendent and Board of Education appear to have thrown in their lot with Perry, thus becoming co-conspirators in an effort to walk away from their fiduciary responsibilities to the citizens of Hartford and Connecticut.

While appropriate complaints have been filed with the Hartford Ethics Commission, the Connecticut State Auditors and appropriate officials and agencies in New York State and New York City, the primary fiduciary responsibility to protect the assets of the Hartford Board of Education rests with the Superintendent and the Hartford Board.

Guardian Capital invests with the confidence that comes from a highly disciplined investment process and a constant awareness of risk and fiduciary responsibility

They ultimately exist to make money, and the officers and board members have a fiduciary responsibility to make a positive return on investment for the shareholders who've entrusted them with their money.

For do - it - yourself advisers, Model Market Center can save the time spent building models from scratch, so they can devote more time working with clients and financial planning, while retaining investment management fiduciary control and responsibility, flexibility, and trading discretion.

Paul speaks with Ken Roberts of Ken's Bulls and Bears about investing yesterday and today, understanding risk, fiduciary responsibility versus suitability of investment advisors, asset class diversification, retirement distributions and how to change your luck by taking certain actions.

It amplifies the difference between a true financial planner who is affiliated with a Registered Investment Advisor and has a fiduciary responsibility towards his / her clients and that of a registered representative.

Most funds with share classes from A to R5 can have some element of revenue - sharing, where fees can be taken from investments to pay commissions for the services of third - party providers — some of which may not have a fiduciary responsibility or legal obligation to act in the participants» best interests.

They are tasked with explaining each situation and have a fiduciary responsibility to advise you, based on your best interests.

At the Small Investor Protection Association (SIPA), we have seen a danger to investors in placing their trust and savings with sales people instead of advisors who have a fiduciary responsibility to act in their client's interests.

Such voting responsibilities will be exercised in a manner that is consistent with the general antifraud provisions of the Advisers Act, as well as Broad Run's fiduciary duties under federal and state law to act in the best interest of its clients.

If I transfer assets out of the Plan and into an IRA I understand that: (i) those assets will no longer be subject to the protections of ERISA, (ii) I alone will be making investment decisions about those assets and will not be able to rely on the plan sponsor or any other person with ERISA fiduciary responsibilities, (iii) depending on the investments and services selected for the IRA, I may pay more in transaction costs than when the assets are in the Plan, and (iv) if I am between the age of 55 and 59.5, I would lose the ability to potentially take penalty - free withdrawals from the plan, (v) if I continue working past age 70.5 and transferred my plan assets to my new employer's plan, I would not be subject to required minimum distribution, and (iv) if I hold appreciated company stock, I understand any potential tax benefits that may have been available to me (e.g. net unrealized appreciation).

For instead of allowing the institutions that made risky loans and failed in their fiduciary responsibilities to go under as part of capitalism's «creative destruction,» the bad actors were rescued with government funds and rewarded with taxpayer bailouts — socialism for the wealthy.

«Our arrangement with TIAA will offer fiduciary support for the broader swath of advisers that wish their plan sponsor clients to take advantage of TIAA's Target Income Models, but may choose not to take on the fiduciary responsibility for managing the portfolios themselves,» says Robert Bernstein, co-founder and senior managing director of Envestnet Retirement Solutions.

Capital One Investing does not review any action or inaction of a fiduciary with respect to any Account, including any action or inaction taken by COA with respect to the Program, and disclaims any responsibility for determining (i) whether a fiduciary's conduct satisfies applicable standards of care, or (ii) the validity of a person's or entity's status, or capacity to serve, as a fiduciary.

All that said, given that their mother is in a nursing home, if she is unlikely to return to the home in the future, the children may want to consider their fiduciary responsibilities with the home.

Help fulfill your fiduciary responsibilities with, outsourced chief investment officer and strategic asset allocation services offered through Manulife Asset Management.

In summary, many of the prior actions of the Board and Management do not appear to be in the best interests of the shareholders of the Company, with whom your fiduciary responsibilities reside.

With this measure we believe you have aggressively overstepped the bounds of good corporate governance and have clearly violated your fiduciary responsibility.

That's why it's important to work with an independent firm who puts the client's best interests (what is called a fiduciary responsibility) at the forefront of their work.

Public Awareness: Operation Kindness and its communications partners work strategically and actively to regularly disseminate shelter and animal welfare information with little - to - no cost as a part of our fiduciary responsibility to our stakeholders.

(heck no way they can make money with that — says all the profit maximizing preachers of «fiduciary responsibility».....

Since my views on what is best for Cooper Union are at such variance with others on the Board, I do not believe I can fulfill my fiduciary responsibilities and function as an effective board member.

In many cases, ultimate fiduciary responsibility for the performance of the assets rests with trustees who are non-specialists and require independent and specialist advice.

He often has conducted and coordinated employment related investigations and has frequently advised clients with regard to federal and state legal and regulatory requirements, the fiduciary responsibilities of corporate and governmental governing boards and general legal obligations.