Most insurance agencies have a broker on staff or are associated
with a licensed broker to sign off on their sales.
A quote is really just a more theoretical number and until you speak
with a licensed broker that quote you received may not be of much value.
Salesperson failed to establish that she was a licensed real estate salesperson associated
with a licensed broker; salesperson's only recourse for compensation from the broker upon the theory that branch office «managing» salesperson had actual or apparent authority fails where no actual authority existed and there could be no reasonable reliance upon apparent authority; 19 NYCRR 175.20 designed to protect public, not real estate salespersons.
I see no reason why someone from outside the industry couldn't own more than 49 per cent,
with a licensed broker in place to deal directly with the public.
Not exact matches
«In order to trade securities, they need to be a
broker - dealer,» said Jerry Brito, executive director at Coin Center, a digital currency advocacy group based in Washington, D.C. «I could imagine [Coinbase] could sell a number of other tokens»
with the
license.
You can navigate the process
with the help of an insurance
broker, or independent agent, who is a
licensed individual representing a small business owner and works on commission or a for a service fee.
The website also falsely claimed that its managing affiliate, «Williams Corporation,» which operates out of Hong Kong and Dubai, was both a «
licensed and
brokered» global firm and a «
licensed securities dealer,» when in fact it was neither registered
with the State Securities Board nor the Financial Industry Regulatory Authority.
FBS is also working on providing MLSs and
brokers with an easy way to compare
license terms among the portals to allow the former to assess which portals provide the most value
with the least risk, and also to create competition that will result in better offerings for
brokers, Wurzer said.
(i) persons who are
licensed in the securities industry (such as a registered
broker or investment adviser)
with the Securities and Exchange Commission (the «SEC»), the Financial Industry Regulatory Authority («FINRA»), or the securities division of a state or an equivalent state division; and
In some countries such as the USA, it is compulsory for traders to register
with licensed and regulated
brokers.
who is a
licensed or registered as a
broker investment adviser
with the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), or a state level equivalent division;
All the
brokers that Option Robot deals
with are registered,
licensed and regulated.
As a matter of fact, the decision to apply for a Capital Markets Services
license in Singapore is solidly in line
with the
broker's long - term strategy to expand by adding new
licenses.
Yes, you have a wide range of
brokers you can choose from
with Option Robot, many of them are
licensed and regulated.
In addition, Saxo Bank A / S as a European
Licensed Bank comes under greater regulatory scrutiny and has higher solvency requirements than
brokers which do not operate
with a full banking
license.
You will only be matched
with lenders /
brokers / agents that are
licensed in your state and that, we believe, based on the information that you provided to us, can help you to meet your mortgage goals.
Though there is a distinct advantage of trading
with the local
broker, a
licensed international
broker is a superior choice than an unlicensed local
broker.
The
broker holds the Australian Financial Services
license with the
license number 364264.
Highlow is the best binary options
broker with an Australian
license.
Before trading
with any of the
brokers, clients should make sure they understand the risks and check if the
broker is
licensed and regulated.
Traders in the United Kingdom have the leeway to engage any
brokers of their choice.The problem is that there will be no legal recourse if they trade
with a
broker who is not
licensed in the EU.
But the truth is that it's always the responsibility of a trader to double check and make sure that the
broker they have decided to trade
with has a valid
license and therefore has passed all the necessary procedures and proved to be trustworthy.
But the truth is that it's always the responsibility of a trader to double check and make sure that the
broker they have decided to trade
with has a valid
license and therefore has passed all the necessary
Shashank Shekhar is a mortgage
broker / lender
with 10 + years experience,
licensed in the states of CA, WA and TX.
Binary Option
Brokers have a
license that allows them to trade
with binary options.
For anyone who is thinking about BDSwiss as a potential platform, you have to know that the
broker is a Cyprus investment company
licensed by the Cyprus Securities and Exchange Commission as mentioned above,
with the number 199/13.
The
broker's reliability is easy to prove by checking the CySEC
license with the number 199/13.
The New Zealand dairy giant hired
broker Goldman Sachs to buy as much as 10 per cent of Bega in an after - market raid, revealed by AFR.com, in a bid to protect its
licensing agreement
with Bega.
Among the services DP&F can provide are assistance
with sales and purchases of wineries and vineyards, debt / equity financing, grape sale / purchase agreements, alcohol beverage regulation, land use planning, environmental regulation, establishment of wine appellations,
broker and distribution agreements and terminations,
license transfers, labeling matters, litigation involving wine contamination (including cork taint), and business succession planning.
Ms. Mahon is a long time attorney
with significant real estate experience, has a real estate
broker's
license and is the prior general counsel of the MTA, which has extensive real estate holdings.
⚡ ⚡ ⚡ WHY DO BUSINESS
WITH GULF COAST AUTO
BROKERS ⚡ ⚡ ⚡ ✅ We are a
licensed, bonde...
Not every book (or movie or artist) is available because the vendor has not
brokered a deal
with them to offer
licensing of their work.
Whether you wish to make your own decisions and be what is called self - directed, work
with a
licensed Series 3
broker, find an automated system, where the trades are placed for you or have your account personally managed by a money manager there are some important steps to take.
A German should look for a MiFID compliant
broker to trade
with or one that is
licensed in the EU and can passport its services throughout the Eurozone.
With a mortgage
broker's
license, a professional can sell mortgages in Kitchener and even open a mortgage brokerage.
Before you open a trading account and deposit your money
with any
broker, you should verify whether the
broker is regulated and
licensed by a government organization or trading commission.
(B) «Credit repair services organization» does not include: (i) Any person authorized to make loans or extensions of credit under the laws of this state or the United States who is subject to regulation and supervision by this state or the United States; (ii) Any bank or savings and loan institution whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Savings Association Insurance Fund of the Federal Deposit Insurance Corporation; (iii) Any nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986; (iv) Any person
licensed as a real estate
broker by this state if the person is acting within the course and scope of that
license; (v) Any person
licensed to practice law in this state if the person renders services within the course and scope of his or her practice as an attorney; (vi) Any
broker - dealer registered
with the Securities and Exchange Commission or the Commodity Futures Trading Commission if the
broker - dealer is acting within the course and scope of those regulatory agencies; or (vii) Any consumer reporting agency as defined in the federal Fair Credit Reporting Act (15 U.S.C. 1681 - 1681t).
The Bureau of Loans is tasked
with the administration and enforcement of the Alabama Small Loan Act, the Consumer Credit Act, and the Mortgage
Brokers Licensing Act.
All the
brokers that Option Robot deals
with are registered,
licensed and regulated.
These sham
brokers disguise themselves as
licensed brokers and allure traders by promising them
with unrealistic payouts.
Forex Rebate Changer claims to have more than 1,000 clients and to work only
with licensed forex and binary options
brokers.
With regards to EuropeFX's reliability, the
broker is fully authorized and
licensed by a regulatory agency.
AimLoan is a
licensed mortgage
broker in all 50 states and originates all of its mortgages online, so anyone
with access to a basic phone and internet connection should be able to apply for a mortgage.
There's photos, drones (today), time, not to mention the overhead of
licenses, insurance, splitting fees
with their
broker, etc..
Binary Option Robot if fully
licensed and regulated and it only operates
with reputable
brokers to ensure that your investment is in good hands.
With its one - on - one support system, which is monitored by licensed brokers, it's also popular with consumers who are interested in investing money but would prefer to be guided by a professional with expertise in trad
With its one - on - one support system, which is monitored by
licensed brokers, it's also popular
with consumers who are interested in investing money but would prefer to be guided by a professional with expertise in trad
with consumers who are interested in investing money but would prefer to be guided by a professional
with expertise in trad
with expertise in trading.
If you're in the market to purchase a home â $ «and now is a perfect time
with industry low mortgage rates and an $ 8,000 federal tax credit for first - time homebuyers â $ «you should contact a
licensed mortgage
broker as soon as possible to get... View Article
It is best to consult a registered,
licensed broker to ensure that you understand all risks associated
with investments of any kind.
You can trade
with local
brokers who are
licensed by the SCA, or you can trade
with licensed offshore
brokers that offer their services to Dubai citizens and residents.
If you're in the market to purchase a home â $ «and now is a perfect time
with industry low mortgage rates and an $ 8,000 federal tax credit for first - time homebuyers â $ «you should contact a
licensed mortgage
broker as soon as possible to get pre-approved.