Sentences with phrase «with placement agents»

DiNapoli said he has changed the culture of the fund and has done away with placement agents.

«In particular, we are interested in all meetings you had with placement agents between the time of your appointment by the Legislature and April 2009, when you finally banned the use of placement agents.

Not exact matches

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In our Securities Practice, we act as counsel to more than 80 public companies (including 20 Chinese issuers), as well as, numerous FINRA (formerly NASD) licensed underwriters and placement agents in connection with their financing activities, including private placements and public offerings of equity and debt securities.

«Scott was among the first to call for a ban on private placement agents for City pension investment and also worked to advance shareholder initiatives to align corporate executive pay with long - term performance, promote workplace diversity, increase transparency and sustainability, and disclose corporate political spending.»

«Mr. DiNapoli has an obligation to let the public know about his role in the meetings in question, his thinking behind the decision to make the investments under investigation, and about any other politically - connected placement agents his office may have met with and accommodated.»

Schumer is at the center of the Pensiomgate Scandal as early as 2004 or 2005 he knew his «BRAIN» Hank Morris was doing business as a placement agent doing business with Steven Rattner and living in a 4 million dollar plus home in the Hamptons.

Hank Morris and the Pensiongate scandal does not go to trial till 2011 Steven Rattner has exposed the «SMOKING GUN» that «Kng» Breakfast, Lunch & Dinner Schumer knew his «BRAIN» was a placement agent and was doing business with Steven Rattner.

Steven Rattner has exposed the «SMOKING GUN» that «King» Breakfast, Lunch & Dinner Schumer knew that his «BRAIN» Hank Morris was a placement agent and making millions doing business with Steven Rattner, Rattner says that Schumer (approved) said Hank Morris was a «straight shooter»

Steven Rattner has shown us the SMOKING GUN thay «King» Breakfast, Lunch & Dinners Schumer knew that his «BRAIN» Hank Morris was a placement agent doing business with Steven Rattner way back when.

Steven Rattner has exposed the «SMOKING GUN» that Schumer knew and approved his «BRAIN» Hank Morris as a placement agent working with Steven Rattner and making millions of dollars.

Steven Rattner exposed the «SMOKING GUN» that Schumer knew his «BRAIN» Hank Morris was a placement agent and that he was doing business with him.

As part of the agreement, which stemmed from Manatt Phelps & Phillips acting as an unlicensed placement agent, the firm agreed to a five - year ban from appearing before any public pension fund in New York and a $ 500,000 fine and cooperate with the ongoing investigation.

Schumer knew his «BRAIN» Hank Morris was a placement agent and doing business with Steven Rattner.

It means that as far back as 2004 - 2005, when this deal was consummated, Schumer apparently knew that Morris was functioning as a placement agent, selling his access to the state comptroller's office, even though Morris had performed precisely the same political function with Hevesi as he did with Schumer.

Cuomo's office on Thursday settled related cases with investment firms GKM Newport Generation Capital Services, California lobbying firm Platinum Advisors, political consulting firm Global Strategy Group and Kevin McCabe, an unlicensed placement agent.

We are also interested in a full list of the unregistered placement agents the attorney general has indicated you worked with while serving as comptroller.»

The department is also charged with enforcing the state's ban on placement agents — a ban that Blackstone, which was running its own large placement agency, has criticized.

But he was clear in his opposition to limiting contributions from lobbyists, placement agents and others who do business with the state and also to closing the so - called LLC loophole.

Reporters need to ask him about his relationship with Hank Morris and why he Ok'd him as a placement agent to Steven Rattner.

To his credit, the current comptroller, Thomas DiNapoli, has banned, by executive order, the use of third - party «placement agents» like Mr. Morris and doing investment business with political donors in comptroller races for two years after they make a contribution.

ALBANY — With his office still smarting from scandal, state Comptroller Tom DiNapoli decided in 2009 that to protect the state pension fund, he would ban the use of so - called placement agents.

Is Cuomo covering up the fact that Schumer knew that Hank Morris was a placement agent and making millions of dollars and dealing with Steven Rattner as early as 2004.

The very last thing we need is Democ» RAT» as our Attorney General, with Steven Rattner exposing the «SMOKING GUN» that «King» Breakfast, Lunch & Dinner Schumer knew his «BRAIN» Hank Morris was a placement agent and dealing with Steven Rattner.

I've had a similar experience in that I too, wrote a genre bending book that received rave NY editor reviews on submission with my agent, but in the end we were told the genre bending would be a hard sell, no clear shelf placement at B&N their major seller, so they had to regretfully pass.

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After learning that the placement agent involved with other FA Tech funds was being investigated, Bierman had recommended that the Comptroller not move forward with the investment.

Leah Sanzari, a partner in Orrick's New York office, acts as counsel to issuers, underwriters, servicers, placement agents and investors in connection with both public offerings and private placements.

AXON Partners, with offices in Switzerland and the UK, acted as exclusive placement agent for the fund.

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