Sentences with phrase «with trading securities»

We are furnishing this document to you to provide some basic facts about purchasing securities on margin, and to alert you to the risks involved with trading securities in a margin account.

Cobra Trading is furnishing this document to you to provide some basic facts about purchasing securities on margin, and alert you to the risks involved with trading securities in a margin account.

It is important that you fully understand the risks associated with trading securities on margin.

Not exact matches

In theory, the U.S. Commerce Department's move earlier this week to slap a seven - year ban on the sale of American products to ZTE Corp., China's second - largest telecommunications equipment manufacturer, was all about national security and had nothing to do with trade.

Maple not only ended up with TMX but also snapped up the Canadian Depository for Securities (a clearing house) and Alpha — the only substantial competitor to TMX when it came to trading.

In conjunction with the fall announcement of a foreign trade and investment protection agreement (FIPA) with China, Canadians will also have increased access to Chinese securities and investment opportunities.

Within a framework of sustainable development — including a cap - and - trade system and thorough environmental assessments — New Democrats would prioritize our own energy security and with it the creation of high - paying, value - added jobs, refining and upgrading our own natural resources right here in Canada — just as other resource - rich developed nations like Norway already have.

«With it ends a 70 - year geopolitical era of Pax Americana, one in which globalization and Americanization were tightly linked, and American hegemony in security, trade, and promotion of values provided guardrails for the global economy,» they continued.

That announcement came just hours after a warning from the U.S. Securities and Exchange Commission that many online trading platforms should register with the agency.

Canadians who view foreign control of the economy as a threat to national security are less willing to support trade agreements with Asian countries.

The commission said if an exchange was trading digital assets that are considered securities, then the company must register with the commission or apply for an exemption.

Before coming to Florida last week to talk trade, plan out East Asian security and play a round of golf, Japan's Prime Minister Shinzo Abe kicked off in Tokyo a series of meetings with China's visiting State Councillor Wang Yi.

Index mutual funds and exchange - traded funds are a low - cost way to access passive strategies, giving investors exposure to hundreds, if not thousands, of securities with one purchase.

The Australian Securities Exchange has softened the changes to its listing requirements for companies wishing to trade on the stock market, with the new rules to take effect from next month.

In addition to launching the digital coin - trading platform, Byrne said he is in contact with two countries about launching an overseas trading platform for coins that are considered «utility» tokens rather than «securities.»

Futures industry participants, including major banks that clear securities transactions, have warned about the risks to the system if the bitcoin price collapses and people trading bitcoin futures get hit with margin calls.

Clayton has previously said that the majority of ICOs should be registered with the agency because the coins trade on secondary markets like other securities the SEC regulates.

Nova Scotia's Securities Commission accuses Potter and three other insiders of violating its Securities Act through stock manipulation and undisclosed trades, with hearings slated for early 2012.

So far the Apple v. FBI debate has played out at the very highest level, with Apple CEO Tim Cook and FBI Director James Comey trading public barbs on the whether privacy trumps national security or vice versa.

This, the office which Rudy Giuliani led to national prominence with his late - 1980s busts of junk - bond king Michael Milken, Ivan Boesky, and the Drexel Burnham insider - trading ring, is one of the few outfits in the country that even know how to prosecute complex securities crimes.

With jurisdiction over every constituent in the securities trade, from brokers to mutual funds to accountants to corporate filers, it would seem to be the voice of Oz.

In an amended filing with the U.S. Securities and Exchange Commission, Spotify said it expected current shareholders to sell up to 55.7 million ordinary shares when the stock begins trading on the New York Stock Exchange on April 3.

But, according to the person familiar with En + preparations, holders of En + GDRs have not been able to sell because the designated clearing house Euroclear is not settling the trades, the stage at which cash and securities trade hands.

Meanwhile, another source said JPMorgan is close to reaching a settlement with securities regulators over the trading loss.

«It didn't all happen at once - each attack affected firms differently,» said Karl Schimmeck, vice president of Financial Services Operations at the Securities Industry and Financial Markets Association (SIFMA), a Wall Street trade group that oversaw the event in conjunction with Deloitte & Touche LLP.

«In order to trade securities, they need to be a broker - dealer,» said Jerry Brito, executive director at Coin Center, a digital currency advocacy group based in Washington, D.C. «I could imagine [Coinbase] could sell a number of other tokens» with the license.

The start - up met with Securities and Exchange Commission officials in recent weeks to discuss registering as a licensed brokerage and electronic - trading venue, The Wall Street Journal reported Friday, citing sources familiar with the situation.

Cameron and Tyler Winklevoss filed a registration statement with the Securities and Exchange Commission to establish the Winklevoss Bitcoin Trust, which will work like an exchange - traded fund.

Brainard conceded that, «there may be some deterioration in the resilience of liquidity at times of stress, along with a greater incidence of outsized intraday price movements,» adding that, «Relatedly, liquidity appears to be more segmented based on the characteristics of the securities being traded and the underlying structure of the markets in which they are traded.»

What's so remarkable about the staff of a developer of securities - trading software with $ 13 million in revenues taking daily milk - and - cookies breaks?

Mylan is one of only a few public companies, and the only publicly - traded pharmaceutical maker, that uses these tax credits, a Reuters review of a comprehensive database of filings with the U.S. Securities and Exchange Commission found.

On tech and innovation in particular, there are stark differences between Hillary Clinton and Donald Trump, with one candidate offering something close to a wish list for Silicon Valley, and the other supporting trade, labor, and security policies that few there would endorse.

The SEC, the top securities regulator in the United States, has little authority over privately held companies, which unlike publicly traded companies do not have to register or file financial information with the agency regularly.

The U.S. Securities and Exchange Commission is investigating a January 14 spike in trading in BlackBerry Ltd options that took place hours before Reuters reported that Samsung Electronics Co was in talks to buy the Canadian smartphone maker, according to a person familiar with the investigation.

Several analysts have said that the global scope of the penalty, combined with the use of national security as an excuse, raises the risk of a cascading series of reprisals that threatens the stability of the post-Second World War trading system.

Bitcoin began falling below $ 10,000 in March after the SEC announced that online platforms trading digital assets that are considered securities need to register with the agency.

Clinton's HFT tax would target securities transactions with excessive levels of order cancellations, which her campaign said unnecessarily burdens markets and enables unfair and abusive trading strategies.

Today's bell ringers are U.S. Customs and Border Protection with Leon Hayward, assistant director of trade and cargo security, at the NYSE, and Alex Konrad, Forbes editor, and several members of Forbes» Midas List of top venture capitalists at the Nasdaq.

But Ryan disagreed, saying: «Our economy and our national security are strengthened by fostering free trade with our allies and promoting the rule of law.»

IEX, which has up until now operated as an alternative trading system (ATS), filed with the US Securities and Exchange Commission to become a stock exchange last year.

The settlements over the trading loss in London — reached with the Securities and Exchange Commission, the Office of the Comptroller of the Currency, the Federal Reserve and the Financial Conduct Authority in London — laid bare a pattern of «deficiencies» in JPMorgan's oversight.

According to people familiar with the company, the board concluded that Shkreli had committed stock - trading irregularities and other violations of securities rules.

The timeshare resort company has filed confidentially with the Securities and Exchange Commission and is expected to start trading in June or July, these people said.

Our commercial mortgage - backed securities (CMBS) investment team comprises professionals with extensive backgrounds in commercial real estate, trading and structuring.

The broker confirms the number of units traded, which may be shares of stock or the par amount of bonds bought or sold, along with the security's symbol.

Regulators at the Securities and Exchange Commission have been looking at changes in the markets and automated trading strategies in connection with volatility.

We trade all fixed income assets, with a focus on more illiquid situations, from high yield, distressed and investment grade bonds and convertible bonds to public and private corporate securities and leveraged loans.

Special risks are associated with investing in foreign securities, including risks associated with political and economic developments, trading practices, availability of information, limited markets and currency exchange rate fluctuations and policies.

My point was and is that the equity risk premium is bundled up closely with the nature of the security itself (i.e., being a publicly traded, relatively liquid investment asset called an equity, that has a very specific bundle of rights and risks attached to it), which has very different characteristics than the many other financial assets available in the economy (many of which have bundles of risk that are perceived as «riskier», and many of which are perceived as «less risky»).

The U.S. National Security Strategy notes that «China is gaining a strategic foothold in Europe» and calls for joint action with European allies to «contest China's unfair trade and economic practices and restrict its acquisition of sensitive technologies.»