A new brokerage window option allows advisers with relationships with 401 (k) participants have access to participant accounts. (planadviser.com)
Responding to a request for information from the DOL, most industry groups said they believe no further regulation is necessary to govern use of brokerage windows in retirement plans. (planadviser.com)
If your plan offers many investment choices, ideally by giving you access to what's usually referred to as a «brokerage window» (in essence, access to most, if not all, of the investment choices available at a broker such as Fidelity, Schwab, Vanguard, or another broker), then you are able to use any SMI strategy. (soundmindinvesting.com)