All companies listed on this exchange must file current financial statements with the Securities and Exchange Commission (SEC) or a regulator. (investopedia.com)
To ensure a newly licensed brokerage has sufficient working capital available to meet its expenses for at least the first three months of operations, including any additional unanticipated expenses that may arise, the Council requires brokerage applicants to submit current financial statements (within the four months preceding the date of application). (recbc.ca)
Principal documents that should be submitted by the entrepreneur who hopes to start a new business include: resume (and resumes of any other key people involved in the proposed enterprise); current financial statement of all personal assets and liabilities; summary of collateral; proposed operating plan; and statement detailing revenue projections. (inc.com)