Phrases with «exemptive relief»

The phrase "exemptive relief" refers to a special permission or exception granted by a regulatory authority to exempt a person or entity from certain rules or requirements. It allows them to be exempted or excluded from following specific regulations in certain situations. Full definition

relief (parent phrase)

exemptive relief

Sentences with «exemptive relief»

Though they are yet to develop active ETFs, says Papazian, a number of firms, including Alliance Bernstein, BlackRock and JP Morgan, have already filed with the SEC for exemptive relief from certain rules of the Investment Company Act of 1940 — a process required to launch an ETF. (thinkadvisor.com)
Whether other proposed ETP structures - which neither disclose their full holdings on a daily basis nor utilize NAV - based trading - can obtain exemptive relief in the future remains to be seen. (nextshares.com)
Russel Drew recently appeared on the BNN's Business Day AM along with TokenFunder CEO Alan Wunsche to discuss the latest development in FinTech innovation in light of the Ontario Securities Commission's granting of its first exemptive relief order in connection... Continue Reading (canadainfocus.com)
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Phrases with «exemptive relief»

Sentences with «exemptive relief»

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