Changes to financial industry regulation since the crises of 2008 have moved towards making individuals responsible for what their companies do or don't do, to protect clients and the market. (newscientist.com)
Financial Regulation Restructuring — Vote Passed (233 - 186, 11 Not Voting) Passage of the bill that would overhaul financial industry regulations and repeal many provisions of the 2010 financial regulatory overhaul law. (seedsofdemocracy.org)
The Financial Industry Regulation Authority («FINRA») and U.S. Securities and Exchange Commission («SEC») define day traders as traders that buy and sell a particular security in the same trading day four or more times in any consecutive five business day period. (traderhq.com)