Sentences with «provincial securities commissions»
The Index House and Advisors are registered with provincial securities commissions as required by law. (theindexhouse.com)
The Divisional Court's decision serves as a reminder that SROs derive their jurisdiction by virtue of being recognized by provincial securities commissions and that the power of SROs and their members is always subject to the oversight of those commissions. (canadiansecuritieslitigation.com)
The budget promises that if negotiations with the provinces fail to yield results in a «timely» manner, the federal government will simply create its own regulator to monitor «systemic risk emerging from capital markets» on top of provincial securities commissions. (canadianbusiness.com)