Variable annuities offered through properly licensed registered representatives of a third party registered broker dealer. (nylinvestments.com)
Let's have a clear understanding: the majority of equity crowdfunding (or crowdinvesting) platforms that have recently flooded the market, are registered broker - dealers companies (or have to work through registered broker dealers) and fundamentally is an alternative form of online investment banking for start - ups and early stage companies where as of now not a crowd — but only accredited investors are entitled to invest, just like in the good old days. (fintechworld.com)
He is also President and a registered principal of Mauldin Securities, LLC, a FINRA and SIPC registered broker dealer. (mauldineconomics.com)