In life insurance, agents must be licensed as securities brokers / dealers to sell variable annuities, which are similar to stock market - based investments. (iii.org)
ETFs have allowed securities brokers to capture some investor assets that otherwise would have be invested in traditional mutual funds. (financialplannerpasadena.com)
Landolt Securities, Inc.is is a registered securities broker dealer, registered with United States Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and in most states and the District of Columbia. (fisn.com)