«The leading investment issue across products was suitability of the investment at 27 per cent, which was on par with 2016,» the annual report said. (business.financialpost.com)
The regulator also plans to continue monitoring suitability of investment recommendations, with a focus on individual retirement account rollover recommendations to participants in employer - sponsored plans. (financialadvisoriq.com)
WealthGuard ™ makes no warranties to the legality or suitability of any investment product. (alliancewealthmgmt.com)