Phrases with «unregistered securities»

"Unregistered securities" refers to financial investments that have not been officially approved or registered with government authorities. These securities may lack the necessary documentation and safeguards required by regulators, making them riskier compared to registered securities that comply with regulations designed to protect investors. Full definition

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Sentences with «unregistered securities»

  • From a legal standpoint, this comment implies that some or all cryptocurrencies, ICOs and other cryptocurrency - related investment products will be deemed by the SEC as «securities» and that those offering these products may be soon facing accusations of selling unregistered securities in violation of U.S. Securities Laws. (bitcoinmagazine.com)
  • Equity crowdfunding is the offering of unregistered securities through a registered funding portal / platform to raise small amounts of money from a large pool of non-accredited and / or accredited investors. (ncfacanada.org)
  • So reads a key finding of a report, Capital Raising in the U.S.: An Analysis of the Market for Unregistered Securities Offerings, 2009 - 2014, by Scott Baugess, Rachita Gullapalli and Vladimir Ivanov, staff at the SEC's Divisio of Economic and Risk Analysis. (wac6.com)
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