Phrases with «violation of securities laws»

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Sentences with «violation of securities laws»

  • A correspondent just provided the text of material that Greenpeace has sent to the Securities and Exchange Commission (SEC) making a case that TransCanada is potentially in violation of security laws due to its use of inflated job figures as part of a strategic influence campaign to drive the Obama Administration into supporting this misguided -LSB-...] (getenergysmartnow.com)
  • In federal court, Laura has successfully argued a motion to dismiss a putative class action alleging violations of the securities laws based on an issue of first impression: whether statements in companies» codes of ethics are actionable. (morganlewis.com)
  • Each year the SEC brings hundreds of civil enforcement actions against individuals and companies for violation of the securities laws. (sec.gov)
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