Sentences with phrase «against the broker»

If you rely on the promise and you lose money as a result, you may be able to win a claim against your broker and recover your damages.

They got criminal charges laid against their broker for theft.

Investors who wish to file a complaint against a broker should first turn to the brokerage's in - house compliance department or legal counsel.

He had called me in response to a complaint I filed against a broker who asked me not to make any offers on any more of her properties in the future.

I've hired an attorney and I'm considering a lawsuit against the broker to cover my costs.

You trade against the broker not on an open market.

One complaint often made against brokers is that of trader being «stopped out».

This department licenses brokerage firms and investigates charges against brokers.

A retail FX trader is not pitted against the broker / dealer for success.

This is NOT a guarantee against losses from stock or bond market or fund declines, but a guarantee against broker bankruptcy or insolvency.

The trial court decided that the defects were disclosed to the buyer and dismissed his case against the brokers.

The court held that claims for negligence, strict responsibility, and intentional and negligent misrepresentation had been property stated against the broker.

I put direct lenders up against brokers a number of times at the start of my career.

The appellate court affirmed dismissal of the claims against the broker.

The insurer may refuse the claim, and the insured is left to pursue a complaint against the broker.

A Massachusetts appellate court has considered a potential class action lawsuit brought against a broker by former salespeople alleging that they were misclassified as independent contractors.

He has experience of applications to restrain payment under guarantees and performance bonds, and of claims by traders against brokers in relation to transactions on commodity exchanges.

A Georgia appellate court has considered a salesperson's lawsuit filed against a broker for the broker's alleged violation of the Bankruptcy Code for terminating her allegedly because of her bankruptcy discharge.

They compare broker rates against broker rates.

Defended various suitability claims brought against broker - dealers and account executives brought initially in state court and then successfully diverted into NASD arbitration proceedings.

Instead of betting against brokers, their P2P model allows traders to bet against each other, resulting in payouts as big as 95 percent (the Betex platform has a 5 percent flat fee structure).

A Maine federal court has considered whether a seller of a vacation home can successfully allege fraud against a broker when the only remedy sought by the seller was rescission of the purchase agreement between a buyer and seller.

TREB voted against broker reciprocity.

H v H: Chris advised the Claimant in this matter in relation to claims for professional negligence against the brokers and sub brokers who were required to obtain reinsurance for the Claimant.

This comes to a head in season two when he makes a disastrous investment in the speculative Grand Trunk Railroad against his broker's protestations, nearly losing all Cora's fortune.

In that process, you'll want to check any fees linked to futures trading, any complaints lodged against the broker, and its track record in generating clean, fair stock index future trades.

Traders which have grievances against their brokers can file a complaint with the Finacom.

In conclusion, OctaFX's current status as a «weakly regulated» broker is a definite negative and potential traders should be aware that due to this lack of strong regulation, legal recourse against this broker will be weak or non-existent.

You can also search for any disciplinary sanctions against a broker who may sell a 529 savings plan product, as well as information about his or her professional background and registration and licensing status, on Investor.gov.

The broker's criminal lawyer explained that holding out would prompt prosecutors to offer better deals to co-defendants in exchange for incriminating testimony against the broker.

Familiar with administrative procedures, rulemaking, policy and enforcement, Rick represented the agency in rules challenges and appellate litigation, prosecuted administrative disciplinary proceedings against accountants, conducted civil enforcement litigation against broker - dealers and corporate executives, and regularly participated in agency investigations.

D.P. Mann v Egypt Re: Chris was instructed on behalf of the brokers in this substantial reinsurance dispute in which allegations of negligence were made against the brokers involved.

Readers must keep in mind that PIABA is a group of attorneys who represent customers in arbitrations against brokers.

Is there an agency law ground (or some other) to make the contract enforceable against the broker (given no...

In the April 2001 issue («Court report,» page 19), we incorrectly stated a damage amount entered against a broker, Larry Lee, in the case Maloney v. Home and Inv.

Homebuyer's unjustified nondisclosure suit against broker and seller merited $ 60K in sanctions plus costs of appeal, says court.

Consumers can enter a mortgage broker's name or company into the search - friendly database and see disciplinary actions (licence suspensions, administrative penalties, cease and desist orders) that have been taken against a broker by their provincial mortgage regulator and other Canadian regulators.

In Mouning v. Carswell, the Superior Court of Connecticut addressed allegations of fraud, negligence, and breach of contract by a buyer against a broker.