Sentences with phrase «market abuse»
"Market abuse" refers to any dishonest or unfair practices that occur in financial markets. It includes activities such as insider trading, manipulating prices, spreading false information, or conducting deceptive transactions to gain an unfair advantage. These actions are illegal and harm the integrity and fairness of the market, leading to negative consequences for investors and the overall economy. Full definition
Finally, he outlines the consequences of his reasoning, which differ with regard to tax offences and market abuse respectively.
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She has also advised individuals in relation to concerns regarding market abuse and personal account dealing.
This kind of market abuse has no place in our country.
This information is information that Paradox Interactive AB (publ) is obliged to make public pursuant to the EU Market Abuse Regulation and the Securities Markets Act.
JP Morgan's chief executive, Jamie Dimon, might be getting into some trouble with Swedish financial authorities for market abuse when he called bitcoin a «fraud» last...
Mahmood Lone Qualified: 2004 Made partner: 2014 Practice: Banking, finance and regulatory litigation Case highlights: Advising a leading global financial institution in relation to the high profile FX investigations pursued by multiple regulators, prosecutors and anti-trust authorities across four continents; Representing a major financial institution on an FCA investigation into alleged market abuse in relation to trading on a securities market.
Assisting a bank in undertaking an internal investigation into alleged market abuse by a trader.
We also believe that these events illustrate need for regulation, not only to govern how material non-public information should be handled, but also to create a framework that can help mitigate market abuse by bad actors.
These results reinforce the importance of our ongoing work on market abuse and in particular our current review into the handling of inside information in mergers and acquisitions.»
«In a world where information travels very, very fast and through different media, figuring out whether information is public or not is challenging,» says Daniel Hawke, the former chief of the SEC's market abuse unit, who recently joined Washington, D.C., law firm Arnold & Porter.
We also believe that these events illustrate need for regulation, not only to govern how material non-public information should be handled, but also to create a framework that can help mitigate market abuse by bad actors.
Notably, in2016 he acted for a City lawyer charged with tax fraud, and traders facing market abuse allegations.
The City and its regulator, the Financial Services Authority (FSA), are aware that insider dealing and market abuse exists.
The CEO of a private investment company alleged to have committed market abuse: after a contested hearing, the FCA's Regulatory Decisions Committee discontinued all proceedings against our client.
A Legal Entity Identifier (LEI) is being introduced to help regulators identify and prosecute market abuses like insider trading and market manipulation.
It's prudent for courts and congress to exercise caution before restructuring liability theories for the purpose of addressing specific market abuses, despite their apparent present magnitude.
Economists are rightly skeptical of moral arguments about market abuse, as such arguments are usually followed by legislation that protects companies of the old, stodgy type from young upstarts or that just feathers a nonmarket or quasi-market nest.
All the CMA would need to do is look at what Amazon is paying authors and publishers to see that severe market abuse is taking place.
Even the rather arcane fixed income markets (bonds) are being forced to move to transparent electronic platforms from direct phone trading to prevent market abuse.
Responsible for combating financial crimes, the DCES supervises securities trading and monitors market abuse and financial irregularities.
Suspected fraud at Sino - Forest Corp. and alleged capital market abuse by sportswear company Zungui Xaixi Corp. have left the OSC with an enforcement headache in China.
We believe that ultimate responsibility for years of market abuses lies at Heineken's head office in Amsterdam which is why we have sued both Heineken and Athenian Brewery in the Netherlands, to finally get to the root of this problem.»
The Administrative Appeals Court, in Athens, has upheld the substance of a 2015 landmark antitrust finding by the Hellenic Competition Commission (HCC) against Heineken's subsidiary Athenian Brewery (AB) for nearly two decades of illegal anti-competitive market abuse in Greece.
This work covers a broad area of law: contract, conflict of laws, company law, tax, financial services, securities regulation and also the darker side of business such as market abuse, money laundering and commercial fraud.
Acted as case - lawyer in actions against both firms and individuals, involving market abuse, insider dealing, misleading statements and practices and regulatory infringements.
We advise clients and prepare economic reports on a wide range of economic competition issues in the context of merger control proceedings, antitrust and market abuse investigations, state aid investigations and antitrust claims for damages.
The Financial Services Authority (FSA) is to further investigate concerns it has with the private equity sector, particularly market abuse and conflict of interest.
This information is information that THQ Nordic AB is obliged to make public pursuant to the EU Market Abuse Regulation.
(v) in case of market abuse violations, an order to asset managers, broker - dealers, stock exchanges, issuers and audit firms not to avail themselves of the services of the offender;
Osborne said the government was looking at strengthening the criminal sanctions regime in general for market abuse.
Following Dimon's assessment of Bitcoin as a «fraud» earlier this year, Swedish firm Blockswater filed a formal «market abuse report» with European regulators.
This information is information that Paradox Interactive (publ) is obliged to make public pursuant to the EU Market Abuse Regulation and the Securities Markets Act.
(vi) in case of market abuse violations, suspension of the offender from exercising his or her professional activity;
The team, led by Robert A. Cohen, a former co-chief of the regulator's market abuse unit, will also focus on two forms of crime that are often associated with, though hardly unique to, the crypto space: market manipulation and the theft of sensitive information.
The most high - profile case over alleged market abuses to emerge so far is being brought by the New York attorney general.
Elements of this press release contain or may contain inside information about Wolters Kluwer within the meaning of Article 7 (1) of the Market Abuse Regulation (596 / 2014 / EU).
The Financial Services Authority (FSA) has wide ranging powers to take action against anyone suspected of market abuse or whose conduct falls below acceptable standards.
Insider trading is a form of «market abuse» and includes the misuse of information whilst trading investments in the UK markets.
Our UK Investigations and Criminal Litigation lawyers advise on all aspects of criminal and regulatory investigations, working across jurisdictions on white - collar crime matters such as fraud, insider dealing, market abuse, bribery and corruption, cartel defence, and corporate investigations.
These matters often involve allegations of fraud, bribery and corruption, market abuse and money laundering.
He also advises on corporate governance matters and corporate and securities law and regulation, with extensive experience in advising on the U.K. Listing, Prospectus, Disclosure and Transparency Rules, U.K. Corporate Governance Code and the Market Abuse Regulation.
Since the adoption of the Market Abuse Directive (MAD) in July 2005, s 118 of the Financial Services and Markets Act 2000 (FSMA 2000) has seemed a little crowded.