Sentences with phrase «registered investment companies»

Exchange - traded funds (ETF) ETFs are open - ended registered investment companies under the Investment Company Act of 1940, which have received certain exemptive relief from the SEC to allow secondary market trading in the ETF shares.

NextShares are registered investment companies regulated under the Investment Company Act whose shares trade on an exchange at NAV - based prices.

Total return prior to the commencement of the class reflects returns of the Short Duration High Income Portfolio, the separate registered investment company in which the Fund invests.

Marty and his colleagues at M.J. Whitman effected a takeover of EQSF, a closed - end registered investment company.

Trade in shares of any U.S. registered investment company sponsored by FTI that is substantially similar to the Fund.

U.S. registered investment companies normally compute NAV once each business day, as of the close of regular trading on the New York Stock Exchange.

These companies include registered investment companies (RICs) and real estate investment trusts (REITs).

Job Description: Draft annual, semi-annual and quarterly financial statements Forms N - SAR and N - CSR for registered investment companies, a

Section 22 (e) of the Investment Company Act generally requires an open - end SEC registered investment company — often referred to as a mutual fund — to pay shareholders for securities of the fund tendered for redemption within seven days of their tender.

Wheelock & Company, Brookfield Asset Management, all mutual funds, most other Registered Investment Companies (RICs), and virtually all hedge funds.

Total return prior to the commencement of the class reflects returns of the Global Macro Capital Opportunities Portfolio, the separate registered investment company in which the Fund invests.

In May 2015 he and his brother, Ding Xiaoming, registered an investment company called Ninin, the same name Ding had used for a series of entities in Hong Kong, Macau, and mainland China.

Acquired Fund Fees and Expenses (AFFE) represent the costs incurred indirectly by the fund as a result of investment in shares of one or more registered investment companies, including exchange traded funds and mutual funds.

Masawara is a Jersey registered investment company focussed on acquiring interests in companies and projects based in Zimbabwe and the southern African region.

Our lawyers have in - depth experience in converting unregistered pooled funds maintained by financial institutions into registered investment companies.

Our team also has experience in reorganizing investment products and registered investment company complexes and in acquiring or selling investment companies and advisers.

Virtus VUL: With this product, you can build cash value through allocating your premium account to various registered investment companies.

Blake counsels asset managers and broker - dealers on all aspects of the development and distribution of alternative investment products, including registered investment companies, business development companies, and other permanent or long - term capital structures, as well as hedge funds and private equity funds.

Christopher Pavese holds several positions within the Broyhill family offices, serving as Chief Investment Officer of Broyhill Asset Management and BMC Fund, Inc., an SEC registered investment company.

Seth Davis counsels investment advisers, private investment funds and registered investment companies in investment management and securities matters including compliance... Read More

Some sub-advisors may have little or no experience managing the assets of a registered investment company.

Mr. Pandick joined Tocqueville in 2004 and also serves as the Chief Compliance Officer of the Tocqueville Trust, a registered investment company.

Each NextShares fund is a registered investment company under the Investment Company Act.

In my view, active investing is inappropriate for companies such as Equity Strategies which is a Registered Investment Company under the investment Company Act of 1940, as amended.

Some sub-advisors may have little or no experience managing the assets of a registered investment company.

Mr. Dell is the designated Chief Compliance Officer for various regulated entities within the Ares Management organization, including registered investment advisers, registered investment companies, and a broker - dealer.

Variable life allows your premiums to be allocated to registered investment companies.

Robomarkets, a Cyprus Securities and Exchange Commission (CYSEC) registered investment company, has announced that the following CFDs (contracts - for - difference) are now available to its clients: BTC / USD, ETH / USD, BCH / USD, DASH / USD, LTCUSD, and XRP / USD.