Sentences with phrase «reporting issuers»

This case provides greater certainty to reporting issuers in determining their obligations to disclose material change.

This case provides greater insight and certainty into the meaning of «material change» and the obligations of reporting issuers when such changes occur.

Once in effect, the exemption will allow listed reporting issuers (excluding investment funds) to raise capital from existing security holders on a cost effective basis.

Generally, securities laws require reporting issuers to publicly disclose all material changes, material facts and material risks to their business.

This system allows reporting issuers to issue a short form prospectus that contains only information not previously disclosed to regulators.

If something isn't being reported correctly, ask the credit report issuer to make the change and check with the original lender.

TORONTO — The Ontario Securities Commission (OSC) today published an existing security holder prospectus exemption for reporting issuers listed on the Toronto Stock Exchange, TSX Venture Exchange, Canadian Securities Exchange or Aequitas NEO Exchange (upon the effective date of its recognition order).

Companies that rely on the third exemption (Distributions by Reporting Issuers) or the fourth exemption (Distributions by Non-Reporting Issuers) will have to file a report of their trades with the OSC.

Submission to the Ontario Securities Commission re: CSA Consultation Paper 51 - 404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers

Corporate lawyers say reporting issuers need to work securities law compliance into their social media policies after a report by the Canadian Securities Administrators found shortcomings in online disclosure practices.

The input received from reporting issuers, directors, and the investor relations people that work for Canadian companies shows the idea obviously hit a nerve with many Canadian public companies of all sizes, says Tuzyk.

Filing securities related information on SEDAR is mandatory for most reporting issuers in Canada.

The Big Four public accounting firms, which audit the vast majority of Canadian reporting issuers by market capitalization, had significantly fewer inspection findings in 2017.

The Staff Notice highlights a number of areas where compliance and disclosure related to rights offerings can be improved and provides guidance for reporting issuers relying on the exemption.

Mining reporting issuers, underwriters, and lenders also rely on the decades of experience contained within our mining and corporate securities team.

The third exemption is available to companies that are reporting issuers anywhere in Canada.

The fourth exemption is for companies that are not reporting issuers in Canada.

NI 51 - 101 and 51 - 101CP set forth the disclosure standards applicable to reporting issuers engaged in oil and gas activities.

In the proposed amendments, the CSA target several aspects of the disclosure regime applicable to oil and gas reporting issuers, including the following:

Based on the principles identified by the court with respect to the application of s. 75 of the Act, reporting issuers faced with similar material changes will not satisfy their obligations under the Act if they fail to file a material change report and news release.

The OSC says that by informing other persons of materials facts with respect to one or more reporting issuers, prior to that information being generally disclosed, Finkelstein, Azeff and Bobrow engaged in tipping, contrary to Ontario securities laws, and engaged in conduct contrary to the public interest.

Canadian Public Accountability Board (CPAB) CPAB exists to benefit investors and Canadians in general, by promoting high quality, independent auditing in order to contribute to public confidence in the integrity of financial reporting of reporting issuers in Canada.

Submission to the Ontario Securities Commission re: CSA Consultation Paper 51 - 404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers

CCGG prepares best practices documents for reporting issuers to provide them with guidance on effective communications with shareholders emphasizing the substance of disclosure that investors expect of regulatory filings.

Canadian Public Accountability Board (CPAB) CPAB exists to benefit investors and Canadians in general, by promoting high quality, independent auditing in order to contribute to public confidence in the integrity of financial reporting of reporting issuers in Canada.

This release of proposed amendments to «Prospectus and Registration Exemptions» include an Offering Memorandum (OM) Prospectus Exemption, a Family, Friends, and Business Associates Prospective Exemption (FFBA), a prospectus exemption for distributions by a reporting issuer to it's existing shareholders and the Crowdfunding Prospectus Exemption and regulatory requirements applicable to a Crowdfunding Portal which we addressed in the presentation.

To spotlight the impact of the new rules and emerging disclosure trends, we reviewed the proxy circulars of all reporting issuers in the S&P / TSX Composite Index subject to the new rules whose circulars were filed by May 10, 2015.

In Ontario, a reporting issuer must issue a press release as soon as a material change occurs in its affairs and, in any event, within ten days.

Aspen currently intends to utilize its remaining funds to maintain its corporate status as a reporting issuer under the Securities Exchange Act of 1934 and to explore other business opportunities.

In today's modern business world, the topic of women's representation on boards of directors and in senior management within reporting issuers is certainly newsworthy.

The Staff Notice only applies to reporting issuers, but it reflects a broader prevalence of, and heightened concern about, cyber security risks and the related liability exposure that all organizations, officers and directors face.

Reporting issuers (organizations subject to ongoing public disclosure obligations under securities laws and securities of which are generally traded on a public stock exchange) have additional obligations.

Staff Notices aren't «laws», so they aren't mandatory per se, but the fact the CSA issued this Staff Notice suggests it's concerned that reporting issuers» aren't adequately disclosing cyber risks.

The continuous disclosure review program consisted of 221 full and 770 issue - oriented reviews of reporting issuers.

«Responsible issuer» is defined under Part XXIII.1 as either a «reporting issuer» under the Securities Act (which, broadly speaking, means a company that either is incorporated in Ontario or offers or trades its securities in Ontario or on an Ontario exchange) or an issuer of securities that otherwise has a «real and substantial connection» to Ontario.

CCGG prepares best practices documents for reporting issuers to provide them with guidance on effective communications with shareholders emphasizing the substance of disclosure that investors expect of regulatory filings.

In conjunction with our Litigation Group, we also provide counsel to the spectrum of participants in the capital markets, from aggrieved investors, shareholders, agents and brokers, to reporting issuers, in connection with the issues that they face.

the company is a reporting issuer in a jurisdiction of Canada immediately preceding the distribution.

the company is and has been a reporting issuer somewhere in Canada for the four months immediately before the resale;

The regime (i) recommends that the chairperson of the board, a majority of the directors of the board and a majority of the nominating and compensation committees of a reporting issuer be independent and, for issuers other than venture issuers; (ii) requires that the entire audit committee be independent; and (iii) requires that disclosure be made in the issuer's annual proxy materials regarding the basis for the board's conclusions as to its members» independence.

Under the proposed amendments, the disclosure of any oil and gas metric requires the reporting issuer to identify the standard, methodology and meaning of the metric, and to provide a cautionary statement as to the reliability of the metric.

Disclosure of resources other than reserves: Currently, a reporting issuer can elect to disclose contingent resources or prospective resources in conjunction with its annual filings without triggering any additional reporting obligations.

In the absence of an actual impact on market price, a careful analysis of detailed evidence of the reporting issuer's business and operations, market conditions and various other market - related factors would be sufficient.

Section 75 of the Act requires «forthwith» disclosure of material changes to a reporting issuer's business, operations or capital.

«When a reporting issuer is considering material change disclosure it must apply an objective test as to the expected market impact as it will not have the benefit of actual market impact information.»

Under the proposed amendments, a reporting issuer that is subject to an alternative disclosure regime may present such alternative disclosure provided that the alternative disclosure is accompanied by the disclosure required by NI 51 - 101; and the alternative disclosure satisfies certain other conditions relating to the adequacy and reliability of the alternative disclosure regime.

Disclosure of resources under alternative disclosure regimes: Currently, if a reporting issuer is subject to an alternative resources disclosure regime, such as that prescribed by the United States Securities and Exchange Commission, then it must obtain exemptive relief to present resources disclosure in accordance with such alternative disclosure regime.

Under the proposed amendments, if a reporting issuer elects to disclose contingent or prospective resources in conjunction with its annual filings then the reporting issuer must also disclose the related future net revenue and the resource estimates must be evaluated or audited by a qualified reserves evaluator or auditor.

The appeal concerned the Commission's interpretation and application of the term «material change» in the Securities Act, R.S.O. 1990, c. S. 5 (the «Act») and the obligations of reporting issuers to disclose such material changes.