Sentences with phrase «security holders»

Generally, a plan will classify claim holders as secured creditors, unsecured creditors entitled to priority, general unsecured creditors, and equity security holders.

Once in effect, the exemption will allow listed reporting issuers (excluding investment funds) to raise capital from existing security holders on a cost effective basis.

The exemption will also enable existing retail security holders to acquire securities of the issuer directly, rather than through the secondary market.

Corporate failure is defined as a restructuring or liquidation where junior security holders are wiped out or almost wiped out.

When a company's stock rises in value above the conversion price a company may force the convertible security holder to exchange the security for stock by calling back the security.

He also has significant experience representing creditors and committees of both creditors and equity security holders.

Registered open - end companies (the legal term for mutual funds) may not suspend the right of redemption and must pay redemption proceeds within seven days, except in certain emergencies or for such other periods as the Commission may by order permit for the protection of security holders of the company.

Submission to the CSA and to the AMF re: Proposed National Instrument 62 - 105 Security Holder Rights Plans and re: Takeover Bid Defensive Tactics

The worth of any security is the present value of the future cash bailouts to be received by security holders.

Looking more closely at the second question, as to the fitness of the remedy, the reviewing court must consider certain additional principles, including the overall fairness of the remedy imposed, its effect on other security holders and whether it goes farther than necessary to rectify the injustice to the shareholder (s).

TORONTO — The Ontario Securities Commission (OSC) today published an existing security holder prospectus exemption for reporting issuers listed on the Toronto Stock Exchange, TSX Venture Exchange, Canadian Securities Exchange or Aequitas NEO Exchange (upon the effective date of its recognition order).

The exemption also includes a number of investor protection measures, including that issuers relying on the exemption must make the offer to all existing security holders as of the record date and investors will be subject to investment limits unless they obtain advice regarding the suitability of the investment.

On the other hand, corporate asset values are valuable only insofar as they can be used in order to enhance future corporate cash flows and economic earnings, both qualitatively and quantitatively, or to enhance returns to corporate securities holders.

Municipal bonds can be significantly affected by political or economic changes as well as uncertainties in the municipal market related to taxation, legislative changes or the rights of municipal security holders, including in connection with an issuer insolvency.

Looking Out for Minority Security Holders — Securities Commission staff publish guidance on conflict of interest transactions

Under the legislation, the corporation (i.e. the directors) is not required to comply with the requisition if, for example, it «clearly appears that the proposal has been submitted by [the group] primarily for the purpose of enforcing a personal claim or redressing a personal grievance against the corporation, its directors, officers or security holders -LSB-...].»

«The risk of theft of private keys is heightened so long as the centralized repository holds the private keys on behalf of digital security holders, as the thief is able to target a single security system for breach of multiple accounts.»

Known Bondholders, Mortgagees and Other Security Holders Owning or Holding 1 Percent or More of Total Amount of Bonds, Mortgages or Other Securities: N / A

Submission to the CSA and to the AMF re: Proposed National Instrument 62 - 105 Security Holder Rights Plans and re: Takeover Bid Defensive Tactics

Justice Perell also noted that the plaintiff's «strained interpretation» would have the anomalous result that some s. 130 claimants (the secondary market purchasers) would not have the alternative statutory right of rescission which is only available against the issuer, selling security holders and underwriters (and not secondary market vendors).

Represented Chapter 11 Official Committees of Unsecured Creditors and Official Committee of Equity Security Holders

Investors and security holders will be able to obtain the registration statement and the joint consent solicitation statement / prospectus free of charge from the SEC's website or from T - Mobile or Sprint.

INVESTORS AND SECURITY HOLDERS OF SOLARCITY AND TESLA ARE URGED TO READ THE DEFINITIVE JOINT PROXY STATEMENT / PROSPECTUS AND ANY OTHER RELEVANT DOCUMENTS FILED WITH THE SEC IN CONNECTION WITH THE TRANSACTION OR INCORPORATED BY REFERENCE IN THE DEFINITIVE JOINT PROXY STATEMENT / PROSPECTUS CAREFULLY AND IN THEIR ENTIRETY BECAUSE THEY CONTAIN IMPORTANT INFORMATION ABOUT THE PROPOSED TRANSACTION.

Investor information and terms of the offering: CrowdCheck reviews for consistency in each instance where the issuer company describes the offering terms, identifies to investors how the issuer company reached its current valuation, and will track and keep in touch with its security holders.

The performance data provided assumes reinvestment of distributions only and does not take into account sales, redemption, distribution or optional charges or income taxes payable by any security holder that would have reduced returns.

The security holder may or may not be...

The security holder may or may not be taxed for the exchange depending upon the securities, which have been exchanged.

We define intrinsic value as the amount that would accrue to the owners of a security if the underlying company were sold to a rational and well - informed buyer, or the company was liquidated with the proceeds distributed to security holders, or where the particular security sells at a price that would yield no better than a security considered ultra-safe, such as a US Treasury note or bond» Lou Simpson

Shareholders should have their Security holder Reference Number (SRN) or Holder Identification Number (HIN) available when contacting the Share Registry.

This refers to the situation where a bidder provides a security holder involved in a takeover with a benefit that is not offered to other security holders.