Additional industry experience includes serving as general counsel / chief compliance officer for a national appraisal company and as assistant director for a commercial real estate company. (rismedia.com)
Before joining Ares in 2011, Mr. Dell served as Chief Compliance Officer of Russell Investments and prior to his tenure at Russell Investments, he served in various roles at Fidelity Investments, including legal, compliance, institutional relationship management, and product development. (innoasialegal.com)
Investment Bank top manager Howard Bernstein is assuming the role of Chief Compliance Officer at Kraken. (kraken.com)