Self - regulator Finra has fined Fifth Third Securities, Inc. $ 4 million and ordered it to pay back customers $ 2 million in restitution for alleged disclosure failures related to variable annuity exchanges, the industry body says in a press release. (financialadvisoriq.com)
«While HP eventually learned that a portion of Autonomy's revenues were related to hardware sales, we knew nothing of the accounting improprieties, misrepresentations and disclosure failures related to such sales until after a senior Autonomy executive came forward and HP conducted an extensive investigation,» HP spokesperson Howard Clabo told the E-Commerce... (ecommercetimes.com)
It is envisaged that the working group would identify the issues and extent of CPS disclosure failures, propose remedies to the disclosure regime, along with the implementation and effective management of the disclosure regime, with a training program for CPS lawyers and a timetable to implementation. (lawyer-monthly.com)