Funding portals that are operated by registered dealers are obligated to determine if the investment is suitable for your situation. (ncfacanada.org)
Each platform plans to rely on all available prospectus exemptions that may be applicable in the jurisdictions where they are qualified as registered dealers. (venturelawcorp.com)
Canadian Securities Law CSA publish guidance on implementing OBSI dispute resolution mechanism The Canadian Securities Administrators today released guidance to assist registered dealers and advisers outside Quebec, which are... [more] (slaw.ca)