Sentences with word «unlicensed»

PRA Training has also established a Code of Ethics and Standards of Practice for unlicensed assistants and offers ongoing support through a networking community and events.

It's important to remember that managing brokers are responsible not only for the activities of licensees at their brokerage, but also for unlicensed individuals who are providing services to the brokerage.

CRC # 97 - 2765 Matter of DOS v. Livingston, Consent Order - engaging in unlicensed activity as an apartment information vendor; ordered to cease and desist; broker to immediately comply with RPL § 441 - b (2) prohibiting salesperson from serving as an officer of corporate broker and with 19 NYCRR § 175.22 prohibiting a salesperson from owning voting shares of stock

You may run into investors and investment companies that are owned and operated by unlicensed individuals.

In 2013, California regulators ordered Rama Capital Partners — the managing member of private mortgage fund Rama Fund, an affiliate of Athas, of Calabasas, Calif. — to «desist and refrain» from unlicensed activities because it failed to obtain an investment - adviser registration, a violation of state law, state documents said.

According to authorities in those states, the individuals in question operated as unlicensed money transmitters, thus violating the states» financial licensure laws.

This year the company plans two new offerings: a course for licensees on how to best hire and work with unlicensed assistants; and virtual on - demand assistants.

It finds that 88 % of puppies are produced by unlicensed breeders and recommends lowering the licensing threshold to two litters.

«Any group or individual developer who both (A) sold newly created tokens to buyers (i.e. had an ICO) involving U.S. residents and (B) failed to register with FinCEN as a money transmitter, and perform the associated compliance KYC / AML obligations, can be charged under a federal felony criminal statute, 18 U.S.C § 1960, with unlicensed money transmission.

If you have been phoned or emailed by an investment company or offer a loan by a company that is not on the list of unlicensed companies, you should search for their name on ASIC Connect's Professional Registers to see if they are licensed.

The latest case concerned Uber's use of unlicensed drivers as part of its UberPOP service in France, which has since been suspended there and in several other cities.

Her office protects consumers from unlicensed real estate services activity and also has independent authority to appeal disciplinary decisions of the Real Estate Council or intervene and pursue regulatory action against licensees in certain circumstances.

A consumers inclination to use unlicensed people for anything, will really come down to the respect that they have, or lack thereof, for the «value added» by those who hold a license.

The Pet Quality Assurance Act, or the «puppy mill bill,» House Bill 1332, and House Bill 1045, a bill which would have allowed low - population counties to operate a shelter and pass animal control ordinances, would have combined to help the most voiceless of all companion animals in our state; dogs in unlicensed dog dealing facilities and unwanted animals facing abandonment due to the absence of shelters.

In a continued effort, in 2009, Missouri once again took the lead in cracking down on unlicensed breeders with the launch of Operation Bark Alert.

On Thursday, an indictment was unsealed against Alexander Vinnik, one of BTC - e operators by Department of Justice who charged him with operating unlicensed money transmittal activity and theft of approximately 400 $ from Mt Gox exchange which is defunct presently.

----------------------------- Delaware County Sheriff's Deputies arrested 35 year old Daniel White of Mt. Upton for Aggravated Unlicensed Operation of a Motor Vehicle, use of a Vehicle without an Ignition Interlock Device, Unlawful Possession of Marihuana, plus several other traffic violations, on Circle Drive in the Village of Sidney.

There are no legal restrictions on unlicensed assistants carrying out some purely administrative activities.

Recently U.S officials warned unlicensed exchanges not to list tokens that could be deemed securities.

The game is quite playable and unlike most other unlicensed games, the characters are just not reskins.

No fewer than 26 unlicensed private hospitals have been shut down in Ogun State, following their alleged refusal to register or re-validate their facilities in accordance...

In December, Sacks reveals, Zenefits hired one of the Big Four auditing firms to conduct an independent review of the company's licensing procedures following reports that the company let unlicensed brokers sell insurance through its service.

Since 2006, The HSUS has rescued more than 8,000 dogs from cruel conditions at unlicensed puppy mills.

There are also a portion of buyers and sellers that use the services of unlicensed agents (a practice, I'm not keen on).

But as part of the statewide sting operation targeting unlicensed midwives, the Illinois Department of Professional Regulation last month ordered four midwives who do not have nursing degrees to close up shop in Illinois.

The more you know about the inhumane treatment of dogs in unlicensed puppy mills, the better informed you are about where you get your next pet.

Informal debt settlement is performed by unlicensed debt consultants.

ADDRESSING COMPLAINTS AGAINST UNLICENSED CONTRACTORS In California, it is a misdemeanor to engage in the business or act in the capacity of a contractor without a contractor license unless the contractor meets the criteria for exemption specified in Business and Professions Code sections 7040 through 7054.5.

The death of a 13 - year - old bicyclist inspires demands for tougher laws against unlicensed drivers who kill

If all else fails, FMGs can work in health care as unlicensed personnel, such as orderlies, medical assistants or nurse aides.

«He was promptly arrested and taken to a nearby jail where he was booked for aggravated unlicensed operator [of a motor vehicle].»

MAs in Connecticut are considered unlicensed assistive personnel.

Managing brokers who allow unlicensed individuals to perform activities that require licensing on behalf of the brokerage may find themselves subject to disciplinary action by the Council.

This also applies to potential misconduct by unlicensed employees at brokerages.

The Texas State Securities Board has sent an Emergency Cease and Desist letter on April 5 to Mark J. Moncher, the Millionaire Mentor University, and several other connected players to stop selling unlicensed securities and...

In a firsthand exchange, a broker from a smaller center claimed that they were forced to use unlicensed staff because they simply couldn't find the necessary licensed staff.

But the nature of the Internet and word - of - mouth relationships make it difficult to determine whether hundreds, or thousands, of women are seeking breast milk from unlicensed providers.

Is law enforcement right to go after unlicensed Bitcoin exchanges?

We only employ Licensed Loan Officers (not unlicensed loan application clerks like the banks).

In a statement, the department said: «As New York's regulator of cryptocurrency, DFS will not tolerate any activity by unlicensed operators who attempt to conduct business in the state.»

Wilson's camp is hoping to prove that DiNapoli met with unlicensed placement agents (we know he did so at least once, because AG Andrew Cuomo said as much back in April when he announced a settlement with the Global Strategy Group).

: Many unlicensed taxi companies are in operation and visitors are advised to avoid these.

To work as a nursing aide, you need to pass a state exam and have your credentials listed on the state registry for unlicensed health care workers.

The owners of those stores can buy from anyone they like, so long as there's no local law against buying puppies from unlicensed dealers.