Sentences with phrase «one's sales practices»

Active funds have time to change sales practices in order to accommodate the new rules.
• Seeking a position as a Sale Executive where I will be able to provide to the company's sales mission by offering a keen understanding of best sales practices.
In 2017, the bank also reached a preliminary class - action settlement of $ 142 million over concerns about retail sales practices and unauthorized accounts from 2002.
The regulations introduce an outright ban on certain unfair sales practices, including bogus closing - down sales, prize draw scams and aggressive doorstep selling.
Either they follow unethical sales practices (sales at any cost culture) or their organization culture (processes) is structured to reject claims.
The first is their «big picture» approach which focuses on developing a real estate sales practice that supports personal as well as professional goals.
Government officials use such research to develop regulations regarding advertising, other sales practices, and product safety.
The requested information typically includes insurance sales practices, experience, income and other demographic information (such as gender, zip code, etc).
We can thank our lucky stars that the insurance industry has set the standard for fair sales practices.
The only way to prevent further negative impact is to ensure not only the highest level of responsible sales practices, but to encourage similar practices among customers.
Traditional sales practices are taken much into account when an affiliate manager performs his duties.
Maintain high occupancy by demonstrating the value of the apartment community by using agreed upon sales practices and successfully leasing apartments.
Managed 12 Sales Representatives in the startup division and focused on analyzing existing sales practices and developing opportunities for marked improvement.
The fly on the wall: One of the best ways to develop a successful sales practice is to model other people who are already successful.
Some high - fee products were removed and some companies eliminated commission - based sales practices entirely.
They must have ample knowledge of what they're selling, but perhaps more importantly, they need good sales practices.
Ending the monopoly power of the Canadian Wheat Board (CWB) makes sense, owing to its apparent inability to deliver strong returns for farmers, while limiting farmers» choices on sales practices,...
Reuters also spoke to a former Wells employee, and a lawyer representing former employees and a former and current Wells customer, who described abusive sales practices with multiple business accounts.
Bad incentive structures for employees and a lack of communication to management contributed to Wells Fargo's sales practices scandal, the Fed's William Dudley said.
Misleading sales practices at some pet stores combined with improper dog breeding conditions not only results in harm to the animals, it can also effect consumers who may (unknowingly) purchase a sickly dog or puppy from a pet store or through the Internet.
This practice shows BN is not interested in serving my needs, rather it joins BN's marketing efforts with the shoddy, age old deceptive sales practices of the magazine industry, slipping them in under the radar within what appears to be a book list.
«Canadian consumers are sending a clear message that they are being poorly treated by, and are suffering from misleading sales practices of, Internet, wireless, home phone and subscription TV services,» said John Lawford, PIAC Executive Director and General Counsel.
John Lawford, Executive Director and General Counsel at PIAC, said in reaction to the letter: «The CRTC refusal to inquire into the shocking sales practices of Canada's major telecommunications and broadcasting companies says to consumers «You're on your own.
We're one of IL's favorite Toyota dealers - Oakbrook Toyota is well know for having honest and transparent sales practices that make every customer we sell a loyal customer for life.
The Board also notes that Members that assess commissions, fees and other charges that total well above the industry norm comprise a disproportionately high share of firms that have been subject to disciplinary action for sales practice abuses.
«This expansion, in turn, is designed to protect consumers from sales practices that may be tainted by a conflict of interest.»
NEW YORK (Reuters)- The scandal over improper sales practices at Wells Fargo & Co extended to thousands of small - business owners, according to a U.S. lawmaker, raising questions about the scope of the bank's issues with unauthorized accounts.
The earnings report came three days after the bank's independent directors decided to initiate corporate pay clawbacks, following a six - month investigation into the scrutinized institution's retail banking sales practices.
Wells Fargo was fined $ 100 million by federal regulators for its illegal sales practices in which employees trying to reach unrealistic sales goals opened accounts without customers» permission.
These rules impose additional sales practice requirements on broker - dealers that recommend the purchase or sale of penny stocks to persons other than those who qualify as «established customers» or «accredited investors.»
Plaintiffs seek to hold the board liable for alleged sales practices that have received...
The disclosures signal that the bank's problematic sales practices go further than investors and analysts had expected after Wells Fargo reached a settlement with regulators in September over unauthorized customer accounts.
Representation of financial advisors in connection with numerous FINRA investigations regarding Central Registration Depository («CRD») disclosures, complex products and alternative investments, and other sales practice issues
They also don't enjoy the same scrutiny in there sales practices as Variable Annuities and the person who said VA's are bad is absurd.
«It paints a target on the backs of senior Americans who are most likely to be targeted with abusive variable annuity sales practices,» she said.
In 2014, he slapped a two - year ban on Shaya Boymelgreen preventing the developer from transacting co-op and condo sales amid an investigation into fraudulent sales practices at 15 Broad Street.
Further protection can be found under the Securities Act through National Instrument 33 - 102, which prevents abusive sale practices, including if a customer is coerced or forced into purchasing two products together.
Admittedly, ongoing questionable sales practices and lack of enforced advertising regulations are major problems, but the «free look» option that annuities provide could be the most pro-consumer benefit on the financial product planet.
ALBANY — In a rare move, the state Public Service Commission has issued dozens of subpoenas to energy retailers over the past two weeks as part of its ongoing probe into allegedly unscrupulous sales practices.
ASIC's review of ClearView's sales calls revealed unfair sales practices during the period 1 January 2014 to 30 June 2017.
Debevoise & Plimpton is an international law firm with a leading blockchain and token sale practice.
«There has been such little core product introduced to the market that the capital hasn't dwindled much,» says Kris Cooper, managing director of Jones Lang LaSalle retail investment sales practice in Chicago.
The Welsh Liberal Democrat Assembly Member for South Wales West, Peter Black is demanding tough action over mobile phone insurance in the light of the recent Financial Conduct Authority investigation which found poor claims handling, poor sales practice, anti-customer exclusions in the small print, and poor product design.
Defense of numerous life, health and casualty insurers in individual sales practice litigation and class actions.
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